UBS ETRACS Alerian MLP ETN Series B SEC Filings

UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on November 26, 2027. The Notes pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The Notes can be called early if Alcoa’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus any due coupon and the product terminates. If the Notes are not called and Alcoa’s final share price is at or above a downside threshold, principal is returned; if it is below this threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. The estimated initial value is $9.78 per $10 Note, and all payments depend on the creditworthiness of UBS.

UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on November 26, 2027. These unsecured debt obligations can pay contingent coupons only when Micron’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes may be automatically called before maturity if Micron’s share price on an observation date (other than the final one) is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced in line with Micron’s decline and all principal can be lost. Each note has a $10 principal amount, the minimum investment is 100 notes, and the estimated initial value is $9.77 per note. All payments depend on the creditworthiness of UBS.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about November 26, 2027. These unsecured senior notes pay a contingent coupon only if Oracle’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.

The notes are automatically called early if Oracle’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called, and Oracle’s final level is at or above a downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s decline and can fall to zero.

The notes are subject to the credit risk of UBS, are not bank deposits, are not insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 per note, and the estimated initial value on the trade date is expected to be between $9.52 and $9.77 per note, based on UBS internal pricing models.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on November 26, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).

The Notes pay contingent coupons only if Micron’s share price on an observation date is at or above a preset coupon barrier. They are automatically called early if Micron’s stock is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s credit, and the estimated initial value is $9.71 per $10 Note.

UBS AG is offering $5,000,000 of Trigger Autocallable Contingent Yield Notes linked to the iShares® Russell 2000 ETF (IWM), maturing in November 2028. Each Note has a $10 principal amount and pays a 6.80% per annum contingent coupon (about $0.17 per quarter) only when IWM’s closing level on an observation date is at or above the coupon barrier of $140.08, which is 60.00% of the $233.47 initial level.

The Notes can be automatically called quarterly beginning after 12 months if IWM is at or above the call threshold level of $233.47 (100.00% of the initial level). On an automatic call, investors receive $10 per Note plus the applicable contingent coupon, and the Notes terminate.

If the Notes are not called and IWM is at or above the downside threshold of $140.08 at final valuation, investors receive full principal back (plus any final coupon). If IWM finishes below the downside threshold, repayment is reduced dollar-for-dollar with IWM’s loss, and investors can lose their entire principal. The Notes are unsecured, unsubordinated UBS debt, not listed on any exchange, and have an estimated initial value of $9.70 per $10 issue price.

UBS AG, through its London branch, is offering Capped Leveraged S&P 500® Index-Linked Medium-Term Notes that pay no interest and return a cash amount at maturity based solely on S&P 500 performance.

For each $1,000 note, investors get 300% of any positive index return, but gains are capped by a maximum settlement amount expected to be about 122%–127% of face value. If the index is flat at maturity, investors receive $1,000; if it falls, losses match the index decline on a 1:1 basis, up to a total loss of principal.

The notes have an expected term of 23–26 months, are unsecured obligations of UBS, will not be listed on an exchange, and have an estimated initial value of $966–$996 per $1,000, reflecting internal funding and hedging costs. The document also highlights complex U.S. tax treatment, potential Section 871(m) and FATCA withholding for some holders, limited or no secondary market liquidity, and broad Swiss regulatory powers that could affect repayment in a UBS resolution.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the KraneShares CSI China Internet ETF, maturing on or about November 24, 2026. These unsecured, unsubordinated notes can pay periodic contingent coupons, but only if the ETF’s closing level on the relevant observation date is at or above a preset coupon barrier.

The notes are subject to automatic call if, on any observation date before maturity, the ETF closes at or above its initial level. In that case, investors receive the principal plus any due contingent coupon, and the notes terminate early. If the notes are not called and the ETF’s final level is at or above a downside threshold, investors receive full principal at maturity, with any final contingent coupon if the coupon barrier is also met.

If the notes are not called and the ETF’s final level is below the downside threshold, repayment is reduced in line with the ETF’s loss, and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.43 and $9.68.

UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, scheduled to mature on November 24, 2028. These unsecured debt notes pay a contingent coupon only when NVIDIA’s closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.

The notes are automatically called before maturity if NVIDIA’s stock closes at or above the initial level on an observation date, in which case investors receive the $10 principal per Note plus any due coupon, and the product ends. If the notes are not called and NVIDIA’s final level on the valuation date is at or above the downside threshold, investors receive their full principal back (and a final coupon if the coupon barrier is met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose up to their entire investment.

The notes are not listed on any exchange, and any payment depends on UBS’s credit. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.69 per Note, reflecting UBS’s internal pricing and funding costs.

UBS AG is offering $460,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on November 24, 2027. The Notes pay a contingent coupon only if NVIDIA’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. UBS will automatically call the Notes before maturity if NVIDIA’s share price is at or above the initial level on an observation date, repaying the $10 principal per Note plus any due coupon, with no further payments.

If the Notes are not called and NVIDIA’s final share price on the valuation date is at or above the downside threshold, investors receive back their principal at maturity. If it is below the downside threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost. Any payment depends on UBS’s credit; a UBS default could result in a total loss. The minimum investment is 100 Notes ($1,000 total), and the estimated initial value is $9.80 per $10 Note.