Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the S&P 500®. The Notes have a principal amount of $1,000 per Note, monthly observation dates, are callable by UBS beginning after three months, and mature on May 4, 2027. The Notes pay contingent coupons only if each underlying asset meets its coupon barrier on an observation date; otherwise no coupon is paid. If not called and any underlying final level is below its 70.00% downside threshold, repayment at maturity will equal $1,000 × (1 + underlying return of the least performing underlying asset), which can result in substantial loss or a complete loss of principal. Trade and settlement dates shown are June 29, 2026 and July 2, 2026, respectively. The estimated initial value range is $961.80 to $991.80 and the issue price is $1,000.00.
UBS AG issues Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100 Index® and S&P 500® Index due on or about October 5, 2027. The Notes have a principal amount of $1,000 per Note and a term of approximately 15 months. They pay a contingent coupon of 12.70% per annum on a coupon payment date only if the closing level of each underlying asset meets or exceeds its coupon barrier on the related observation date. Observation dates are monthly and UBS may call the Notes in whole (but not in part) on any observation date beginning after three months. At maturity the principal is repaid only if each underlying asset’s final level is at or above its downside threshold of 70.00% of its initial level; otherwise repayment equals $1,000 times (1 + the negative return of the least performing underlying asset), which can result in substantial loss, including total loss of principal. The expected trade and settlement dates are June 30, 2026 and July 6, 2026, and the estimated initial value range is $962.70 to $992.70 with an issue price of $1,000.00. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.
UBS AG is offering $590,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the Dow Jones Industrial Average® due June 28, 2029.
The Notes pay a contingent coupon of 10.80% per annum only when each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes monthly beginning after six months; if not called, principal is repaid at maturity only if every underlying asset is at or above its 50% downside threshold, otherwise holders suffer a loss tied to the least performing underlying asset. The estimated initial value per Note was $991.10 and the issue price per Note is $1,000.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. (AMZN) with $500,000 aggregate issue price. Each $1,000 Note pays a contingent coupon of 10.50% per annum if quarterly observation levels meet the coupon barrier and is callable if observation levels meet the call threshold. The initial level was $232.79, the coupon barrier and downside threshold equal $139.67 (60.00% of the initial level), and the estimated initial value per Note was $969.90. Principal repayment at maturity is contingent on the final level; if below the downside threshold, holders can suffer losses up to the full principal. All payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the least performing of KRE and SPY. The Notes have a trade date of June 24, 2026, expected settlement on June 29, 2026, and maturity on June 27, 2029. Minimum investment is 100 Notes at $10 per Note ($1,000). The Notes pay periodic contingent coupons only if both underlying ETFs meet coupon barriers on observation dates; they are autocallable quarterly (callable after ~6 months) if both underlyings meet call thresholds. If not called, principal repayment at maturity is contingent: full principal is returned only if both final levels meet downside thresholds (each set at 65.00% of initial level); otherwise repayment reflects the negative return of the least performing underlying. The contingent coupon rate range is 8.60% to 9.30% per annum, and the issuer's estimated initial value is $9.49 to $9.79.
UBS AG is offering $1,000,000 of Airbag Yield Notes linked to the common stock of Marvell Technology, Inc. (MRVL). Each Note has a principal amount of $1,000, pays a fixed coupon (annual rate 36.16%, total coupon over the ~3-month term 9.04%) and matures on September 23, 2026. If the final level of Marvell is at or above the conversion level ($232.94), UBS will repay principal in cash; if below, holders will receive the share delivery amount (4.2930 shares per Note, with cash for any fractional share), which could be worth less than principal. Payments depend on UBS creditworthiness. The estimated initial value per Note was $980.20, and the issue price is $1,000.00.
UBS AG is offering Airbag Yield Notes linked to the common stock of Marvell Technology, Inc. The notes pay a fixed monthly coupon and provide contingent repayment of principal at maturity: if the underlying's final level is at or above the conversion level, UBS pays $1,000 per note; if below, UBS delivers a share delivery amount equal to $1,000 divided by the conversion level (with cash for any fractional share), which is expected to be worth less than principal.
Key disclosed terms include a principal amount of $1,000 per note, a coupon rate range of 32.10% to 34.73% per annum (total coupon over the term 8.025% to 8.6825%), an expected term of approximately three months, trade date June 18, 2026, settlement June 23, 2026, final valuation date September 21, 2026 and maturity September 23, 2026. The conversion level will be a percentage of the initial level (example shown: 75.00%). Any payments depend on UBS’s creditworthiness.
UBS AG is offering $10,593,000 of Trigger Callable Contingent Yield Notes linked to the least performing of three SPDR sector ETFs (XLE, XLK, XLU) due June 27, 2029. The Notes pay a contingent coupon of 14.50% per annum only when each ETF meets its coupon barrier on monthly observation dates, are callable monthly by UBS beginning after six months, and repay principal at maturity only if every ETF’s final level is at or above its downside threshold (50% of initial level). The estimated initial value per Note is $985.60 and the issue price per Note is $1,000.00. These Notes expose holders to the market risk of the least performing underlying ETF and to UBS credit risk; in a worst case you could lose a substantial portion or all of your investment.
UBS AG is offering Capped Buffer GEARS, unsecured notes linked to an equally-weighted basket of three equities (BX, JPM, WFC) maturing September 23, 2027. Each Security has a $1,000 principal, 3.00 upside gearing, a 5.00% buffer, and a 25.14% maximum gain (maximum payment $1,251.40). If the basket return is positive, payment = $1,000 × (1 + lesser of Basket Return × 3.00 or 25.14%). If the final basket level falls below 95% of the initial level, principal is exposed and losses can be substantial. Any payments depend on UBS creditworthiness.
UBS AG priced an offering of $14,158,000 principal amount of exchangeable notes linked to the common stock of General Motors Company due June 25, 2029. Each Note has a $1,000 principal amount and no coupon; at maturity holders receive the greater of principal or a final conversion value based on a share exchange amount of 8.70248374 and the closing level of GM on the valuation date.
The issue price was $1,000.00 per Note, the estimated initial value was $992.00 on the trade date, and the comparable yield used for tax accrual purposes is 4.57% per annum. Payments are subject to UBS credit risk, the calculation agent’s adjustments (including antidilution and dividend adjustments) and limited secondary‑market liquidity.