Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering trigger callable contingent yield notes linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes have a principal amount of $1,000 per note, an expected term of about four years, and pay a 10.30% per annum contingent coupon only when all three indexes close at or above 70% of their initial levels on a monthly observation date.
UBS can call the notes in whole beginning after three months; if called, investors receive $1,000 per note plus any due coupon, with no further payments. If the notes are not called and any index finishes below 60% of its initial level at maturity, the repayment is reduced one-for-one with the worst-performing index, and investors can lose all of their principal.
The notes are unsecured obligations of UBS, are not insured deposits, will not be listed on an exchange, and have an estimated initial value between $956 and $986 per $1,000 note, reflecting embedded fees and hedging costs.
UBS AG is offering Capped Buffer Contingent Absolute Return Securities, unsecured debt linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, with a term of about 12 months and a $1,000 principal amount per Security.
If the least performing index ends above its initial level, holders receive $1,000 plus the index gain, capped at a maximum upside gain of 9.00% (maximum payment $1,090). If that index is flat or down but still at or above 80% of its initial level, investors get a “contingent absolute return” equal to the magnitude of the loss, up to 20.00% (maximum payment $1,200). If the least performing index falls below its 80% downside threshold, principal is reduced beyond a 20% buffer, and investors can lose almost all of their investment.
The notes pay no interest, do not offer dividends, will not be listed on an exchange, and may have limited or no secondary market. Any payment depends entirely on the creditworthiness of UBS AG; a default could result in loss of the entire principal. The estimated initial value per Security, based on UBS’ internal models, is expected to be between $961.10 and $991.10, below the $1,000 issue price.
UBS AG is offering trigger callable yield notes linked to the worst performer of the Nasdaq‑100, Russell 2000 and S&P 500 indices. The notes pay a fixed coupon of 7.55% per annum (about
If the notes are not called and on the final valuation date every index is at or above 70% of its initial level, investors receive full principal at maturity plus the last coupon. If any index finishes below its 70% downside threshold, principal is reduced in line with the percentage loss of the worst‑performing index, and investors can lose all of their investment.
The notes are unsecured, unsubordinated obligations of UBS AG, not bank deposits and not FDIC‑insured, will not be listed on any exchange, and may have limited or no secondary market. The estimated initial value per note is expected between
UBS AG is offering $600,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on January 10, 2030. The Notes pay a contingent coupon at a rate of 6.60% per annum (about $5.50 per $1,000 Note monthly) only if, on an observation date, each index closes at or above its coupon barrier, set at 65% of its initial level for each index. UBS may call the Notes in whole, beginning after six months, paying back principal plus any due coupon, after which no further payments are made. If the Notes are not called and each index finishes at or above its downside threshold (also 65% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, and investors can lose all of their principal. All payments depend on UBS’s creditworthiness.
UBS AG is offering $1,689,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, maturing on December 9, 2027.
The Notes pay a 10.60% per annum contingent coupon (about $8.8333 per $1,000 per month) only if on each monthly observation date all three indices are at or above their coupon barriers, set at 70% of their initial levels. UBS may call the Notes in whole on any observation date after three months, returning principal plus any due coupon, ending future payments.
If the Notes are not called and any index finishes below its 70% downside threshold at maturity, investors receive $1,000 times one plus the return of the worst-performing index, which can mean losing some or all principal. Investors do not benefit from index gains beyond coupons, forgo dividends, face limited or no liquidity, and bear full credit and bail-in risk of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CoreWeave, Inc. common stock, maturing around July 20, 2027. Each $1,000 Note can pay a high contingent coupon at a rate of 37.65% per annum, but only on monthly observation dates when CoreWeave’s share price is at or above a coupon barrier set at 60% of the initial level.
The Notes can be automatically called as early as about three months after issuance if the stock closes at or above a call threshold equal to 100% of the initial level, in which case holders receive principal plus the due coupon and the Notes terminate. If not called, and on the final valuation date the stock is at or above a downside threshold set at 50% of the initial level, investors receive full principal back (plus any final coupon if the barrier is met).
