Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of DexCom, Inc., maturing on January 10, 2028. The Notes pay a contingent coupon only if DexCom’s stock closes at or above a preset coupon barrier on an observation date; otherwise no coupon is paid. The Notes are automatically called early if DexCom’s stock closes at or above the initial level on any observation date before maturity, in which case holders receive the principal plus the applicable coupon and no further payments.
If the Notes are not called and DexCom’s final stock level is at or above the downside threshold, investors receive back the principal at maturity (and the final coupon if the barrier is met). If the final level is below the downside threshold, repayment is reduced in line with DexCom’s decline and can fall to zero, resulting in a total loss of principal. The Notes are unsecured obligations of UBS, carry significant market and credit risk, will not be listed on an exchange, and are offered in minimum denominations of 100 Notes at $10 per Note, with an estimated initial value of
UBS AG is offering $5,009,500 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on January 8, 2031. These unsecured notes pay a contingent coupon only if Vistra’s stock closes on each observation date at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if, on any quarterly observation date after the first year, Vistra’s share price is at or above the initial level. In that case, investors receive the $10 principal per Note plus any due coupon, and the product ends. If the notes are not called and Vistra’s final share level is at or above a downside threshold, investors receive only their $10 principal per Note at maturity, with any final coupon depending on the barrier test.
If the final share level is below the downside threshold, repayment of principal is reduced one-for-one with Vistra’s loss, and investors can lose their entire investment. All payments depend on the creditworthiness of UBS AG, the notes are not insured, will not be listed on an exchange, and the estimated initial value per Note is $9.67 versus the $10 issue price, reflecting fees and UBS’s internal funding rate.
UBS AG is offering unsecured, unsubordinated Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., with a trade date of January 6, 2026 and maturity on or about January 8, 2031. These market-linked notes can pay quarterly contingent coupons only when the underlying stock closes at or above a preset coupon barrier on the relevant observation date.
The notes are automatically called if, on any quarterly observation date beginning after 12 months and before final valuation, the Vistra share price is at or above the initial level; in that case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final share level is at or above a downside threshold, investors receive only their principal at maturity, with any final contingent coupon depending on the coupon barrier.
If the final level is below the downside threshold, repayment is reduced in proportion to the stock’s decline, and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and have an estimated initial value between $9.26 and $9.51 per $10 note. The minimum investment is 100 notes at $10 each.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Airlines Holdings, Inc., maturing on or about January 10, 2028. These unsecured debt obligations can pay periodic contingent coupons, but only if the stock closes at or above a preset coupon barrier on each observation date. The Notes may be automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case investors receive principal plus any due coupon and the Notes terminate.
If the Notes are not called and the final stock level is at or above the downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. All payments, including any coupons and principal repayment, depend on the creditworthiness of UBS. The Notes are offered in minimums of 100 Notes at $10 per Note, with an estimated initial value between $9.49 and $9.74 per Note.
UBS AG is offering $20,391,600 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on January 8, 2029. These notes pay a contingent coupon only when Oracle’s closing share price on a quarterly observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The notes are automatically called early if Oracle’s price on any observation date (beginning after 6 months) is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and the notes terminate. If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive full principal at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero. The estimated initial value per Note is $9.78, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snap Inc., maturing on January 10, 2028. These unsecured debt notes pay contingent coupons only when Snap’s closing stock price on an observation date is at or above a preset coupon barrier, and they can be automatically called early if the stock is at or above the initial level.
If the notes are not called and Snap’s stock on the final valuation date is at or above a downside threshold, investors receive back the principal per note; if it is below that threshold, repayment is reduced in line with the stock’s loss and can fall to zero, meaning a total loss of principal is possible. The notes are issued at $10 per note with a minimum investment of 100 notes, and their estimated initial value is $9.72. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about January 8, 2029. Each Note has a principal amount of $10 and is designed to pay a contingent quarterly coupon only when Oracle’s closing level on an observation date is at or above a specified coupon barrier.
The Notes will be automatically called before maturity if, on any observation date after an initial period, Oracle’s closing level is at or above the initial level. In that case, investors receive the $10 principal plus any contingent coupon due, and no further payments. If the Notes are not called and Oracle’s final level is at or above a downside threshold, investors receive the full $10 per Note at maturity; if it is below the threshold, repayment is reduced in line with Oracle’s decline, and all principal can be lost.
The offering highlights significant risk, including the possibility of receiving no coupons and losing all invested principal. The estimated initial value per Note on the trade date is expected to be between $9.39 and $9.64. A hypothetical example in the document uses a contingent coupon rate of 12.27% per annum with a coupon barrier and downside threshold at 50% of the initial level. All payments depend on the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snap Inc., maturing on or about January 10, 2028. These are unsecured, unsubordinated debt obligations that pay a contingent coupon only when Snap’s closing share price on an observation date is at or above a preset coupon barrier.
The notes may be automatically called before maturity if Snap’s share price on any observation date (other than the final one) is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon on the call settlement date and no further payments. If the notes are not called and Snap’s final level is at or above the downside threshold, investors receive full principal back at maturity; if it is below, repayment is reduced one-for-one with Snap’s percentage decline and can fall to zero.
The minimum investment is 100 notes at $10 each, and the estimated initial value per $10 note is expected to be between $9.42 and $9.67, based on UBS’ internal models. Any payment depends on UBS’s creditworthiness, the notes are not FDIC insured, and they are not expected to be listed on an exchange.
UBS AG is offering $860,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector IndexSM, maturing on January 7, 2032.
The Notes pay a contingent coupon at a rate of 9.00% per annum on monthly observation dates only if each index closes at or above its coupon barrier, set at 80.00% of its initial level. Missed coupons can be recovered later under the “memory interest” feature if a future observation meets the barrier.
Beginning after 12 months, the Notes are automatically called if each index is at or above its call threshold level, equal to 100.00% of its initial level, returning principal plus due and unpaid coupons. If not called and, at maturity, each index is at or above its downside threshold of 60.00% of its initial level, investors receive full principal; otherwise, the payoff is reduced one-for-one with the loss on the worst index, and all principal can be lost.
The Notes are unsecured, unsubordinated obligations of UBS, not insured by any government agency, will not be listed on an exchange, and have an estimated initial value of $971.10 per $1,000 issue price.
UBS AG is offering $2,350,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on January 10, 2029. Investors can receive a 9.70% per annum contingent coupon (about $8.0833 per month per $1,000 Note) only if on each observation date all three indices close at or above their coupon barriers set at 70% of initial levels. UBS may call the notes after six months, repaying principal plus any due coupon, ending all future payments.
If the notes are not called and any index finishes below its downside threshold of 65% of its initial level, the repayment of principal is reduced one-for-one with the worst-performing index, and investors could lose their entire investment. Payments depend on UBS’s credit, and the estimated initial value is $969.10 per $1,000 Note, reflecting fees, hedging costs and UBS’s internal funding rate.
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