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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike common stock due June 29, 2028. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level meets or exceeds a disclosed downside threshold; otherwise repayment at maturity is reduced pro rata to the underlying return, potentially resulting in significant loss or total loss of principal. Payments depend on UBS creditworthiness. The Notes have a minimum purchase of 100 Notes at $10 per Note and an estimated initial value of $9.79.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation. The preliminary pricing supplement dated June 25, 2026 describes notes that pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and that are subject to an automatic call if the underlying closes at or above the initial level on an observation date prior to maturity.

Key logistics in the excerpt: trade date June 25, 2026, settlement date June 29, 2026, final valuation date June 27, 2028, and maturity date June 29, 2028. Minimum investment is 100 Notes at $10 per Note. The estimated initial value range is $9.44 to $9.69 per Note. The excerpt discloses a 70.00% downside threshold (example) and warns that if the final level is below that threshold, principal repayment may be reduced and investors could lose a significant portion or all of their investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. due June 29, 2028. The notes pay a contingent coupon on scheduled coupon dates only if the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The notes are automatically called early if the underlying closes at or above the initial level on any prior observation date; an automatic call triggers payment of the principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level: if the final level is at or above the downside threshold (stated as $70.00, or 70% of the initial level), UBS will repay the principal amount of $10 per note; if the final level is below that threshold, repayment equals $10 x (1 + underlying return), which can result in a substantial loss, including loss of the entire principal. Trade date is June 25, 2026, settlement June 29, 2026. The estimated initial value on the trade date is $9.71. Minimum investment is 100 notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc. The Notes pay a contingent coupon only when the underlying stock closes at or above a coupon barrier on observation dates and may autocall early if the stock meets or exceeds the initial level on an observation date. The Notes have a $10 principal amount per Note, trade date June 25, 2026, expected settlement June 29, 2026 and maturity on or about June 29, 2028. If not called and the final level is below the downside threshold, principal repayment at maturity is contingent and may result in a loss equal to the underlying return, possibly the full principal. The document discloses an estimated initial value range of $9.41 to $9.66 per Note and an illustrative contingent coupon rate of 20.97% per annum ($0.5243 per $10 Note per coupon example). All payments are subject to UBS AG's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on June 29, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date is at or above the coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if the final level is below that threshold, repayment equals $10 × (1 + Underlying Return), which can result in substantial loss, including total loss of principal. Payments depend on UBS creditworthiness. The estimated initial value as of the trade date is $9.86, and the Notes are sold in $10 increments with a $1,000 minimum investment.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc. The notes carry periodic contingent coupons paid only if the underlying closes at or above a coupon barrier on observation dates and feature an automatic call if the underlying closes at or above the initial level on an observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, repayment equals $10 multiplied by (1 + underlying return), exposing investors to the underlying's negative return and potential loss of most or all principal. Trade date is June 25, 2026, settlement June 29, 2026, final valuation date June 27, 2028, and maturity June 29, 2028. Minimum investment is 100 Notes at $10 per Note; estimated initial value is between $9.44 and $9.69 per Note. All payments are subject to UBS credit risk.

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The issuer UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company due June 29, 2029. The notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity is contingent: holders receive full principal only if the final level is at or above a disclosed downside threshold; if below, principal is reduced pro rata to the underlying return and investors may lose a significant portion or all of their investment. Payments are subject to UBS credit risk. Trade date is June 25, 2026 and settlement is expected June 29, 2026; final valuation date is June 27, 2029. The estimated initial value per Note is $9.72 and Notes are offered in minimum investments of 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., due on or about June 29, 2028. The final terms will be set on the trade date; the preliminary pricing supplement is dated June 25, 2026.

The Notes pay periodic contingent coupons only if the underlying closing level on an observation date is at or above the coupon barrier and can be automatically called early if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold you may incur a loss linked to the underlying return, potentially losing all principal. Example illustrative terms show a principal amount of $10 per Note, a hypothetical contingent coupon rate of 22.70% per annum (contingent coupon of $0.5675 per payment), an estimated initial value range of $9.41–$9.66, and a minimum purchase of 100 Notes ($1,000). The Notes are unsecured obligations of UBS and subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Netflix, Inc. The preliminary pricing supplement dated June 25, 2026 describes notes due on or about June 29, 2028 that pay contingent coupons only if the underlying closing level meets specified barriers and that may be automatically called early if the underlying closes at or above the initial level on an observation date. The notes have a principal amount of $10 per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.49 to $9.74 on the trade date. If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold; if the final level is below that threshold, repayment will be reduced proportionally and could result in the loss of a significant portion or all of principal. All payments remain subject to the creditworthiness of UBS AG.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Constellation Energy common stock due June 29, 2029. The Notes pay periodic contingent coupons only if the underlying stock meets a coupon barrier on observation dates and may be automatically called early if the stock meets or exceeds the initial level on any observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment falls in proportion to the underlying return and you can lose a large portion or all of your investment. Payments depend on UBS’s creditworthiness. Trade date is June 25, 2026, settlement June 29, 2026, final valuation date June 27, 2029, and maturity June 29, 2029. The estimated initial value per Note on the trade date was $9.67.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 7996 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 25, 2026.