Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $8,378,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on December 3, 2027. The Notes pay a contingent coupon at an annual rate of 11.35% (about $9.4583 per month per $1,000) only if, on each monthly observation date, every index closes at or above its coupon barrier, set at 70% of its initial level, which is also the downside threshold.
UBS may, at its discretion, call the Notes in whole on any observation date beginning after three months, paying back the $1,000 principal per Note plus any due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its downside threshold at final valuation, investors receive $1,000 multiplied by 1 plus the return of the worst-performing index, which can result in a substantial loss, up to a complete loss of principal.
The Notes are unsecured debt of UBS AG London Branch, are not insured or listed on an exchange, and their value and payment depend entirely on UBS’s credit. The estimated initial value is $977.60 per $1,000, reflecting dealer compensation, hedging and funding costs, and secondary market liquidity may be limited.
UBS AG is offering Capped Buffer Securities, which are unsecured debt linked to the S&P 500® Index with a principal amount of $1,000 per Security and a term of approximately 12 months, from a trade date expected on January 30, 2026 to a maturity date expected on February 4, 2027. At maturity, if the index has risen, holders receive $1,000 plus the index gain up to a maximum gain of at least 10.20%, for a maximum payment at maturity of at least $1,102.00 per Security. If the index is flat or down but not below the downside threshold of 85.00% of the initial level, holders receive their $1,000 principal.
If the final index level is below the downside threshold, repayment is reduced according to the index loss beyond the 15.00% buffer, and holders can lose almost all of their investment. The Securities pay no interest, do not provide dividends on S&P 500® stocks, and are subject to the credit risk of UBS. They are not listed, and secondary liquidity may be limited. The estimated initial value is expected to be between $961.80 and $991.80 per Security, reflecting underwriting and hedging costs, including a $5.00 per Security underwriting discount.
UBS AG is offering $750,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500, maturing January 7, 2031. The unsecured notes pay a 10.30% per annum contingent coupon (about $25.75 per quarter per $1,000) only if on each quarterly observation date all three indices close at or above their coupon barriers, set at 70% of their initial levels.
UBS can call the notes in whole on any observation date after six months, repaying principal plus any due coupon, after which no further payments are made. If the notes are not called and all indices finish at or above their 70% downside thresholds, investors receive their $1,000 principal back at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s percentage loss, and principal can be entirely lost.
The notes are not listed, are subject to UBS credit risk, and have an estimated initial value of $968.40 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of Amazon.com common stock, Berkshire Hathaway Class B common stock, and the iShares MSCI EAFE ETF. The Notes have a term of approximately five years, pay a 10.35% per annum contingent coupon only when all three underlying assets are at or above specified coupon barriers on monthly observation dates, and can be automatically called after 12 months if all are at or above their call thresholds.
If the Notes are not called and, at maturity, each underlying is at or above its downside threshold, holders receive the $1,000 principal per Note. If any underlying finishes below its downside threshold, the repayment is reduced in line with the negative return of the worst-performing asset, with the possibility of a total loss of principal. Payments depend entirely on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that will not be listed on any exchange.
UBS AG, through its London Branch, is offering approximately 3-year Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The Notes pay a 10.75% per annum contingent coupon (about $8.9583 per $1,000 monthly) only if, on each monthly observation date, the closing level of every index is at or above its coupon barrier, set at 70% of its initial level.
UBS may call the Notes in whole on any observation date starting after three months, returning the $1,000 principal per Note plus any due coupon, with no further payments. If the Notes are not called and, at maturity, every index is at or above its downside threshold (also 70% of initial), investors receive principal back. If any index finishes below its downside threshold, the repayment is reduced one-for-one with the worst index’s loss, up to a total loss of principal.
The estimated initial value is expected between $935.70 and $965.70 per $1,000, reflecting dealer compensation, hedging and UBS’ internal funding rate. The Notes are unsecured, unsubordinated obligations of UBS, not listed on any exchange, may have limited or no secondary market, and are subject to UBS credit risk and potential Swiss resolution measures. U.S. tax treatment is uncertain; UBS intends to treat the Notes as prepaid derivatives with contingent coupons taxed as ordinary income.
UBS AG is offering $1,096,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on January 5, 2029. Investors receive a monthly contingent coupon at a rate of 9.40% per annum ($7.8333 per $1,000 note) only if on each observation date all three indices are at or above their coupon barriers, set at 70.00% of their initial levels. UBS may call the notes in whole, beginning after three months, paying back principal plus any due coupon, ending future payments.
If the notes are not called and at maturity any index is below its downside threshold, set at 60.00% of its initial level, repayment is reduced dollar-for-dollar with the negative return of the worst-performing index, and investors could lose their entire principal. The notes are unsecured obligations of UBS, have an estimated initial value of $969.70 per $1,000, will not be listed, and expose holders both to equity market risk and UBS credit risk.
UBS AG is offering capped buffer securities linked to the S&P 500® Index, with a principal amount of
If the index return is zero or negative but the final level stays at or above a downside threshold set at
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000, maturing on or about January 12, 2029. The Notes pay a 9.50% per annum contingent coupon (about $7.9167 per $1,000 monthly) only if, on each observation date, all three indices close at or above their coupon barriers, set at 70% of the initial level for each index. UBS may call the Notes in whole on any monthly observation date beginning after 12 months, paying principal plus any due coupon; no further payments are made after a call.
If the Notes are not called and, at maturity, any index finishes below its downside threshold (also 70% of initial), investors suffer a loss matching the negative return of the worst-performing index and could lose their entire principal. The Notes are unsecured obligations of UBS, are not bank deposits or FDIC insured, and all payments depend on UBS’s credit. The issue price is $1,000 per Note, with an estimated initial value between $961.80 and $991.80 and an underwriting discount of $7.00, leaving $993.00 in proceeds to UBS per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer among the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with a term of about three years and monthly observation dates. The Notes pay a contingent coupon only when all three indices close at or above their coupon barriers; if any index is below its barrier on an observation date, no coupon is paid for that period.
UBS may call the Notes in whole, beginning after six months, on any observation date other than the final one, paying principal plus any due coupon, after which no further payments occur. If the Notes are not called and each index finishes at or above its downside threshold, investors receive full principal at maturity; if any index finishes below its downside threshold, repayment is reduced one-for-one with the worst index’s decline, and the entire investment can be lost. All payments depend on UBS’s credit, and the Notes are unsecured, unsubordinated obligations that will not be listed on an exchange.
UBS AG is offering Trigger Callable Contingent Yield Notes, which are unsecured debt linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes pay a 9.15% per annum contingent coupon (about $7.625 per $1,000 note each month) only if, on an observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.
The notes are callable by UBS on any monthly observation date beginning after three months. If called, investors receive the $1,000 principal plus any due coupon, and the investment ends early. If not called and at maturity all three indexes are at or above their downside thresholds (also 70% of initial levels), investors receive full principal back, plus any final coupon.
If the notes are not called and at maturity any one index finishes below its downside threshold, repayment is reduced in line with the percentage loss of the worst-performing index, and investors can lose some or all of their principal. Payments depend on the creditworthiness of UBS, and the estimated initial value is indicated between
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