Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about October 22, 2027. These unsecured debt notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on each observation date, and may be automatically called early if the underlying is at or above the initial level on any observation date before the final valuation date.
If not called, return of principal at maturity is contingent: principal is repaid only if the final level is at or above the downside threshold; otherwise, repayment is reduced one-for-one with the underlying’s decline and could be zero. Any payment depends on the creditworthiness of UBS. Key dates include trade date October 20, 2025, settlement October 22, 2025, final valuation October 20, 2027, and maturity October 22, 2027. The notes are offered in $10 denominations with a minimum investment of 100 notes. The estimated initial value as of the trade date is expected between $9.54 and $9.79. The notes will not be listed; initial settlement is T+2 while secondary trades generally settle T+1.
UBS AG filed a preliminary 424(b)(2) pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the KraneShares CSI China Internet ETF. These unsubordinated, unsecured debt notes can pay contingent coupons only when the ETF’s closing level on an observation date meets or exceeds a coupon barrier. The notes may be called early if the ETF closes at or above the initial level on any observation date before maturity.
If not called, investors receive par at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the ETF’s decline, and losses could reach 100%. Any payment depends on the creditworthiness of UBS. Key expected dates include trade date October 20, 2025, settlement October 22, 2025, final valuation October 20, 2026, and maturity October 22, 2026. Denomination is $10 per note with a minimum of 100 notes. The estimated initial value is expected to be between $9.38 and $9.63.
UBS AG priced $2,964,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000 Index (RTY) and S&P 500 Index (SPX), maturing October 20, 2028. The notes offer a 7.00% per annum contingent coupon when each index closes at or above its coupon barrier on observation dates. The notes may be called automatically if each index is at or above its call threshold (100% of its initial level) on any observation date before maturity.
Key terms include coupon barriers and downside thresholds at 70% of initial levels (RTY initial 2,452.173; SPX initial 6,664.01). If not called and any index finishes below its downside threshold at maturity, repayment is reduced by the worst index’s decline, up to total loss. Any payment depends on UBS’s credit. The notes are not exchange‑listed.
Economics: issue price $1,000 per note; underwriting compensation $15.00 per note; proceeds to UBS AG $985.00 per note; estimated initial value $958.10. Observation dates are semiannual from April 17, 2026; trade date October 17, 2025; settlement October 22, 2025.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., due October 23, 2028. These unsecured notes pay a contingent coupon only if the underlying stock closes at or above a stated coupon barrier on each observation date. The notes are automatically called early if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced one‑for‑one with the stock’s decline, and you could lose all of your investment. All payments are subject to UBS’s credit; a default could result in loss of principal and coupons. The notes will not be listed.
Key dates include trade date October 20, 2025, settlement October 22, 2025, final valuation October 19, 2028, and maturity October 23, 2028. The minimum investment is 100 Notes at $10 per Note. The estimated initial value is $9.67 per Note as of the trade date.
UBS AG is offering $800,000 Trigger Autocallable Contingent Yield Notes linked to the ADRs of Pinduoduo Inc., due October 22, 2026.
The notes pay a contingent coupon only if the ADR closes on an observation date at or above the coupon barrier. They are automatically called if the ADR closes at or above the initial level on any observation date before the final valuation date; in that case, investors receive principal plus the applicable coupon and the notes end. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in proportion to the ADR’s decline, and losses can be total.
Key dates include trade date October 20, 2025, settlement October 22, 2025, final valuation October 20, 2026, and maturity October 22, 2026. The estimated initial value is $9.79 per $10 note. The minimum investment is 100 Notes at $10 each. Payments depend on the creditworthiness of UBS, and the notes will not be listed.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to Amazon.com, Inc. stock, maturing on October 22, 2027. These unsecured debt notes pay a contingent coupon only if the underlying stock closes at or above a coupon barrier on each observation date, and they may be called early if the stock is at or above the initial level on any observation date before maturity.
If not called and the final stock level is at or above the downside threshold, principal is repaid at maturity; if below, repayment is reduced in line with the stock’s decline, and investors could lose their entire investment. Payments depend on the creditworthiness of UBS.
The notes will not be listed. Minimum investment is 100 Notes at $10 per Note (total $1,000). The estimated initial value per Note is $9.79. Key dates: trade date October 20, 2025; settlement October 22, 2025; final valuation October 20, 2027.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., due October 22, 2027.
The Notes pay a contingent coupon only if the underlying stock closes on or above a coupon barrier on an observation date. They are subject to an automatic call if the stock closes at or above the initial level on any observation date before the final valuation date; if called, investors receive principal plus any due coupon and no further payments. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the stock’s decline, and investors could lose all principal.
Any payment is subject to UBS’s creditworthiness. The Notes will not be listed. Key dates: trade date October 20, 2025, settlement October 22, 2025, final valuation October 20, 2027, maturity October 22, 2027. Minimum investment is 100 Notes at $10 per Note (i.e., $1,000). The estimated initial value is $9.78 per Note.
UBS AG announced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Pinduoduo Inc. These unsecured notes pay a contingent coupon only if the ADR closing level on each observation date is at or above a defined coupon barrier. The notes are automatically called if the ADR closes at or above the initial level on any observation date before the final valuation date; if called, investors receive principal plus any due contingent coupon.
If not called, repayment of principal at maturity depends on a downside threshold: principal is returned only if the final level is at or above that threshold; otherwise, repayment is reduced one-for-one with the ADR’s decline, up to total loss. All payments are subject to UBS credit risk. Key dates: trade October 20, 2025, settlement October 22, 2025, final valuation October 20, 2026, and maturity October 22, 2026. The estimated initial value is expected between $9.51 and $9.76 per $10 note. Minimum purchase is 100 notes at $10 each. The notes will not be listed.
UBS AG is offering $7,597,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000 Index (RTY) and the S&P 500 Index (SPX), due October 20, 2028.
The Notes pay a contingent coupon of 8.70% per annum (semiannual $43.50 per $1,000) only if each index closes at or above its coupon barrier on an observation date; missed coupons may be paid later under the memory feature. The Notes are automatically called if each index is at or above its call threshold (100% of initial) on any semiannual observation date before maturity, returning principal plus due and previously unpaid coupons.
If not called, principal is repaid at maturity only if each index is at or above its downside threshold (70% of initial); otherwise, repayment is reduced by the loss of the least performing index, up to total loss. Initial levels: RTY 2,452.173; SPX 6,664.01. Barriers/thresholds are 70% of initial. The estimated initial value is $974.10 per $1,000. The Notes are unsecured obligations of UBS, will not be listed, and are not FDIC insured. A structuring fee of $6.00 per Note applies to $6,499,000 aggregate principal.
UBS AG is offering $2,015,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of Apple (AAPL), Blackstone (BX) and Micron (MU), due October 20, 2028. The notes pay a 12.75% per annum contingent coupon when each underlying is at or above its coupon barrier, set at 60.00% of its initial level.
The notes may be automatically called on quarterly observation dates beginning after 6 months if each underlying is at or above its call threshold level, set at 100.00% of its initial level. If not called, repayment at maturity depends on a threshold event: if each final level is below its upper barrier (100.00%) and any final level is below its downside threshold (60.00%), investors incur a loss equal to the least performer’s negative return; otherwise, principal is repaid. The issue price is $1,000 per Note; underwriting compensation is $15.00 per Note and proceeds to UBS are $985.00 per Note, with an estimated initial value of $940.20 per Note. Payments are subject to UBS credit risk, and the notes will not be listed.
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