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UBS AG (AMUB) SEC Filings, Dec 18-19, 2025

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger In-Digital Securities linked to the S&P 500® Index, each with a $1,000 principal amount and a fixed 7.85% digital return if the index on the final valuation date is at or above a digital barrier. The initial level is 6,774.76, and the digital barrier and downside threshold are both 5,081.07, which is 75% of the initial level. If the index finishes below this threshold, investors are exposed one-for-one to the index loss and can lose all principal. The securities pay no interest, have a term of about 13 months, and all payments depend on UBS’s credit. The estimated initial value per security, based on UBS internal models, is between $963.70 and $993.70, versus a $1,000 issue price, reflecting dealer compensation, hedging and issuance costs.

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UBS AG is offering capped leveraged buffered notes that pay no interest and return are based on an unequally weighted basket of five equity indices: EURO STOXX 50® (38.00%), TOPIX (26.00%), FTSE® 100 (17.00%), Swiss Market Index (11.00%) and S&P/ASX 200 (8.00%). The notes are expected to mature in 26–29 months, with the initial basket level set to 100.

At maturity, investors receive $1,000 plus 250.00% of any positive basket return, capped by a maximum settlement amount expected between $1,241.00 and $1,283.25 per $1,000 face amount. If the basket declines by up to 15.00%, principal is repaid in full. Below the 85.00% buffer level, losses accelerate at approximately 117.65% of the downside, so a sufficiently large drop can erase the entire investment.

The notes are unsecured obligations of UBS, are not FDIC insured, and may have limited or no secondary market. The estimated initial value is expected between $967.00 and $997.00 per $1,000, reflecting fees, hedging and UBS’ internal funding rate. The filing highlights complex U.S. tax considerations, including prepaid derivative treatment, potential Section 871(m) and FATCA implications.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing on or about January 4, 2028. The Notes pay a contingent coupon of 11.40% per annum (about $9.50 per $1,000 Note each month) only if, on an observation date, all three indexes close at or above their coupon barriers, set at 70% of their initial levels.

UBS can call the Notes in whole on any monthly observation date after three months, returning the $1,000 principal plus any due coupon, with no further payments. If the Notes are not called and all three final index levels stay at or above their downside thresholds (also 70% of initial levels), investors receive full principal at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index and can fall to zero, causing total loss of principal.

The issue price is $1,000 per Note, with an underwriting discount of $6.50 and proceeds to UBS of $993.50 per Note. The estimated initial value is expected between $957.30 and $987.30, reflecting internal pricing, funding and hedging costs. Payments depend on UBS’s credit; the Notes are unsecured, unsubordinated obligations and will not be listed on an exchange.

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UBS AG is offering Trigger In-Digital Securities linked to nearby NYMEX WTI crude oil futures, maturing on January 22, 2027. These unsecured debt notes pay no interest and have a 13‑month term with a $1,000 principal amount per Security. The initial futures settlement price is $56.15, and the digital barrier and downside threshold are both $39.31, or 70.00% of the initial price.

If the final futures settlement price on the valuation date is at or above the barrier, investors receive $1,000 × (1 + 10.60%) = $1,106 per Security, regardless of how much WTI has risen. If the final price is below the downside threshold, the payoff falls in line with the underlying return, and investors can lose some or all of their principal, with a minimum payment of $0.00. The estimated initial value is between $963.20 and $993.20, reflecting underwriting, hedging and issuance costs.

The notes are not bank deposits, are not insured, will not be listed on an exchange, and all payments depend on the creditworthiness of UBS AG; a default or Swiss resolution measures could result in partial or total loss of invested capital.

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Rhea-AI Summary

UBS AG is offering approximately two-year Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index. Each Note has a $1,000 principal amount and pays a monthly contingent coupon at a rate of 10.75% per annum only when all three indices close at or above their coupon barriers, set at 75% of their initial levels.

UBS can call the Notes in whole, beginning after six months, paying back principal plus any due coupon; once called, no further payments are made. If not called and each index finishes at or above its downside threshold of 70% of its initial level, investors receive full principal at maturity. If any index ends below its downside threshold, repayment is reduced one-for-one with the loss of the worst index, and investors can lose up to 100% of principal.

