Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is issuing $265,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, maturing January 9, 2029. These unsecured debt notes pay a contingent coupon only if Micron’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid. The notes can be automatically called before maturity if Micron’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus the applicable coupon and the product ends.
If the notes are not called and Micron’s final stock level on the January 5, 2029 valuation date is at or above the downside threshold, UBS repays the $10 principal per Note (plus any final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline, and investors can lose most or all of their initial investment. The estimated initial value is $9.70 per $10 Note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about January 9, 2029. These unsecured debt notes can pay a contingent coupon on scheduled coupon payment dates, but only if Micron’s closing share price on the related observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called before maturity if Micron’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive the principal plus any due contingent coupon, and the notes terminate. If not called, and Micron’s final level is at or above a downside threshold, investors receive only the principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero. Any payment depends on the creditworthiness of UBS. The minimum investment is 100 notes at $10 each, and the estimated initial value per note is expected to be between $9.34 and $9.59.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation. These unsecured debt securities can pay contingent coupons only when Oracle’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes may be automatically called before maturity if Oracle’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per note plus the applicable contingent coupon and no further payments. If the notes are not called and Oracle’s final stock level is at or above the downside threshold, principal is repaid at maturity.
If the notes are not called and Oracle’s final level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. All payments depend on UBS’s credit. The estimated initial value is $9.74 per $10 note, and the minimum investment is 100 notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, with an expected term to about July 9, 2027. These unsecured, unsubordinated notes can pay periodic contingent coupons, but only if Oracle’s share price on each observation date is at or above a preset coupon barrier. If Oracle’s share price on any observation date before maturity is at or above the initial level, the notes are automatically called, and investors receive their principal back plus the contingent coupon for that period, with no further payments.
If the notes are not called and Oracle’s final share price on the final valuation date is at or above a specified downside threshold, investors receive only their principal at maturity, plus any final contingent coupon if the coupon barrier is also met. If the final share price is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose some or all of their initial investment. All payments depend on UBS’s creditworthiness, and the notes will not be listed on any exchange. The estimated initial value is expected to be between $9.44 and $9.69 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Coinbase Global, Inc. (COIN), maturing around January 4, 2029. Each Note has a $1,000 principal amount and pays a contingent coupon only if COIN’s closing level on an observation date is at or above a coupon barrier set at 70% of the initial level. The indicative contingent coupon rate is approximately 24.40% per annum.
The Notes are automatically called if COIN closes at or above 100% of the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and the Notes terminate. If not called and COIN’s final level is at or above the 70% downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with COIN’s percentage decline, up to a total loss of principal.
The Notes are unsubordinated, unsecured obligations of UBS, not listed on any exchange, and subject to UBS credit risk. The estimated initial value per Note on the trade date is expected to be between $936.90 and $966.90, below the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs. UBS Securities LLC receives a $20.00 per Note underwriting discount, and secondary market liquidity may be limited.
UBS AG is offering $7,086,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing January 4, 2030. Each $1,000 Note can be automatically called quarterly, starting after 12 months, if both indices close at or above their call threshold levels, set at 100% of their initial levels. In that case, investors receive the principal plus a call return based on a 9.36% per annum call return rate, with the call price rising the longer the Notes remain outstanding.
If the Notes are not called and on the final valuation date both indices are at or above 70% of their initial levels, UBS repays only the $1,000 principal per Note. If at least one index finishes below its 70% downside threshold, repayment is reduced in line with the percentage loss of the worst-performing index, and investors can lose up to their entire investment. The Notes pay no interest, do not participate in index upside beyond the fixed call return, are unsecured obligations of UBS, and will not be listed on any exchange. The estimated initial value is $965.40 per Note, below the $1,000 issue price, reflecting underwriting discounts, fees and hedging costs.
UBS AG is offering $757,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest and a Conditional Threshold Event, linked to the least performing of Amazon, Super Micro Computer and Tesla common stock, maturing on January 11, 2029. The Notes pay a contingent coupon at a 19.85% per annum rate (about $49.625 per quarter per $1,000 Note) only if each stock closes at or above its coupon barrier on the relevant observation date; missed coupons can be paid later if conditions are met under the memory feature.
The Notes can be automatically called after 12 months if each stock is at or above its call threshold (100% of initial level), returning principal plus due and previously unpaid coupons. If not called, principal repayment at maturity depends on a “threshold event”: if each final stock level is below its upper barrier and any is below its downside threshold (60% of initial), repayment is reduced in line with the negative return of the worst stock, and investors can lose all principal. The Notes are unsecured, unsubordinated obligations of UBS, not listed on an exchange, and the estimated initial value is $955.50 per $1,000 Note, below the issue price.
UBS AG is offering trigger callable contingent yield notes linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 Index, each with a $1,000 principal amount and an expected term of about 18 months to around July 16, 2027.
The notes pay a contingent coupon at an annual rate of 8.00% (monthly coupons of $6.6667 per note) only if, on each monthly observation date, all three indices close at or above 70% of their initial levels, which also serve as the downside thresholds. UBS may call the notes in whole, beginning after three months, paying principal plus any due coupon.
If the notes are not called and any index finishes below its downside threshold, investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can result in a substantial loss, up to a full loss of principal. Payments depend on UBS’s credit, and the estimated initial value is expected between $945.90 and $975.90 versus the $1,000 issue price.
UBS AG is offering unsecured Callable Contingent Interest Barrier Notes linked to the least performing of the Russell 2000® Index and S&P 500® Index, maturing around July 9, 2027. Each Note has a $1,000 principal amount and may pay a fixed monthly contingent interest of $7.2917 if, on an observation date, both indices are at or above their interest barriers set at 65.00% of their initial levels (1,657.923 for RTY and 4,494.91 for SPX). UBS can call the Notes on any monthly observation date (other than the valuation date) and repay principal plus any due interest. If not called, and either index finishes below its trigger level (also 65.00% of its initial level), investors suffer a loss matching the negative return of the worst index, up to a total loss of principal. Payments depend entirely on UBS’ creditworthiness, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index, maturing on or about January 19, 2029. The Notes have a $1,000 denomination and pay a 9.00% per annum contingent coupon only if, on a monthly observation date, each index closes at or above its coupon barrier, set at 70.00% of its initial level. UBS may call the Notes in whole on any observation date starting after 6 months, paying principal plus any due coupon.
If the Notes are not called and the final level of any index is below its downside threshold, set at 50.00% of its initial level, investors receive $1,000 multiplied by one plus the return of the worst-performing index, which can result in a substantial loss, up to total loss of principal. The Notes are unsecured obligations of UBS, not insured, will not be listed on an exchange, and have an estimated initial value between $959.70 and $989.70 per $1,000 issue price.
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