Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about June 5, 2028. The Notes pay a periodic contingent coupon only if the underlying stock closes at or above a coupon barrier on each observation date and feature an automatic call if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: full principal is returned if the final level is at or above the downside threshold (shown here as $50.00, 50.00% of the initial level); if the final level is below that threshold, investors suffer a loss equal to the underlying return, potentially losing the entire investment. Trade date is June 2, 2026, settlement June 4, 2026, final valuation date June 1, 2028. Minimum investment is 100 Notes at $10 per Note; the estimated initial value range is $9.44 to $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. common stock. The Notes pay periodic contingent coupons only when the underlying closing level on an observation date meets or exceeds a coupon barrier and are subject to an automatic call if the underlying equals or exceeds the initial level on any quarterly observation date beginning after six months. The Notes have a $10 principal amount per Note, a minimum purchase of 100 Notes ($1,000), an estimated initial value of $9.63, a downside threshold equal to 70.00% of the initial level, and illustrative contingent coupon rate of 15.98% per annum. If not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. All payments are subject to UBS credit risk. Key dates: trade date June 2, 2026, settlement June 4, 2026, final valuation date June 1, 2028, maturity June 5, 2028.
UBS AG offers Airbag Yield Notes linked to Dell Technologies Inc. common stock due June 4, 2027. The Notes pay a coupon on each payment date and provide contingent repayment of principal at maturity only if the final level of the underlying asset is equal to or above a downside threshold.
If the final level is below the downside threshold, repayment at maturity may be less than the principal amount and investors are exposed to leveraged downside: approximately 1.3333% principal loss for each 1% decline of the underlying asset beyond the threshold, potentially resulting in full loss. Key terms: trade date June 2, 2026, settlement June 4, 2026, final valuation date June 2, 2027, maturity date June 4, 2027, principal amount per Note $10, minimum investment 100 Notes ($1,000), estimated initial value $9.81, coupon rate 19.97% per annum.
UBS AG priced preliminary offer of Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc. stock. The Notes have a Trade Date of June 2, 2026, expected settlement June 4, 2026, final valuation June 1, 2028 and maturity June 5, 2028.
The Notes are $10 principal per Note with a minimum purchase of 100 Notes. They pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates; they are automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date (beginning ~6 months). If not called, principal repayment at maturity is contingent on the final level relative to a downside threshold and could result in substantial loss or complete loss of principal tied to the underlying return. Estimated initial valuation is between $9.33 and $9.58 per Note as of the trade date.
UBS AG offers Airbag Yield Notes linked to the common stock of Dell Technologies Inc. The Notes pay a coupon on each coupon payment date regardless of the underlying's performance and mature on or about June 4, 2027. The Notes provide contingent repayment of principal at maturity only if the final level is equal to or greater than a downside threshold; if the final level is below that threshold, principal repayment is reduced and investors lose approximately 1.3333% of principal for each 1% decline of the underlying in excess of the threshold. Trade date is June 2, 2026 with expected settlement on June 4, 2026. Minimum investment is 100 Notes at $10 per Note. The preliminary pricing supplement indicates an estimated initial value between $9.48 and $9.73 and a quoted coupon around 19.46% per annum.
The issuer UBS AG is offering $3,085,000 of Contingent Income Auto-Callable Securities due June 1, 2029 linked to the common stock of CVS Health Corporation. Each security has a $1,000 stated principal amount and pays a contingent payment of $25.625 (equivalent to 10.25% per annum) on specified contingent payment dates if the underlying closing price is at or above $59.14 (the downside threshold, 65.00% of the initial price) on each determination date. If the underlying closing price is at or above the call threshold ($90.98) on any determination date (other than the final determination date), the securities will be automatically redeemed early for the stated principal plus the contingent payment. If not redeemed early and the final price is below the downside threshold, holders will receive a cash value based on the exchange ratio and final price and may incur substantial losses, including loss of principal. All payments depend on UBS’s creditworthiness. The estimated initial value on the pricing date was $964.30, below the issue price of $1,000.00 per security.
UBS AG is offering $16,596,000 of Contingent Income Auto-Callable Securities with Memory Coupon linked to MetLife, Inc. common stock. Each security has a stated principal amount of $1,000 and an issue price of $1,000 per security. The securities pay a contingent payment of $25.75 per security (equivalent to 10.30% per annum) on specified contingent payment dates only if the underlying closing price on the related determination date is equal to or greater than the downside threshold level of $57.88 (70.00% of the initial price). If the underlying equity meets or exceeds the call threshold level of $82.69 (100.00% of the initial price) on a determination date (other than the final determination date), the securities will be redeemed early for the stated principal plus the contingent payment(s). If not called and the final price is below the downside threshold, UBS will deliver cash in lieu of shares and investors will receive the cash value, exposing them to potential loss of a significant portion or all of their initial investment. The securities mature on June 1, 2029, subject to postponement for certain market disruption events.
UBS AG is offering Buffer Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the VanEck Gold Miners ETF (GDX) and the State Street Energy Select Sector SPDR ETF (XLE), maturing on or about June 29, 2028. The Notes pay a contingent coupon of 12.75% per annum when, on an observation date, the closing level of each underlying asset is at or above its coupon barrier; unpaid contingent coupons may be paid later under the memory interest feature. The Notes are callable monthly after ~6 months if both underlyings meet their call threshold (100% of initial level); at maturity principal is repaid in full only if each final level is at or above its 80% downside threshold otherwise principal is reduced by the percentage the least performing underlying is below its initial level in excess of the 20% buffer. The issue price is $1,000 per Note; the estimated initial value range is $927.10–$957.10. Payments depend on UBS creditworthiness; these Notes are unsecured, not FDIC insured and are not listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Norwegian Cruise Line Holdings Ltd. The preliminary pricing supplement sets the terms for notes that pay a 20.30% per annum contingent coupon if monthly observation-date barriers are met and that are callable monthly beginning after approximately three months.
The notes mature on June 8, 2028 with a final valuation date of June 5, 2028. Payments (including contingent coupons and any principal repayment at maturity) depend on the closing level of the underlying on observation dates and on UBS' creditworthiness. The issue price per Note is $1,000.00; estimated initial value on the trade date is between $943.50 and $973.50. The underwriting discount is $17.50 per Note and proceeds to UBS per Note are $982.50.
UBS AG is offering Capped Leveraged Buffered Nasdaq-100 Index®-Linked Medium-Term Notes with a term expected to be between 17 and 20 months. Each note has a $1,000 face amount and pays no interest. The notes provide 150.00% upside participation in positive Underlier returns up to a cap (cap level expected between 114.65% and 117.18% of the initial underlier level) and a maximum settlement amount expected to be between $1,219.75 and $1,257.70 per $1,000 face amount.
If the final underlier level is between the initial level and a 10.00% decline, holders receive the face amount at maturity; if the final underlier level declines by more than 10.00%, holders incur leveraged losses of approximately 1.1111% of face amount for each 1% decline beyond the buffer and could lose their entire investment. The estimated initial value on the trade date is expected to be between $950.10 and $980.10 per $1,000 face amount; the issue price is 100.00% of face amount and includes an underwriting discount of 1.51%.