The Notes are unsecured, unsubordinated obligations of UBS, not FDIC insured, and will not be listed on an exchange. The estimated initial value is expected between $960.30 and $990.30 per Note versus a $1,000 issue price, reflecting fees and UBS’ internal funding rate. Underwriting discount is $6.50 per Note, with net proceeds to UBS of $993.50 per Note.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index®, Russell 2000® Index and EURO STOXX 50® Index, maturing around June 24, 2027. Each Note has a $1,000 principal amount and pays a 13.85% per annum contingent coupon (about $11.5417 per month) only if, on each monthly observation date, all three indices close at or above 65% of their initial levels (the coupon barriers.

UBS can call the Notes in whole on any monthly observation date beginning after 6 months, repaying principal plus any due coupon, with no further payments. A daily “knock-in” trigger occurs if any index ever closes below 70% of its initial level during the observation period. If the Notes are not called, a trigger has occurred and the final level of any index is below its initial level, investors are repaid based on the negative return of the worst-performing index, and can lose some or all of their principal. The Notes are unsecured UBS debt, not listed, and their estimated initial value is between $951.40 and $981.40 per $1,000 issue price.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Index (NDX) and the S&P 500 Index (SPX), maturing on or about December 27, 2030.

Each Note has a $1,000 principal amount and pays a contingent coupon only if, on a monthly observation date, the level of each underlying is at or above its coupon barrier, set at 70% of its initial level. The indicative contingent coupon rate is 8.40% per annum100% of its initial level, returning principal plus any due coupon.

If the Notes are not called and any underlying finishes below its downside threshold (70% of its initial level), investors receive $1,000 × (1 + return of the worst performer), which can mean a substantial loss, up to losing the entire investment. All payments depend on UBS’s credit, and the Notes will not be listed on an exchange.

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UBS AG is offering $1,375,000 of Trigger Callable Contingent Yield Notes due December 20, 2028, linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index. Each $1,000 Note pays a 12.25% per annum contingent coupon on quarterly dates only if all three indices close at or above their coupon barriers, set at 75% of their initial levels.

UBS may call the Notes on any quarterly observation date (except the final one), returning principal plus any due coupon; after a call, no further payments are made. If the Notes are not called and all final index levels are at or above their downside thresholds (70% of initial levels), investors receive only principal back at maturity. If any index finishes below its downside threshold, repayment is reduced in line with the worst index’s percentage decline, and investors could lose their entire investment. The Notes are unsecured UBS obligations with an estimated initial value of $970.30 per $1,000 and are not listed, so liquidity may be limited.

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UBS AG is offering $4,270,000 of Airbag In-Digital Securities linked to the S&P 500® Index, each with a $1,000 principal amount and a term of approximately 15 months, maturing on March 22, 2027.

If, on the final valuation date, the index is at or above the digital barrier and downside threshold of 5,713.22 (85.00% of the 6,721.43 initial level), investors receive $1,000 plus a fixed 9.65% digital return, regardless of how much the index has risen. If the index finishes below the downside threshold, repayment drops on a leveraged basis: investors lose about 1.1765% of principal for each 1% index decline beyond the 15.00% threshold, up to a complete loss of principal.

The notes pay no interest, do not provide full principal protection, and will not be listed on any exchange. Any payment depends on UBS’s ability to meet its obligations. The issue price is $1,000 per Security, including a $2.50 underwriting discount, while the estimated initial value is $994.90, reflecting internal funding and hedging costs.

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UBS AG is offering $918,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on December 22, 2028. Each Note has a $10 principal amount with a minimum investment of 100 Notes.

Investors may receive quarterly contingent coupons only if Broadcom’s closing level on an observation date is at or above a coupon barrier, illustrated at 60% of the initial level. The Notes are automatically called, returning principal plus the applicable coupon, if Broadcom is at or above its initial level on any observation date after six months.

If not called, and Broadcom’s final level is at or above the downside threshold (also illustrated at 60% of the initial level), investors receive principal back, plus any final coupon. If the final level is below the downside threshold, repayment is reduced in line with Broadcom’s negative return and can fall to zero, causing a total loss. All payments depend on UBS’s credit; the estimated initial value per $10 Note is $9.73.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on December 19, 2025.