Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Yield Notes linked to the common stock of Zscaler, Inc. The Notes pay a fixed coupon of 16.65% per annum in monthly installments, are callable monthly beginning after 12 months if the underlying meets the call threshold, and mature June 6, 2028.
The initial level (strike) is $155.71; the call threshold equals $155.71 (100% of the initial level) and the downside threshold equals $77.86 (50% of the initial level). At maturity holders face contingent repayment of principal tied to the final level and are exposed to UBS credit risk. The estimated initial value on the trade date was between $952.30 and $982.30; the issue price per Note is $1,000.
UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index due on or about July 7, 2027. Each Security has a $1,000 principal amount and a 10.00% buffer: if the final level is at or above the downside threshold you receive your principal at maturity; if the underlying return is positive you participate up to a 15.00% maximum gain. Payments and any principal repayment depend on UBS’ creditworthiness. The preliminary estimated initial value range is $961.40 to $991.40.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100®, with terms set in a final pricing supplement.
The Notes pay a contingent coupon of 9.05% per annum only if each underlying closes at or above its coupon barrier on an observation date; issuer call rights begin monthly after ~3 months. If not called and any final underlying level is below its downside threshold of 70.00% of initial level, principal repayment at maturity will be reduced pro rata to the percentage decline of the least performing underlying asset. The issue price per Note is $1,000.00 and estimated initial value is between $942.60 and $972.60.
The issuer UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and shares of the State Street Technology Select Sector SPDR ETF (XLK). The offering totals $10,155,000 at an issue price of $1,000 per Note with an estimated initial value of $987.40. Notes mature on June 1, 2029, are callable by UBS beginning after three months on monthly observation dates, and provide a 20.00% downside buffer and a contingent coupon of 13.30% per annum payable only if all underlying assets meet coupon barriers on an observation date. Payments, including any principal repayment, are subject to UBS credit risk.
UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index with $1,758,000 aggregate issue price. The securities have a $1,000 principal per security, a 15.00% buffer (downside threshold 6,443.05), a 12.20% maximum gain (maximum payment $1,122.00) and mature on June 4, 2027. The estimated initial value per security is $991.60, below the issue price. Payments at maturity depend on the final S&P 500 level relative to the initial level (7,580.06) and are subject to UBS credit risk.
UBS AG offers Buffer Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® with a stated aggregate issue price of $256,000.00. The Notes pay a contingent coupon of 8.50% per annum only if each underlying asset meets its coupon barrier on an observation date and are callable by UBS quarterly beginning after six months.
The Notes return principal at maturity only if each final level is at or above its downside threshold (70% of initial level); otherwise holders suffer a percentage loss equal to the shortfall of the least performing underlying asset in excess of the 15% buffer. Estimated initial value on the trade date was $976.80 per Note and proceeds to UBS are shown as $252,160.00 in this excerpt. All payments are subject to UBS credit risk.
UBS AG offers $3,383,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index, with a contingent coupon rate of 12.25% per annum and maturity on June 1, 2029. The notes are callable by UBS on monthly observation dates beginning after three months; if called, holders receive principal plus any contingent coupon due on the call settlement date.
The notes pay contingent coupons only when each underlying asset closes at or above its coupon barrier on an observation date and repay principal at maturity only if each underlying asset is at or above its downside threshold. If the final level of the least performing underlying asset is below its downside threshold, the maturity payment will be reduced by that asset’s percentage loss, potentially resulting in loss of a significant portion or all of the initial investment. The estimated initial value on the trade date was $985.80 per $1,000 note; issue price is $1,000 per note. Payments depend on UBS’ creditworthiness.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector, with an aggregate issue price of $4,539,000 and an issue price of $1,000.00 per Note.
The Notes pay a 13.00% per annum contingent coupon only when each underlying asset meets its coupon barrier on observation dates; they are callable monthly by UBS beginning after three months. If not called and any final level is below its 70.00% downside threshold, principal repayment at maturity is reduced proportionally to the decline of the least performing underlying asset. The estimated initial value per Note was $988.30.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The offering totals $1,335,000 at an issue price of $1,000 per Note with an estimated initial value of $987.90. The Notes pay a monthly contingent coupon of $9.25 (an 11.10% per annum rate) only if all three underlying assets meet their coupon barriers on each coupon observation date. UBS may call the Notes on quarterly call dates; if not called, maturity is June 2, 2028 with final valuation on May 30, 2028. At maturity repayment of principal is contingent: if any underlying asset is below its downside threshold, holders suffer a loss equal to the negative return of the least performing underlying asset and could lose all principal. All payments are subject to UBS credit risk and limited secondary-market liquidity.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500, Russell 2000 and Dow Jones Industrial Average due May 31, 2030. The offering size is $265,000 (1,000 notes at $1,000 each) with a contingent coupon of 9.75% per annum and an estimated initial value of $990.20.
The notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on an observation date, are callable by UBS monthly beginning after six months, and repay principal at maturity only if each final level is at or above its downside threshold (60% of initial levels). If any final level is below its downside threshold, holders incur a loss tied to the least performing underlying asset; in extreme cases investors could lose all principal. Payments are subject to UBS credit risk and the notes will not be listed.