If the Notes are not called and the final stock level is below the downside threshold, repayment of principal is reduced one-for-one with the stock’s percentage loss, and investors can lose all of their investment. The Notes are unsecured debt of UBS, are not insured deposits, will not be listed on an exchange, and their estimated initial value is expected to be between $915.90 and $945.90 per $1,000 issue price, reflecting fees, hedging and UBS’ internal funding rate.
UBS AG is offering $1,403,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Energy Select Sector SPDR Fund (XLE), maturing on January 10, 2029.
The Notes pay a contingent coupon at a rate of 12.15% per annum ($10.125 per month per $1,000) only if, on each monthly observation date, the level of every underlying is at or above its coupon barrier set at 70% of its initial level. UBS can call the Notes in whole, beginning after six months, paying back principal plus any due coupon.
If the Notes are not called and, at maturity, every underlying is at or above its downside threshold (50% of initial level), investors receive full principal back; otherwise, repayment is reduced one-for-one with the negative return of the worst-performing underlying, and all principal can be lost. Payments depend entirely on UBS’s credit, and the estimated initial value per Note is $987.40, below the $1,000 issue price.
UBS AG is offering $2,257,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on January 10, 2029. The notes pay a contingent coupon at a rate of 10.20% per annum (about $8.50 per $1,000 note per period) only if, on each monthly observation date, all three indices close at or above their coupon barriers, set at 70% of their initial levels, which are also the downside thresholds.
UBS may call the notes in whole on any observation date beginning after three months; if called, investors receive principal plus any due contingent coupon and no further payments. If the notes are not called and any index finishes below its downside threshold at final valuation, investors receive $1,000 times one plus the return of the worst-performing index, which can result in a substantial loss of principal, including a total loss. Payments depend entirely on the creditworthiness of UBS, and the notes will not be listed on any exchange. The estimated initial value is $968.20 per $1,000 note, lower than the issue price due to fees, hedging and internal funding rates.
UBS AG is offering Buffer Contingent Absolute Return GEARS, unsecured notes linked to the worst performer among the Nasdaq-100, Russell 2000 and S&P 500 over about two years. Each Security has a $1,000 principal amount, 1.05x upside gearing and a 20% downside buffer.
At maturity, if the least performing index is up, investors receive principal plus the index gain multiplied by 1.05. If that index is flat or down but not below 80% of its initial level, investors receive a positive “contingent absolute return” on losses up to 20%, capped at a 20% maximum return ($1,200). If any index finishes below its downside threshold, repayment is reduced in line with losses beyond the 20% buffer and investors can lose almost all principal. The notes pay no interest, are not listed, have limited or no secondary market, and all payments depend on the credit of UBS.
UBS AG is offering trigger callable contingent yield notes that are unsecured, unsubordinated debt linked to the least performing of the Nasdaq-100® Technology Sector Index℠, the S&P 500® Index and the Energy Select Sector SPDR® Fund. Each Note has a $1,000 principal amount, a term of about 23 months to December 14, 2027 and pays a 10.70% per annum contingent coupon (about $8.9167 per month) only if on an observation date the closing level of each underlying is at or above its coupon barrier, set at 70% of its initial level.
UBS may, at its discretion, call the Notes in whole (but not in part) on any monthly observation date beginning after three months; on a call, investors receive principal plus any due contingent coupon and no further payments. If the Notes are not called and at maturity every underlying is at or above its 70% downside threshold, investors receive back principal (and a final coupon if all are above barriers). If any underlying finishes below its downside threshold, the repayment is reduced dollar-for-dollar with the negative return of the worst performer, up to a complete loss of principal.
The estimated initial value is expected between $939.20 and $969.20 per $1,000 Note, reflecting fees and UBS’s internal funding rate. The Notes are not listed, may have limited or no secondary market, pay no dividends from the ETF or index constituents, and all payments are subject to the credit risk of UBS.
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