Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about January 10, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if the stock closes at or above a specified coupon barrier on each observation date.
The Notes may be automatically called early if, on any observation date before maturity, the stock closes at or above the initial level. In that case, investors receive the principal amount plus any due contingent coupon, and the Notes terminate. If the Notes are not called and, on the final valuation date, the stock is at or above the downside threshold, UBS repays the $10 principal per Note.
If the Notes are not called and the final stock level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is expected to be between $9.44 and $9.69.
UBS AG is offering $155,000 of Trigger Autocallable Contingent Yield Notes linked to NVIDIA common stock, maturing on January 9, 2029. These unsecured debt securities pay contingent coupons only if NVIDIA’s closing price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called quarterly after the first year if NVIDIA closes at or above the initial level, in which case investors receive the $10 principal per note plus any due coupon and the product ends early.
If the notes are not called and NVIDIA’s final level on the valuation date is at or above a downside threshold, investors receive their $10 principal back at maturity; if it is below that threshold, repayment is reduced in line with NVIDIA’s decline and can fall to zero. The notes are not listed on any exchange, have a minimum investment of 100 notes at $10 each, and had an estimated initial value of $9.66 per note on the trade date, with all payments subject to the credit risk of UBS.
UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 10, 2028. The Notes pay a contingent coupon only if Oracle’s closing share price on a monthly observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Oracle’s share price on any observation date (starting after three months) is at or above the initial level, in which case holders receive the principal plus any due contingent coupon and no further payments. If the Notes are not called and Oracle’s final level is at or above the downside threshold, investors receive only the principal at maturity; if it is below the downside threshold, repayment is reduced in line with the negative stock return and can fall to zero.
The Notes are unsecured, unsubordinated obligations of UBS, are not bank deposits, are not insured by any government agency, and all payments depend on UBS’s credit. The estimated initial value per $10 Note on the trade date is expected to be between $9.49 and $9.74, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about January 9, 2029. These unsecured debt notes pay a contingent quarterly coupon only when NVIDIA’s closing price on an observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.
The notes can be automatically called starting about 12 months after issuance if NVIDIA’s price on an observation date is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate early. If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and total loss of principal is possible.
The minimum investment is 100 notes at $10 per note. The estimated initial value on the trade date is expected to be between $9.33 and $9.58 per note, reflecting UBS’s internal pricing. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering $333,000 of Trigger Autocallable Contingent Yield Notes linked to Western Digital common stock, maturing on July 9, 2027. These unsecured debt securities pay a contingent coupon only when the stock closes at or above a preset coupon barrier on scheduled observation dates and can be called early if the stock is at or above the initial level, in which case investors receive principal plus the applicable coupon and the Notes terminate. If the Notes are not called and the stock is at or above a downside threshold at maturity, investors receive back their principal; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of the investment. The Notes are not listed, have a minimum investment of 100 Notes at $10 each, and had an estimated initial value of $9.30 per Note, with all payments subject to the creditworthiness of UBS.
UBS AG is offering trigger autocallable contingent yield notes linked to the common stock of Western Digital Corporation, with expected maturity on or about July 9, 2027. These unsecured debt securities can pay contingent coupons only when the stock closes at or above a specified coupon barrier on each observation date, and the notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity.
If the notes are not called and the stock’s final level is at or above a downside threshold on the final valuation date, investors receive their principal back (and any final contingent coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative performance, and investors can lose some or all of their initial investment. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on January 10, 2028. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The notes can be called early if the stock is at or above its initial level on any observation date, in which case investors receive the $10 principal per Note plus the applicable coupon and the product terminates.
If the notes are not called and, on the final valuation date, the stock is at or above the downside threshold, investors receive full principal back, plus any final coupon if the barrier is met. If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose all of their investment. The illustrative contingent coupon rate is 10.42% per annum, with both the downside threshold and coupon barrier set at 70% of the initial level. The notes are not listed, carry UBS credit risk, and have an estimated initial value of $9.67 per $10 Note.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, with an expected maturity in January 2028. These notes can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date.
The notes will be automatically called early if the stock closes at or above the initial level on any observation date before the final one, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above a downside threshold, UBS repays the principal at maturity; if the final level is below that threshold, repayment is reduced in line with the stock’s decline and investors can lose their entire investment.
The notes are unsubordinated, unsecured obligations of UBS, are not bank deposits, are not insured, and will not be listed on an exchange. The estimated initial value per $10 note on the trade date is expected to be between $9.37 and $9.62, reflecting UBS’ internal pricing models and funding costs.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd., maturing on January 10, 2028. These unsecured debt notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due contingent coupon, and no further payments. If the notes are not called and the final stock level on the valuation date is at or above the downside threshold, investors receive full principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s loss, up to a total loss of principal.
The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.78. Any payment depends on UBS’s creditworthiness, the notes will not be listed on an exchange, and the issuer highlights that investing in these notes involves significant risk, including the potential loss of all initial capital.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Royal Caribbean Cruises Ltd., maturing on or about January 10, 2028. These unsecured debt obligations pay a contingent coupon only if the stock closes at or above a specified coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If not called, investors receive full principal back at maturity only if the final stock level is at or above a downside threshold; below that level, repayment is reduced in line with the stock’s decline and can fall to zero.
The minimum investment is 100 Notes at $10 each, and the estimated initial value per $10 Note is expected to be between $9.48 and $9.73. Payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
FAQ
What is the current stock price of UBS ETRACS Alerian MLP ETN Series B (AMUB)?
