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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the common stock of Amazon.com, Inc. and Alphabet Inc. The Notes pay contingent coupons if both underlyings meet coupon barriers on observation dates, may be automatically called early, and have contingent repayment of principal at maturity tied to the least performing underlying asset. The Notes have a principal amount of $1,000 per Note, an illustrative contingent coupon rate of 13.20% per annum (contingent coupon of $33.00 per observation), an estimated initial value range of $948 to $978, a trade date of June 30, 2026, a settlement date of July 6, 2026, a final valuation date of July 2, 2029 and a maturity date of July 6, 2029.

These Notes expose holders to market risk of each underlying on each observation date and to UBS credit risk; if not called and the final level of any underlying is below its downside threshold (illustratively 60.00% of initial level), holders may suffer a loss equal to the negative return of the least performing underlying and could lose all principal.

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Rhea-AI Summary

The issuer, UBS AG, is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing common stock of Apple Inc. and Amazon.com, Inc.. The Notes pay contingent quarterly coupons if both underlyings meet coupon barriers on observation dates and may be automatically called early. Principal is repaid at maturity only if final levels meet downside thresholds; otherwise repayment is reduced pro rata to the negative return of the least performing underlying. The Notes mature on January 4, 2028, have a principal amount of $1,000 per Note, a contingent coupon rate shown on the cover, and are subject to UBS credit risk and limited secondary market liquidity.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, with a $1,000 principal amount per Note and a term of approximately five years unless automatically called. The Notes pay a fixed contingent coupon only when the underlying index closes at or above a specified coupon barrier on observation dates and may be automatically called if the index closes at or above a call threshold on any observation date beginning after 12 months. At maturity, if not called, repayment of principal depends on the final index level relative to a downside threshold; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose all principal. Key terms shown on the cover include a contingent coupon rate of 18.00% per annum, a call threshold equal to 100.00% of the initial level, a coupon barrier at 70.00% of the initial level and a downside threshold at 60.00% of the initial level. Trade date, settlement and lifecycle dates include a trade date of July 1, 2026, expected settlement July 7, 2026, final valuation date July 1, 2031 and maturity July 7, 2031. The issue price is $1,000.00 per Note and estimated initial value is stated between $939.00 and $969.00; proceeds to UBS are shown as $991.00 per Note after a $9.00 underwriting discount. The Notes are unsecured obligations of UBS and payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DoorDash, Inc., maturing on or about July 6, 2029. The notes pay a contingent coupon only when the underlying's closing level on an observation date meets or exceeds a specified coupon barrier, are subject to early automatic call if the closing level meets a call threshold, and provide contingent repayment of principal at maturity only if the final level is at or above a specified downside threshold. The contingent coupon rate is set in a range of 18.80% to 19.05% per annum and the principal amount is $1,000 per note. Issue price, underwriting discount of $20 per note, estimated initial value range ($941.90 to $971.90) and final economic terms will be set on the trade date. The notes are unsecured obligations of UBS and any payment is subject to UBS credit risk; investors may lose a significant portion or all of their investment.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® Technology Sector, with a stated contingent coupon rate of 14.00% per annum and a per-note issue price of $1,000.00. The notes are callable monthly by UBS beginning ~3 months after issuance and mature on or about July 6, 2029. Principal repayment at maturity depends on the final level of the least performing underlying asset relative to a 60.00% downside threshold; if that final level is below the threshold, repayment will be reduced pro rata and could result in the loss of most or all principal. The preliminary estimated initial value range is $961.90 to $991.90 per note, and underwriting discount per note is $5.00. All payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index due June 28, 2029. The Notes pay a contingent coupon of 8.50% per annum on specified observation dates only if each underlying’s closing level meets its coupon barrier. The Notes include an issuer call feature allowing UBS to call the Notes in whole on specified call settlement dates; if called you receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity only if each underlying’s final level is at or above its downside threshold (70% of the initial level). A 30% buffer applies to losses tied to the least performing underlying asset; if the final level of the least performing underlying asset is below its downside threshold, you may lose some or almost all of your investment. The estimated initial value range is $966.90 to $996.90 per $1,000 principal amount. The Notes are unsecured obligations of UBS and subject to UBS credit risk and Swiss regulatory resolution powers.

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UBS is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Spotify Technology S.A. The notes have an expected term of approximately 3 years, with trade date June 30, 2026, settlement July 6, 2026, final valuation July 2, 2029 and maturity July 6, 2029. The contingent coupon rate will be set on the trade date in the range 17.40% to 17.80% per annum and the cover shows a coupon barrier and downside threshold equal to 60.00% of the initial level and a call threshold equal to 100.00% of the initial level. Issue price is $1,000 per note with an underwriting discount of $20.00 (proceeds to UBS $980.00). The estimated initial value range is $943.50 to $973.50 as of the trade date. Principal repayment at maturity is contingent: if the final level is below the downside threshold, holders absorb the underlying return and could lose a significant portion or all principal. All payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Thomson Reuters Corporation (ticker TRI). The notes have a principal amount of $1,000 per Note, a term of approximately 3 years, expected trade date June 30, 2026, settlement July 6, 2026, and maturity July 6, 2029. The contingent coupon rate is set in a range of 21.60% to 21.85% per annum and will be paid only if the underlying closing level on an observation date is at or above the coupon barrier. The notes are automatically called if the underlying closing level on an observation date (prior to final valuation) is at or above the call threshold (100% of the initial level). At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold (60% of the initial level); if below, repayment is reduced proportionally to the underlying return.

Estimated initial value is between $935.10 and $965.10. Issue price is shown as $1,000.00 with an underwriting discount of $20.00 (proceeds to UBS $980.00 per Note). Any payment depends on UBS creditworthiness and holders may lose a significant portion or all of their investment.

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UBS AG is offering $630,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Russell 2000® Index and the Nasdaq-100® Technology Sector maturing June 28, 2029. The Notes pay a contingent coupon of 10.60% per annum on coupon dates only if each underlying asset meets its coupon barrier on the relevant observation date. UBS may call the Notes in whole on monthly observation dates beginning ~3 months after issuance; if called you receive principal plus any contingent coupon due on the call settlement date. If not called, repayment at maturity depends on the final levels: full principal is returned only if every underlying asset is at or above its downside threshold (65% of initial level); otherwise repayment is reduced based on the percentage decline of the least performing underlying asset, and investors could lose all principal. The estimated initial value at trade date was $968.50 per $1,000 Note and the issue price is $1,000 per Note. The Notes are unsecured obligations of UBS and are subject to UBS credit risk, limited secondary market liquidity, underwriting discounts and hedging costs. Key numeric terms such as initial levels and coupon/downside levels for each index are set forth in the table in this document.

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The issuer, UBS AG, is offering UBS Trigger Autocallable Contingent Yield Notes linked to the common stock of Devon Energy Corporation and Netflix, Inc. The Notes have a term of approximately three years (trade date June 26, 2026; settlement June 30, 2026; maturity about June 29, 2029), pay periodic contingent coupons only if observation-date levels meet a coupon barrier, and are autocallable if an observation-date closing equals or exceeds the call threshold. If not called, principal repayment at maturity is contingent on the final level versus a downside threshold; a final level below that threshold exposes investors to the full downside of the underlying stock (possible total loss). Issue price per Note is $10 with an underwriting discount of $0.20 per Note; estimated initial values per Note are shown in ranges below the issue price. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 7996 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 25, 2026.