Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG priced a preliminary offering of Trigger Autocallable Notes linked to the least performing of the Russell 2000® and the S&P 500® with expected trade date June 12, 2026 and maturity June 17, 2030. Each $1,000 Note pays no interest and may be automatically called on annual observation dates if both indices meet call thresholds. A call yields a pre-specified call price (examples: $1,134.50 at first call, up to $1,538.00 at final call). If not called, repayment at maturity equals $1,000 if both final levels ≥ 70% of initial levels, otherwise payment = $1,000 × (1 + return of the least performing underlying asset), potentially resulting in substantial or total loss. Payments depend on UBS creditworthiness; estimated initial value range is $938.80–$968.80. The document emphasizes liquidity, estimated-value, tax and FINMA resolution risks.
UBS AG is offering $2,700,000 of Trigger Autocallable GEARS linked to an equally-weighted basket of 16 equities, maturing January 23, 2029. The securities are sold at $10.00 per Security with a minimum investment of 100 Securities and include an automatic call on June 3, 2027 if the underlying basket meets the autocall barrier.
The terms include a 15.18% call return rate, upside gearing of 1.20, and a downside threshold equal to 75.00% of the initial basket level. Payments, including any principal repayment, are subject to UBS creditworthiness and the contingent payoff mechanics described herein.
The issuer UBS AG is offering UBS AG Phoenix Autocallable Buffer Notes with Memory Interest linked to the common stock of Zscaler, Inc.. The offering totals $500,000 with a minimum purchase of $10,000 per Note. Each Note pays a fixed contingent interest of $817.25 on qualifying observation dates and is automatically callable if Zscaler's closing price on an autocall observation date is equal to or greater than the initial price. If not called, principal repayment at maturity depends on the final price relative to the downside threshold: if the final price is below the downside threshold, UBS will deliver a share delivery amount (calculated as principal divided by the downside threshold) whose value may be materially less than principal. Key cover terms include an initial price of $126.41, an interest barrier and downside threshold of $101.13 (80.00% of initial), valuation date June 9, 2027, and maturity June 14, 2027. The estimated initial value per Note is $9,692.00, and all payments are subject to UBS credit risk.
UBS AG priced and is offering $17,273,050 of Capped GEARS linked to the S&P 500® Index due July 29, 2027. These are unsubordinated, unsecured debt obligations that pay at maturity based on the percentage change in the S&P 500 from the trade date to the final valuation date, subject to an upside gearing of 3.00 and a maximum gain of 14.90% (maximum payment $11.49 per $10 Security). The Securities do not pay interest, carry full downside exposure to the index (you can lose some or all principal if the final level is below the initial level), and any payments depend on UBS’s creditworthiness. Trade date is May 27, 2026, settlement expected May 29, 2026, final valuation date July 27, 2027 and maturity July 29, 2027. The issue price is $10.00 per Security; the estimated initial value was $9.792 per Security as of the trade date.
UBS AG offers $312,000 of Trigger Callable Contingent Yield Notes due June 1, 2029. The Notes pay a contingent coupon of 11.20% per annum only if on an observation date each underlying index (S&P 500, Russell 2000, Nasdaq-100 Technology) is at or above its coupon barrier; otherwise no coupon is paid.
If UBS calls the Notes monthly (first callable ~6 months after issue) holders receive principal plus any contingent coupon to date. If not called, principal repayment at maturity depends on whether each final level is at or above its downside threshold (60% of initial level); if the least performing underlying asset finishes below its downside threshold, investors suffer a loss equal to that asset’s percentage decline, potentially losing all principal. The estimated initial value per Note is $988.30 versus an issue price of $1,000.00.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of XLK, the Russell 2000® (RTY) and the S&P 500® (SPX), with contingent coupons and an issuer-call feature. The contingent coupon rate shown is 13.85% per annum. The notes are callable monthly beginning after ~3 months; term ~23 months. Principal repayment at maturity depends on the final level of the least performing underlying versus a 70.00% downside threshold, so holders may lose a substantial portion or all principal if the least performing underlying falls below that threshold. The issue price is listed as $1,000 per note, underwriting discount $7.00, proceeds to UBS $993.00, and the estimated initial value range is $953.70 to $983.70 as of the trade date.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, Russell 2000® Index and the Nasdaq-100® Technology Sector with an issue price of $1,000.00 per Note. The Notes pay a contingent coupon of 10.00% per annum only when each underlying asset meets its coupon barrier on an observation date and are callable monthly by UBS beginning after six months (subject to completion).
The estimated initial value range is $957.90 to $987.90 per Note as of the trade date. Payments at maturity depend on the final levels relative to 60.00% of initial levels downside thresholds; if the least performing underlying asset finishes below its downside threshold, principal may be reduced and investors could lose a significant portion or all of their investment. All payments are subject to UBS credit risk. The final terms will be set on the strike date and disclosed in the final pricing supplement.
UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due on or about June 17, 2030. The Notes have a principal amount of $1,000 per Note, an annual call return rate of 11.45%, and observation dates annually with a trade date of June 12, 2026 and expected settlement on June 17, 2026.
The Notes are automatically called if the closing level of each underlying asset on an observation date is at or above its call threshold (set at 100% of initial level); downside thresholds are 70% of initial levels. If not called and any underlying asset is below its downside threshold at maturity, payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a substantial loss, including loss of the entire principal. UBS reports an estimated initial value range of $938.80 to $968.80 per Note as of the trade date.
UBS AG is offering $1,576,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000, maturing on June 1, 2029. The Notes pay a contingent coupon of 12.25% per annum only if the closing level of each underlying asset on an observation date is at or above its coupon barrier; otherwise no coupon is paid for that date. UBS may call the Notes in whole (but not in part) on monthly observation dates beginning after six months; if called you receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent on the final levels: full principal is repaid only if each underlying asset is at or above its downside threshold; otherwise the cash payment equals $1,000 multiplied by (1 + underlying return of the least performing underlying asset), which can result in substantial principal loss, including total loss. The estimated initial value on the trade date was $986.70 versus the $1,000 issue price. Investments are subject to UBS credit risk, limited secondary market liquidity, issuer call risk, and index‑specific risks including sector and small‑cap exposure.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each Note has a principal amount of $1,000, a contingent coupon paid only if both underlyings meet coupon barriers on observation dates, and a contingent principal repayment at maturity tied to the least performing underlying. The notes are callable by UBS (in whole, not in part) on monthly observation dates beginning after three months. If not called, repayment at maturity equals $1,000 if each underlying is at or above its downside threshold (70.00% of its initial level); otherwise the maturity payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which could result in a substantial loss, including loss of all principal. Trade date is June 2, 2026, expected settlement June 5, 2026, final valuation May 2, 2028 and maturity May 5, 2028. The estimated initial value range is $957.70 to $987.70 per Note and the disclosed contingent coupon rate is 12.60% per annum. All payments are subject to UBS credit risk.