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UBS AG (AMUB) SEC Filings, Jun 22, 2026

AMUB NYSE
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UBS AG is offering $5,444,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes have a $1,000 principal per Note, a contingent coupon rate of 14.00% per annum (paid only if both underlying assets meet coupon barriers on each observation date), are callable by UBS monthly after ~3 months, have a Trade Date of June 18, 2026, a Final Valuation Date of May 18, 2028 and a Maturity Date of May 23, 2028. The coupon barriers and downside thresholds are set at 70.00% of each initial level (NDXT initial level 18,333.36; RTY initial level 2,979.765). The estimated initial value per Note is $990.10, below the $1,000 issue price. Payment of any principal or coupon depends on UBS’ creditworthiness; if UBS does not call the Notes and the least performing underlying asset finishes below its downside threshold, investors will suffer a principal loss equal to that asset’s negative return, potentially losing their entire investment.

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UBS AG is offering capped, leveraged, buffered basket-linked medium-term notes linked to an unequally-weighted basket of five indices. The notes pay no interest, have a face amount of $1,000 per note and an expected term of 26–29 months (trade/settlement dates to be set). The notes provide 200.00% upside participation at maturity subject to a cap level expected between 114.61% and 117.18%, which produces a maximum settlement amount expected between $1,292.20 and $1,343.60 per $1,000 face amount. A buffer of 17.50% (buffer level 82.50% of initial basket level) protects losses only to that threshold; below the buffer the investor absorbs leveraged downside (about 1.2121% loss of face amount per 1% basket decline below the buffer). The issuer’s credit risk, limited liquidity, potential tax withholding rules and the fact that the issue price exceeds the notes’ estimated initial value (expected $966.30–$996.30 per $1,000) are emphasized. Terms are subject to completion and will be set on the trade date.

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UBS AG is offering Trigger Callable Contingent Yield Notes due June 22, 2029 linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a fixed contingent coupon of 16.10% per annum only if each underlying index meets its coupon barrier on an observation date. UBS may call the Notes in whole beginning after three months; if not called, repayment at maturity is contingent: if every final level is at or above its 80.00% downside threshold you receive $1,000 per Note, otherwise your repayment is reduced pro rata to the negative return of the least performing underlying asset, potentially losing most or all principal. The issue price totals $2,042,000 (1,000 per Note) and the issuer’s estimated initial value per Note is $992.90. All payments are subject to UBS credit risk and the Notes are not exchange listed.

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UBS AG offers Trigger Callable Contingent Yield Notes totaling $1,043,000 linked to the least performing of the S&P 500®, Nasdaq-100® and Dow Jones Industrial Average® due June 24, 2031. The Notes pay a contingent coupon of 11.00% per annum only when each underlying asset meets its coupon barrier on an observation date and are callable monthly by UBS beginning after three months. If not called, repayment of principal at maturity depends on the final levels relative to downside thresholds (60% of initial levels); the least performing underlying asset can cause a loss of principal, potentially up to 100%. The estimated initial value per Note was $992.60 and the issue price is $1,000.00 per Note.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 12.00% per annum (contingent on each observation date), a trade date of June 30, 2026, expected settlement of July 6, 2026, a final valuation date of January 2, 2029 and a maturity date of January 5, 2029. UBS may call the Notes in whole (but not in part) on monthly observation dates beginning after three months. At maturity, principal repayment is contingent: if the final level of any underlying asset is below its 60.00% downside threshold, the payment will be reduced based on the negative return of the least performing underlying asset; in extreme cases you could lose all of your investment. The estimated initial value range is $950.50 to $980.50; the issue price is $1,000 per Note (underwriting discount up to $9.00).

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UBS AG is offering $5,344,000 of Trigger Autocallable Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each Note has a $1,000 principal amount, semiannual observation dates, and a final maturity date of June 24, 2030.

The Notes pay no interest and may be automatically called on an observation date if each underlying asset’s closing level is at or above its call threshold. Early automatic calls produce a call price (principal plus a call return that rises with time). If not called, maturity pay‑off is either full principal (if every final level ≥ its downside threshold of 60% of initial level) or a reduced cash payment tied to the percentage return of the least performing underlying asset, possibly resulting in a total loss. Payments are subject to UBS’s creditworthiness; estimated initial value per Note was $984.50.

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UBS AG offers $4,261,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the Nasdaq-100® Technology Sector. The Notes pay a 13.00% per annum contingent coupon only when each underlying closes at or above its coupon barrier on an observation date. UBS may call the Notes monthly beginning about three months after issuance; if not called, principal repayment at maturity depends on the final levels versus the 70.00% downside thresholds. The estimated initial value per $1,000 Note is $986.80, and the issue price per Note is $1,000. All payments, including any principal repayment, are subject to UBS credit risk.

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UBS AG priced a primary offering of Trigger Callable Contingent Yield Notes linked to the least performing of three underlyings: the Nasdaq-100® Technology Sector, the Russell 2000® Index and shares of the State Street® Utilities Select Sector SPDR® ETF (XLU). The offering size is $3,195,000 (notes at $1,000 per note) with an estimated initial value of $986.00 per note. The notes pay a contingent coupon of 14.15% per annum when each underlying meets its coupon barrier on monthly observation dates, are callable monthly by UBS (beginning ~3 months after issuance) and repay principal at maturity only if all underlyings are at or above 70.00% of their initial levels; otherwise repayment at maturity is reduced by the percentage decline of the least performing underlying.

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UBS AG is offering $1,500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector (NDXT) and the S&P 500® Index (SPX), with a term of approximately 23 months. Each Note has a $1,000 principal amount and a contingent coupon rate of 10.50% per annum (contingent coupon $8.75 per Note per monthly observation date if both indices meet coupon barriers). UBS may call the Notes monthly beginning after six months. At maturity, if any underlying final level is below its downside threshold (60% of initial level), principal repayment is reduced proportionally to the least performing underlying asset; in extreme cases you could lose all principal. The estimated initial value per Note is $988.60, and the issue price is $1,000.

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UBS AG is offering $4,000,000 of Trigger Callable Contingent Yield Notes due December 23, 2030. The Notes pay a contingent coupon of 17.30% per annum if, on an observation date, each underlying (the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Energy Select Sector SPDR® ETF) closes at or above its coupon barrier. UBS may call the Notes in whole on monthly observation dates beginning after six months; if called you would receive principal plus any contingent coupon otherwise due. If not called, repayment at maturity is conditional: if every underlying is at or above its downside threshold you receive the $1,000 principal per Note; if any underlying is below its downside threshold your payment equals $1,000 multiplied by (1 + the percentage return of the least performing underlying asset), which can result in substantial loss, including loss of all principal. Payments depend on UBS creditworthiness. The estimated initial value per Note on the trade date was $981.30.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 22, 2026.