Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, with a term of about 23 months. The Notes pay a contingent coupon at a rate of 11.75% per annum (about $9.7917 per $1,000 Note monthly) only when all three indices are at or above 70% of their initial levels on the relevant observation date.
UBS can call the Notes in whole on any monthly observation date starting after three months, repaying principal plus the due coupon, after which no further payments are made. If the Notes are not called and any index finishes below its 70% downside threshold at maturity, repayment is reduced in line with the worst index’s loss, and the entire principal can be lost. All payments depend on UBS’s credit, and the estimated initial value is expected between $941.20 and $971.20 per $1,000 Note.
UBS AG is offering $1,310,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, unsecured and unsubordinated debt of UBS. Investors receive contingent coupons only if Oracle’s closing share price on an observation date is at or above a defined coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called early if Oracle’s share price on any observation date before maturity is at or above the initial level, in which case UBS repays principal plus the applicable coupon and the product terminates. If the notes are not called and Oracle’s final level on the May 26, 2027 final valuation date is at or above a downside threshold, UBS repays the $10 principal per note at maturity on May 28, 2027. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors can lose all of their investment.
Payments on the notes, including any coupons and principal, depend on the creditworthiness of UBS. The notes will not be listed on an exchange, and the estimated initial value per $10 note on the trade date is $9.80, reflecting UBS’ internal pricing and funding considerations.
UBS AG is offering $524,400 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on November 29, 2027. These unsecured debt notes pay a contingent coupon only when the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid.
The notes are automatically called if Marvell’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return and can fall to zero, causing a total loss of principal.
The notes are issued in minimums of 100 Notes at $10 each. The estimated initial value per Note is $9.71, based on UBS’s internal models. All payments depend on the creditworthiness of UBS; a default by UBS could result in loss of all amounts owed.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc., maturing on November 29, 2027. The Notes pay a contingent coupon only when Marvell’s share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
Beginning after 12 months, if Marvell’s share price on any observation date is at or above the initial level, the Notes are automatically called, returning principal plus any due coupon, and the product terminates. If the Notes are not called and Marvell’s final share price is at or above the downside threshold, investors receive only their principal back at maturity.
If the Notes are not called and Marvell’s final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and the entire principal can be lost. Payments also depend on the creditworthiness of UBS. The issue price is $10 per Note, with a minimum investment of 100 Notes, and the estimated initial value is $9.58 per Note.
UBS AG is offering $1,060,000 of Trigger Autocallable Contingent Yield Notes linked to General Electric common stock, maturing on November 29, 2027. These unsecured debt notes pay a contingent coupon only if GE’s share price on each observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period. Starting about six months after issuance, the notes are observed quarterly and will be automatically called early if GE’s share price is at or above the initial level, in which case investors receive their principal plus any due coupon and the notes terminate.
If the notes are not called and GE’s final share level on the November 24, 2027 valuation date is at or above the downside threshold, investors receive full principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with GE’s percentage decline, and the entire investment can be lost. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.78 per $10 note. Payments depend on UBS’s credit, and the notes will not be listed on any exchange.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on November 30, 2026. The Notes pay a contingent coupon only if NVIDIA’s closing share price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The Notes will be automatically called early if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon, and the Notes terminate. If not called and NVIDIA’s final level is at or above the downside threshold, investors receive principal back at maturity; if it is below, repayment is reduced in line with the stock’s decline and can fall to zero. Payments, including any return of principal, depend on the creditworthiness of UBS. The minimum investment is 100 Notes ($1,000), and the estimated initial value per Note on the trade date is $9.80.
UBS AG is offering $4,020,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on November 29, 2027. The Notes pay a contingent coupon at a rate of 13.38% per annum only when NVIDIA’s closing price on an observation date is at or above a specified coupon barrier.
The Notes are automatically called if NVIDIA’s price on any observation date before maturity is at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments. If not called and NVIDIA’s final level is at or above a downside threshold, investors receive only the $10 principal per Note; if the final level is below the downside threshold, repayment is reduced in line with the stock’s loss and can fall to zero, resulting in a total loss of principal.
The minimum investment is 100 Notes (a $1,000 outlay), and the estimated initial value is $9.82 per $10 Note, reflecting UBS’s internal pricing. All payments depend on UBS’s credit; a UBS default could result in losing the entire investment.
UBS AG is offering $340,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on November 29, 2027. These $10 notes pay a contingent coupon at a rate of 12.41% per annum only when CrowdStrike’s closing price on an observation date is at or above the coupon barrier, set at 55.00% of the initial level.
The notes are automatically called early if CrowdStrike’s price on any observation date before maturity is at or above the initial level, returning principal plus the applicable contingent coupon. If not called, full principal is repaid at maturity only if the final stock level is at or above the downside threshold, also 55.00% of the initial level; below that, repayment is reduced one-for-one with the stock’s decline, up to a total loss of principal. The estimated initial value is $9.81 per $10 note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $300,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on November 30, 2026. The Notes pay a contingent coupon only if Eli Lilly’s closing stock price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes can be automatically called before maturity if Eli Lilly’s stock closes at or above the initial level on any observation date, in which case holders receive the principal plus the applicable contingent coupon and the Notes terminate. If not called, and the stock is at or above the downside threshold on the final valuation date, investors receive their full principal back, plus any final contingent coupon.
If the Notes are not called and Eli Lilly’s stock finishes below the downside threshold, repayment at maturity is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. Payments depend entirely on the creditworthiness of UBS. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value per Note is $9.79.
UBS AG is offering $517,000 of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies Inc. common stock, maturing on November 29, 2027. Each Note has a $10 principal amount and pays a contingent coupon only if Palantir’s share price on an observation date is at or above the coupon barrier, set at 60% of the initial level. The illustrative contingent coupon rate is 24.56% per annum, or $0.614 per period on a $10 Note.
The Notes are automatically called early if, on any observation date before maturity, the share price is at or above the initial level; in that case investors receive principal plus the applicable coupon and the product terminates. If not called, and the final share price is at or above the downside threshold (also 60% of the initial level), investors receive full principal back, plus any final coupon. If the final level is below the downside threshold, repayment is reduced one-for-one with the share’s decline, and investors can lose up to their entire investment.
The minimum investment is 100 Notes ($1,000). The estimated initial value is $9.80 per $10 Note, and all payments depend on the creditworthiness of UBS AG; a default could result in a total loss regardless of Palantir’s performance.
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