Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, described in a preliminary pricing supplement dated June 25, 2026. The Notes have a principal amount of $10 per Note and expected trade and settlement dates of June 25, 2026 and June 29, 2026, respectively.
The Notes pay a periodic contingent coupon only if the underlying closing level on an observation date is equal to or above a coupon barrier. The Notes are subject to an automatic call if the underlying closes at or above the initial level on any scheduled observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a downside threshold; principal may be reduced in proportion to the underlying return, and investors could lose a substantial portion or all of their investment. The preliminary materials show an example contingent coupon rate of 11.06% per annum, a downside threshold and coupon barrier of $70.00 (70% of the initial level), an expected maturity on June 29, 2029, and an estimated initial value range of $9.35 to $9.60 per Note as of the trade date.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to GE Vernova Inc. common stock due June 29, 2029. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal; if the final level is below the downside threshold you receive $10 × (1 + underlying return), which can result in a substantial loss up to the full principal. Payments are subject to UBS credit risk. Key dates: trade date June 25, 2026, settlement June 29, 2026, final valuation date June 27, 2029, maturity June 29, 2029.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, with a trade date of June 25, 2026, expected settlement June 29, 2026, final valuation date June 27, 2029 and maturity June 29, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the decline in the underlying, potentially losing all principal. The estimated initial value range at pricing is $9.35 to $9.60 per $10 Note and the minimum investment is 100 Notes at $10 per Note. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. with a final maturity of June 29, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold, holders receive the $10 principal; if the final level is below the downside threshold, holders receive $10 multiplied by (1 + underlying return), which can result in a substantial loss up to the entire principal. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. Trade date is June 25, 2026 with expected settlement on June 29, 2026.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to First Solar common stock due June 29, 2029. The Notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on observation dates; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon then due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold holders suffer a principal loss equal to the percentage decline in the underlying (and could lose the entire investment). The Notes have a principal amount representation of $10 per Note, an estimated initial value of $9.66 as of the trade date, and are offered in minimum blocks of 100 Notes.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called if the stock reaches or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold; if below, redemption at maturity declines in direct proportion to the underlying return, potentially resulting in a total loss. The trade date is June 25, 2026, expected settlement is June 29, 2026, final valuation date is June 27, 2029, and maturity is June 29, 2029. The Notes have a $10 principal amount per Note and a minimum purchase of 100 Notes. The estimated initial value per Note is between $9.36 and $9.61 as of the trade date.
UBS AG published a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of GE Vernova Inc., with final terms to be set on the trade date. The Notes have a trade date of June 25, 2026, expected settlement date of June 29, 2026, a final valuation date of June 27, 2028 and an expected maturity date of June 29, 2028.
The Notes are unsubordinated, unsecured obligations of UBS that pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically callable early if the underlying closes at or above the initial level on an observation date. Principal repayment at maturity is contingent: if the final level is below the stated downside threshold, principal is reduced proportionally to the underlying return and investors could lose a significant portion or all of their investment. The preliminary example shows a principal amount of $10 per Note, a hypothetical contingent coupon rate of 23.47% per annum (contingent coupon $0.5868) and a downside threshold and coupon barrier of $70.00 (70.00% of the initial level).
The offering requires a minimum investment of 100 Notes (representing $1,000) and UBS estimates an initial value range of $9.43 to $9.68 per Note on the trade date. All payments, including contingent coupons and any principal repayment, depend on UBS's creditworthiness. The document emphasizes material risks and refers investors to the product supplement and prospectus for full terms.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., due on or about June 29, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and carry an automatic call feature if the underlying equals or exceeds the initial level on any observation date. If not called, repayment at maturity depends on whether the final level is at or above a downside threshold (noted at $60.00, or 60.00% of the initial level); if final level is below that threshold, investors can suffer losses proportional to the underlying return, potentially losing their entire investment. Trade date is June 25, 2026, settlement June 29, 2026, final valuation date June 27, 2029, and maturity June 29, 2029. Minimum purchase is 100 Notes at $10 per Note (principal amount $1,000); estimated initial value is between $9.34 and $9.59 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Hewlett Packard Enterprise Company. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and can be called early if the stock reaches or exceeds the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above a downside threshold; otherwise repayment falls with the underlying return and you can lose a significant portion or all of your investment. Trade and settlement dates are June 25, 2026 and June 29, 2026; final valuation and maturity dates are June 27, 2029 and June 29, 2029. Initial estimated value is $9.62 per $10 Note; minimum investment is 100 Notes ($1,000).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck® Semiconductor ETF that mature on June 29, 2027. The Notes pay contingent coupons only if the underlying is at or above a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. At maturity, if not called, principal is repaid only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment is reduced in proportion to the ETF’s decline, and investors could lose a significant portion or all of their initial investment. The Notes are unsecured obligations of UBS AG, not FDIC insured, have a minimum investment of 100 Notes at $10 per Note, and an estimated initial value of $9.78 as of the trade date.