UBS Group (AMUB) reports $2.8M securities in rescission offer, none for UBS Americas

Rhea-AI Filing Summary

UBS Group AG and UBS AG reported the final results of two rescission offers to eligible investors. In the UBS Group Rescission Offer, claims relating to approximately $2,801,000 principal amount of securities were validly submitted and not withdrawn, and are expected to be settled on or around April 2, 2026.

For the separate UBS Americas Rescission Offer, no claims were validly submitted and not withdrawn by eligible investors. The report is dated March 31, 2026 and is signed on behalf of UBS Group and UBS by authorized officers.

Key Figures

Accepted principal in UBS Group Rescission Offer: $2,801,000 principal amount of securities Settlement date for UBS Group claims: On or around April 2, 2026 Report date: March 31, 2026

3 metrics

Accepted principal in UBS Group Rescission Offer $2,801,000 principal amount of securities Validly submitted and not withdrawn claims

Settlement date for UBS Group claims On or around April 2, 2026 Settlement timing for accepted rescission claims

Report date March 31, 2026 Date of Form 6-K report

Key Terms

Rescission Offer, foreign private issuer, principal amount of securities, eligible investors

4 terms

Rescission Offer financial

"Results of the UBS Group Rescission Offer"

foreign private issuer regulatory

"REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16"

A foreign private issuer is a company organized outside the United States that meets tests showing it is primarily foreign-controlled and therefore qualifies for a different set of U.S. reporting rules. For investors, that means the company files less frequent or differently formatted disclosures with U.S. regulators and may follow home-country accounting and governance practices, so buying its stock is like dining at a well-reviewed restaurant that follows its home kitchen’s rules instead of the local menu — you get access but should check what standards apply.

principal amount of securities financial

"claims with respect to approximately $2,801,000 principal amount of securities"

eligible investors financial

"validly submitted, and not withdrawn, by eligible investors in the UBS Group Rescission Offer"

Form 6-K: How Foreign Companies Report to the SEC →

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Date: March 31, 2026

UBS Group AG

(Registrant’s Name)

Bahnhofstrasse 45, 8001 Zurich, Switzerland

(Address of principal executive offices)

Commission File Number: 1-36764

UBS AG

(Registrant’s Name)

Bahnhofstrasse 45, 8001 Zurich, Switzerland

Aeschenvorstadt 1, 4051 Basel, Switzerland

(Address of principal executive offices)

Commission File Number: 1-15060

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F ☒   Form 40-F ☐

UBS Group AG and UBS AG today announce the final results of:

• UBS Group AG’s offer to rescind the previous purchases by certain purchasers who acquired certain debt securities of UBS Group AG in certain specified transactions (the “UBS Group Rescission Offer”), which commenced on February 19, 2026 and expired at 5:00 p.m., Eastern Standard Time, on March 20, 2026; and

• UBS Group AG’s, UBS AG’s and UBS Americas Inc.’s offer to rescind the previous purchases by certain purchasers who acquired certain debt securities of UBS Americas Inc. and the guarantees thereof by UBS Group AG and UBS AG in certain specified transactions (the “UBS Americas Rescission Offer”), which commenced on February 19, 2026 and expired at 5:00 p.m., Eastern Standard Time, on March 20, 2026.

Results of the UBS Group Rescission Offer

We have determined that claims with respect to approximately $2,801,000 principal amount of securities were validly submitted, and not withdrawn, by eligible investors in the UBS Group Rescission Offer and will be settled on or around April 2, 2026.

Results of the UBS Americas Rescission Offer

We have determined that no claims were validly submitted, and not withdrawn, by eligible investors in the UBS Americas Rescission Offer.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrants have duly caused this report to be signed on their behalf by the undersigned, thereunto duly authorized.

UBS Group AG
By:		/s/ David Kelly
		Name: David Kelly Title: Managing Director
By:		/s/ Ella Copetti-Campi
		Name: Ella Copetti-Campi Title: Executive Director
UBS AG
By:		/s/ David Kelly
		Name: David Kelly Title: Managing Director
By:		/s/ Ella Copetti-Campi
		Name: Ella Copetti-Campi Title: Executive Director

Date: March 31, 2026

FAQ

What did UBS Group AG report in its March 31, 2026 Form 6-K for AMUB?

UBS Group AG reported final results of two rescission offers. About $2,801,000 principal amount of securities will be settled in the UBS Group Rescission Offer, while the UBS Americas Rescission Offer received no valid claims from eligible investors.

How much principal was accepted in the UBS Group Rescission Offer for UBS (AMUB)?

Claims covering approximately $2,801,000 principal amount of securities were validly submitted and not withdrawn in the UBS Group Rescission Offer. These claims are scheduled to be settled around April 2, 2026, according to the March 31, 2026 report.

What were the results of the UBS Americas Rescission Offer mentioned in the 6-K?

The UBS Americas Rescission Offer resulted in no valid claims being submitted and not withdrawn by eligible investors. This means no securities were accepted for rescission under that specific offer, as disclosed in the March 31, 2026 filing.

When will the accepted rescission claims for UBS Group securities be settled?

The validly submitted and not withdrawn claims in the UBS Group Rescission Offer will be settled on or around April 2, 2026. This settlement timing applies to approximately $2,801,000 principal amount of securities covered by those accepted claims.

Who signed the March 31, 2026 UBS Group AG Form 6-K for AMUB?

The report was signed on behalf of UBS Group and UBS by David Kelly, Managing Director, and Ella Copetti-Campi, Executive Director. Their signatures confirm authorization of the disclosure dated March 31, 2026 under the Securities Exchange Act of 1934.