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UBS AG (AMUB) SEC Filings, Dec 18, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing around December 22, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes ($1,000). UBS will pay a contingent coupon only if Broadcom’s share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if Broadcom’s share price on an observation date is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and no further payments. If the Notes are not called and Broadcom’s final level is at or above the downside threshold, investors receive their $10 principal at maturity; if it is below the threshold, repayment is reduced in line with Broadcom’s decline, and all principal can be lost. Payments depend on UBS’s credit, and the Notes will not be listed. The estimated initial value is expected to range from $9.35 to $9.60 per $10 Note.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, with a scheduled maturity on December 22, 2027. The Notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. If, on any observation date before the final one, the stock closes at or above the initial level, the Notes are automatically called and investors receive the principal plus the applicable contingent coupon, with no further payments.

If the Notes are not called and the final stock level on the valuation date is at or above the downside threshold, investors receive their principal at maturity, potentially plus a final contingent coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit. The Notes are offered at $10 per Note with an estimated initial value of $9.75, and a hypothetical example illustrates a 12.06% per annum contingent coupon with a 60% downside threshold and coupon barrier.

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UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a contingent coupon only if AMD’s closing stock price on an observation date, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The Notes can be automatically called early if AMD’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due coupon and no further payments.

If the Notes are not called and AMD’s closing price on the final valuation date is at or above the downside threshold, investors receive only the principal at maturity. If the final level is below the downside threshold, the repayment is reduced in line with AMD’s negative return, and investors can lose some or all of their initial investment. The Notes are scheduled to settle on December 22, 2025 and mature on December 22, 2027, with a minimum investment of 100 Notes at $10 each. The estimated initial value is $9.74 per Note, and all payments are subject to the credit risk of UBS.

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UBS AG is offering $150,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Humana Inc., maturing on December 22, 2027. These unsecured debt notes can pay periodic contingent coupons, but only when Humana’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The notes may be automatically called early if Humana’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If not called, and Humana’s final share price is at or above the downside threshold, principal is repaid at maturity; if it is below that threshold, repayment is reduced in line with Humana’s percentage decline, up to a total loss of the investment. All payments depend on the creditworthiness of UBS, and the notes are not listed on any exchange.

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UBS AG is offering $335,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on December 22, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes. Investors receive a contingent coupon only if Broadcom’s share price on an observation date is at or above a set coupon barrier; otherwise no coupon is paid.

The Notes may be automatically called before maturity if Broadcom’s stock closes at or above the initial level on any observation date, in which case investors receive principal plus any due contingent coupon and the Notes terminate. If the Notes are not called and Broadcom’s final stock level is at or above the downside threshold, investors receive their principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s decline, and investors can lose their entire investment.

All payments depend on the creditworthiness of UBS. The estimated initial value is $9.80 per $10 Note, and the Notes will not be listed on any securities exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about December 22, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.

Investors may receive periodic contingent coupons, but only if NVIDIA’s closing share price on each observation date, including the final valuation date, is at or above a specified coupon barrier. The notes are subject to an automatic call if NVIDIA’s share price on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments.

If the notes are not called and NVIDIA’s final level is at or above the downside threshold, investors receive the $10 principal per note at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced dollar-for-dollar with NVIDIA’s decline, and investors can lose most or all of their initial investment. All payments depend on UBS’s credit, and the notes will not be listed on any exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about December 22, 2027. Each $10 Note can pay a contingent coupon on scheduled dates only if AMD’s closing share price on the related observation date is at or above a preset coupon barrier; otherwise no coupon is paid.

The Notes are automatically called early if AMD’s closing price on any observation date before maturity is at or above the initial level, in which case investors receive $10 per Note plus any due coupon and the Notes terminate. If the Notes are not called and AMD’s final price is at or above a downside threshold, investors receive back the $10 principal per Note at maturity. If the final price is below the downside threshold, repayment is reduced one-for-one with AMD’s decline from the initial level, and investors can lose their entire investment.

The minimum investment is 100 Notes, or $1,000. UBS estimates the initial value of each $10 Note on the trade date to be between $9.44 and $9.69, based on internal pricing models. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any securities exchange.

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UBS AG is offering $395,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Starbucks Corporation, maturing on June 22, 2027. The Notes pay a contingent coupon only if Starbucks’ closing share price on a given observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes are automatically called early if Starbucks’ stock is at or above the initial level on specified quarterly observation dates, in which case holders receive the $10 principal per Note plus any due coupon, and the Notes terminate. If not called and the final stock level is at or above the downside threshold at maturity, investors receive full principal; if it is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to zero. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.81 per Note. All payments depend on the creditworthiness of UBS.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes, which are unsecured debt linked to the common stock of Humana Inc. These Notes pay a contingent coupon only if Humana’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.

The Notes can be automatically called early if Humana’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive their principal plus the applicable contingent coupon and the Notes terminate. If the Notes are not called and Humana’s final share level is at or above a downside threshold, investors receive only their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with Humana’s percentage decline, and investors can lose their entire investment.

The Notes are issued in $10 denominations with a minimum investment of 100 Notes and an expected estimated initial value between $9.42 and $9.67 per Note. All payments depend on UBS’s credit; the Notes are not bank deposits, are not FDIC insured, and will not be listed on an exchange.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on or about December 22, 2027. Each Note has a principal amount of $10 and an expected term of approximately two years.

The Notes pay a contingent coupon only if Broadcom’s share price on an observation date is at or above the coupon barrier, illustrated at $55.00, equal to 55.00% of the initial level, with a sample contingent coupon rate of 12.19% per annum. The Notes are automatically called if Broadcom’s share price on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.

If the Notes are not called and Broadcom’s final level is at or above the downside threshold (also illustrated at $55.00), investors receive full principal back (plus any due coupon). If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their initial investment. All payments depend on the creditworthiness of UBS AG, and the Notes will not be listed on any exchange.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 18, 2025.