Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $524,400 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing November 29, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if AMD’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. If AMD’s level on any observation date before maturity is at or above the initial level, the notes are automatically called and investors receive the $10 principal per note plus any due coupon, with no further payments.
If the notes are not called and AMD’s final level on the November 24, 2027 valuation date is at or above the downside threshold, investors get back principal at maturity, plus any final coupon if the barrier is met. If the final level is below the downside threshold, the maturity payment is reduced in line with AMD’s decline, and investors can lose some or all of their investment. An example structure uses a 26.99% per annum contingent coupon rate. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.81 per $10 note. All payments depend on UBS’s credit and the notes will not be listed on any exchange.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on November 30, 2026. The Notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The Notes are automatically called early if the stock closes at or above its initial level on any observation date before maturity, in which case holders receive the $10 principal per Note plus the contingent coupon due and no further payments. If not called and the final stock level is at or above the downside threshold, principal is repaid at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero.
All payments depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that are not FDIC insured or exchange‑listed. The minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.76 per $10 Note based on UBS internal pricing models.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., maturing on November 30, 2026. These unsecured debt notes pay a contingent coupon only when Amazon’s stock closes at or above a specified coupon barrier on an observation date.
The notes can be automatically called early if Amazon’s stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the principal plus the applicable contingent coupon on the call settlement date and no further payments.
If the notes are not called and Amazon’s final stock level is at or above the downside threshold, investors receive full principal at maturity; if it is below the threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost. Payments depend on UBS’s creditworthiness, the notes will not be listed on an exchange, the minimum investment is $1,000, and the estimated initial value per $10 note is $9.79.
UBS AG is offering $293,000 of Trigger Autocallable Contingent Yield Notes linked to Rivian Automotive, Inc. stock, maturing on November 28, 2028. These unsecured debt notes pay a contingent coupon only when Rivian’s closing stock price on an observation date is at or above a coupon barrier set at $50.00, which is 50.00% of the initial level in the hypothetical examples. The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the applicable coupon and no further payments.
If the notes are not called and Rivian’s stock is at or above the downside threshold of $50.00 at maturity, investors receive full principal back and any final contingent coupon. If the final stock level is below the downside threshold, the maturity payment is reduced in line with the stock’s percentage loss, and investors can lose all of their investment. The contingent coupon rate in the hypothetical examples is 22.74% per year, but all payments depend on Rivian’s share performance and UBS’s creditworthiness. The estimated initial value of each $10 Note is $9.59, and the notes will not be listed on any exchange.
UBS AG is offering $700,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., scheduled to mature on May 28, 2027. These unsecured debt obligations may pay periodic contingent coupons, but only if Amazon’s closing share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes will be automatically called early if Amazon’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and Amazon’s final level is at or above a downside threshold, investors receive their principal at maturity; if it is below that threshold, repayment is reduced in line with the share price decline and losses can reach 100% of the invested amount.
The Notes are subject to UBS’s credit risk and are not listed on any exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.82 per $10 Note, based on UBS’s internal pricing models.
UBS AG is offering $1,200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Target Corporation (TGT), maturing on May 25, 2028, at $1,000 per Note. The Notes pay a 13.00% per annum contingent coupon (about $10.8333 per month per Note) only when Target’s closing price on an observation date is at or above the coupon barrier of $51.88, which is 62.00% of the $83.68 initial level.
The Notes can be automatically called on monthly dates starting about six months after issuance if Target’s closing price is at or above the call threshold of $83.68 (100% of the initial level). In that case, investors receive the $1,000 principal plus the applicable contingent coupon and the Notes terminate early.
If the Notes are not called and Target’s final level on the May 22, 2028 final valuation date is at or above the downside threshold of $51.88, UBS repays the $1,000 principal per Note (plus any final coupon if the barrier is met). If the final level is below $51.88, repayment is reduced in line with Target’s percentage decline, and investors can lose up to 100% of principal. Any payment depends on the creditworthiness of UBS. The estimated initial value is $969.20 per Note, below the $1,000 issue price.
UBS AG is offering $9,900,000 of Contingent Income Auto-Callable Securities due November 27, 2028, linked to the common stock of NextEra Energy, Inc. These unsecured notes may pay a contingent coupon of $26.25 per $1,000 (10.50% per annum) on each quarterly determination date if the stock closes at or above the downside threshold level of $62.61, which is 75.00% of the $83.48 initial price.
If on any non-final determination date the stock closes at or above the call threshold level of $83.48, the notes are automatically redeemed at $1,000 plus the contingent coupon. If the notes are not called and the final stock price is below the downside threshold, holders receive a cash amount equal to the exchange ratio times the final price and can lose a significant portion, up to all, of principal.
The securities do not participate in any stock price appreciation, pay no dividends, are not listed on an exchange and carry full credit risk of UBS. The estimated initial value is $965.70 per $1,000, reflecting fees, hedging costs and UBS’ internal funding rate.
UBS AG is offering $2,850,310 of unsecured, unsubordinated autocallable notes linked to an unequally weighted basket of five major equity indices, maturing on November 29, 2028. The basket is weighted 40% EURO STOXX 50, 25% Nikkei 225, 17.5% FTSE 100, 10% Swiss Market Index and 7.5% S&P/ASX 200.
The notes may be automatically called on annual observation dates if the basket level is at or above the call threshold (100% of the initial basket level). If called, investors receive principal plus an 11.10% per annum call return, with call prices ranging from $11.11 to $13.33 per $10 note depending on when they are called. If never called, at maturity investors receive $10 multiplied by 1 plus the basket return, exposing them to full downside of the basket and potential total loss of principal. The estimated initial value is $9.675 per $10 note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Tesla, Inc., maturing on or about December 8, 2027. Each Note has a $1,000 denomination and offers a contingent coupon at a rate of 15.55% per annum, paid quarterly only if Tesla’s closing stock price on an observation date is at or above a coupon barrier set at 50% of the initial level. Missed coupons can be paid later under the memory feature if a future observation meets the barrier.
The Notes can be automatically called after six months if Tesla’s stock closes at or above the call threshold, set at 100% of the initial level, in which case investors receive principal plus due and previously unpaid coupons and the Notes terminate. If not called, and Tesla’s final level is at or above the 50% downside threshold at maturity, investors receive full principal. If the final level is below the downside threshold, repayment is reduced one-for-one with Tesla’s decline, and investors can lose some or all of their investment. All payments depend on UBS’ credit and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest, linked to the common stock of Tesla, Inc., maturing on or about December 8, 2027. Each Note has a $1,000 principal amount and pays a 17.25% per annum contingent coupon (about $43.125 per quarter) only if Tesla’s closing price on a quarterly observation date is at or above a coupon barrier set at 50% of the initial level; missed coupons can be paid later via a memory feature if the barrier is later met.
The Notes are automatically called after 6 months or later if Tesla’s price on an observation date is at or above 100% of the initial level, returning principal plus due and unpaid coupons, with no further payments. If not called and Tesla’s final level is at or above the 50% downside threshold, investors receive full principal; if below, repayment is reduced one-for-one with Tesla’s decline, up to a total loss of principal. The Notes are unsecured, unsubordinated debt of UBS, with an estimated initial value between $947.10 and $977.10 per $1,000, and carry both market risk tied to Tesla and UBS credit risk.
FAQ
What is the current stock price of UBS ETRACS Alerian MLP ETN Series B (AMUB)?
