Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $616,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., maturing on January 16, 2029. These unsecured senior debt notes can pay quarterly contingent coupons only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.
The notes may be called early if the stock closes at or above its initial level on an observation date, in which case investors receive the $10 principal per note plus any due coupon and the product terminates. If the notes are not called and, on the final valuation date of January 11, 2029, the stock is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced one‑for‑one with the stock’s decline and can fall to zero.
The offering specifies a minimum investment of 100 notes ($1,000). An example in the document uses a 15.18% per annum contingent coupon rate and a coupon barrier and downside threshold at 60% of the initial stock level. The estimated initial value is $9.74 per $10 note. All payments depend on UBS’s credit, and the notes are neither bank deposits nor FDIC insured, and will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on January 14, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase). Investors may receive quarterly contingent coupons only if Fluor’s stock closes at or above a coupon barrier on the relevant observation date; otherwise no coupon is paid.
The Notes can be called early on any quarterly observation date beginning after six months if Fluor’s stock is at or above the initial level, in which case UBS repays principal plus any due coupon and the Notes terminate. If not called and, at maturity, the stock is at or above a downside threshold, investors receive full principal back (plus any final coupon if the barrier is met). If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s decline and investors could lose all of their initial investment. Payments depend on UBS’s credit, and the Notes are not listed. The estimated initial value is $9.65 per $10 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., maturing on or about January 16, 2029. These are unsecured, unsubordinated debt obligations of UBS.
Investors may receive periodic contingent coupons, but only if the GE Vernova share price on each observation date is at or above a specified coupon barrier. The notes are subject to automatic call on quarterly observation dates beginning after 6 months if the share price is at or above the initial level; in that case, holders receive principal plus any due coupon and the notes terminate early.
If the notes are not called and the final share level on the January 11, 2029 valuation date is at or above a downside threshold, investors receive back the $10 principal per note. If it is below the threshold, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment. All payments depend on UBS’s credit, the notes are not insured or exchange-listed, the minimum investment is 100 notes ($1,000), and the estimated initial value is expected between $9.36 and $9.61 per $10 note.
UBS AG is offering $125,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation stock, maturing January 14, 2027. These unsecured senior notes can pay contingent coupons only when NVIDIA’s share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes may be called early if NVIDIA’s stock closes at or above the initial level on any observation date before the final valuation date, in which case investors receive principal plus any due coupon and the notes terminate. If the notes are not called and NVIDIA’s final stock level is at or above the downside threshold, investors receive their principal back, with any final coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their investment. All payments depend on UBS’s creditworthiness, and the notes are not listed or insured.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing around January 14, 2028. These unsecured, unsubordinated notes can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date.
If on any observation date before maturity the stock closes at or above its initial level, the notes are automatically called and investors receive their principal plus the applicable contingent coupon, with no further payments. If the notes are not called and the stock level on the final valuation date is at or above a downside threshold, investors receive only the principal back, plus any final contingent coupon if the coupon barrier is met.
If the notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss from the initial level, and investors can lose all of their investment. Payments depend entirely on UBS’s credit, the notes will not be listed on any exchange, the minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note on the trade date is expected to be between $9.41 and $9.66.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Albemarle Corporation, maturing on January 14, 2028, with a final valuation date of January 12, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).
Investors may receive periodic contingent coupons only when Albemarle’s stock closes at or above a specified coupon barrier on an observation date. The Notes are automatically called if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive principal plus any due contingent coupon and no further payments.
If the Notes are not called and the stock finishes below a downside threshold at maturity, investors are exposed to the full downside of the stock and can lose some or all of their principal. The estimated initial value is $9.71 per $10 Note, they are unsecured UBS debt, not listed on any exchange and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about January 14, 2028. These unsecured debt notes can pay quarterly contingent coupons, but only when Fluor’s closing share price on an observation date is at or above a preset coupon barrier.
The notes may be called early if Fluor’s stock is at or above the initial level on any observation date beginning after 6 months. In that case, investors receive the principal plus any due coupon, and the product ends. If not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline and can go to zero.
The notes are issued in $10 denominations, with a minimum of 100 notes. The estimated initial value per note on the trade date is expected between $9.35 and $9.60. All payments depend on the creditworthiness of UBS; a default by UBS could result in loss of the entire investment.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Charter Communications, Inc., maturing on January 14, 2028. These unsecured notes pay a contingent coupon only when the Charter stock closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if the stock closes at or above its initial level on any observation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, principal is repaid; if it is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, up to a total loss of principal.
The notes are subject to UBS’s credit risk, are not insured by any government agency, will not be listed on an exchange and have an estimated initial value of $9.71 per $10 note, reflecting UBS’s internal pricing and funding costs. An example structure illustrates a contingent coupon rate of 18.28% per annum with a 70% coupon barrier and downside threshold.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation. These unsecured debt notes run from an expected trade date of January 12, 2026 to an expected maturity on January 14, 2027 and pay contingent coupons only when the NVIDIA share price on an observation date is at or above a preset coupon barrier.
The notes can be automatically called early if NVIDIA’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive their principal plus any due contingent coupon, and the notes terminate. If not called and the final level is at or above the downside threshold, principal is repaid at maturity; if the final level is below this threshold, repayment is reduced in line with NVIDIA’s percentage decline and investors can lose their entire investment.
The notes are sold in minimums of 100 notes at $10 per note, with an estimated initial value between $9.44 and $9.69 based on UBS internal models. Payments depend on UBS’s creditworthiness, the notes will not be listed on an exchange, and the documents emphasize that they are significantly riskier than conventional debt securities.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of American Eagle Outfitters, Inc., maturing on January 14, 2028. These unsecured debt notes pay a contingent coupon only if the stock on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if on any observation date before maturity the stock closes at or above the initial level, in which case investors receive the $10 principal per Note plus the applicable coupon and no further payments. If not called, and at maturity the stock is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with the stock’s decline and principal can be completely lost.
The notes are subject to UBS credit risk, are not FDIC insured, will not be listed on any exchange, and have an estimated initial value of $9.64 per $10 Note. The minimum investment is 100 Notes, or $1,000.
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