Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $170,000 of Trigger Yield Notes linked to the common stock of Dell Technologies Inc., maturing on June 10, 2026. These unsubordinated, unsecured debt obligations pay a coupon on each coupon payment date regardless of how Dell’s share price performs.
At maturity, if Dell’s closing share price on the final valuation date is equal to or above a specified downside threshold, UBS will repay the full $10 principal amount per Note in addition to the final coupon. If the final share price is below that downside threshold, the cash payment per Note will be reduced in line with the percentage decline in Dell’s stock from the initial level, and you could lose some or all of your initial investment.
The Notes are subject to UBS’s credit risk, are not bank deposits, are not insured by the FDIC or any government agency, and will not be listed on any securities exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.76 per Note, reflecting internal pricing and funding costs.
UBS AG is offering $1,375,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on December 10, 2027. The notes pay a contingent coupon only on observation dates when AMD’s closing price is at or above a coupon barrier, and they are automatically called early if AMD closes at or above the initial level before maturity.
If the notes are not called and AMD is at or above the downside threshold on the final valuation date, investors receive the $10 principal per note, plus any due coupon. If AMD finishes below the downside threshold, the repayment is reduced in line with AMD’s percentage decline and all principal can be lost. Any payment depends on UBS’s creditworthiness, and the estimated initial value of each $10 note is $9.83, reflecting internal pricing models and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on or about December 10, 2027. These unsecured debt securities pay a contingent coupon only if AMD’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if AMD’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the notes are not called and AMD’s final level on the valuation date is at or above a downside threshold, investors receive only their principal back; if it is below that threshold, repayment is reduced in line with AMD’s decline and can fall to zero.
The notes are not principal protected, are subject to the credit risk of UBS, and will not be listed on any securities exchange. The minimum investment is 100 notes at $10 each, and the estimated initial value per note on the trade date is expected to be between $9.45 and $9.70, reflecting internal pricing and fees.
UBS AG is offering $1,300,000 of Callable Contingent Interest Barrier Notes linked to the Russell 2000® and S&P 500® indices, maturing June 9, 2027. These unsecured senior notes pay a fixed contingent coupon of $7.3667 per $1,000 note on monthly dates only if, on the relevant observation date, the closing level of each index is at or above 65.00% of its initial level.
If UBS does not call the notes early and, on the final observation, both indices are at or above their 65.00% trigger levels, investors receive back the $1,000 principal per note (plus any final coupon if conditions are met. If any index finishes below its trigger, the maturity payment equals $1,000 × (1 + return of the worst-performing index), so losses match the percentage decline of the weaker index and can reach 100% of principal. UBS may call the notes in whole on any observation date (other than the final) and repay principal plus any due coupon. The notes are not listed, have limited liquidity, an estimated initial value of $982.00 per $1,000, and all payments depend on UBS’s credit.
UBS AG is offering $273,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100, Russell 2000 and S&P 500 indices, maturing on December 10, 2030. The notes pay a contingent coupon at a rate of 10.20% per annum, or $8.50 per $1,000 note per month, but only when the closing level of each index is at least 70% of its initial level on the relevant observation date.
UBS can call the notes in whole on any monthly observation date beginning after three months, paying back principal plus any due coupon, after which no further payments are made. If the notes are not called and any index finishes below its 70% downside threshold at maturity, investors suffer a loss equal to the negative return of the worst-performing index and can lose their entire investment. The notes are unsecured obligations of UBS, not listed on any exchange, and the estimated initial value is $964.40 per $1,000 note, below the issue price.
UBS AG is offering $1,154,000 of Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, maturing on June 10, 2027.
The notes pay a contingent coupon at a rate of 7.12% per annum, or $5.9333 per $1,000 note monthly, but only if on each observation date all three indices are at or above their coupon barriers, set at 70% of their initial levels. The notes are automatically called after six months or later if, on a monthly observation date, all indices are at or above their call thresholds, set at 100% of initial levels, in which case investors receive principal plus the applicable coupon.
If the notes are not called and, at maturity, any index is below its downside threshold (65% of its initial level), repayment of principal is reduced one-for-one with the decline of the worst-performing index, up to a total loss of principal. The estimated initial value is $963.20 per $1,000 note versus a $1,000 issue price. Payments depend on UBS’ credit, and the notes are not bank deposits and are not FDIC insured.
UBS AG, through its London Branch, is offering $661,000 of Capped Buffer GEARS, unsecured notes linked to the iShares MSCI Emerging Markets ETF and maturing on December 9, 2027. Each $1,000 Security provides 2.00x exposure to any positive ETF return, but gains are capped at a 25.80% maximum, for a maximum payment of $1,258.00 per Security.
If the ETF’s final level is at or above 90.00% of its $54.33 initial level (a $48.90 downside threshold), investors receive back principal; if it finishes below that threshold, repayment is reduced beyond the 10.00% buffer and losses can approach the full investment. The notes pay no interest, do not pass through ETF dividends, have an estimated initial value of $991.30 per $1,000, may have limited liquidity, and all payments depend on UBS’s creditworthiness.
UBS AG is offering $300,000 of Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, due December 9, 2026. These unsecured, unsubordinated notes can pay contingent coupons only when Intel’s closing share price on an observation date is at or above a preset coupon barrier; if it is below that level, no coupon is paid for that period.
The notes are automatically called early if Intel’s share price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per Note plus any due contingent coupon and no further payments. If not called and the final share price on the December 7, 2026 final valuation date is at or above the downside threshold, investors receive principal back at maturity; if it is below the downside threshold, repayment is reduced in line with Intel’s percentage decline and can fall to zero.
The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.81 per Note. Any payment depends on UBS’s creditworthiness, and the notes are not listed on any exchange, so liquidity may be limited. The issuer highlights that these notes are significantly riskier than conventional debt securities and that investors may lose a significant portion or all of their initial investment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, scheduled to mature on or about December 9, 2026. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and an estimated initial value between $9.45 and $9.70 per Note based on UBS’ internal models.
Investors receive contingent coupons only if Intel’s stock closes at or above a preset coupon barrier on each observation date. The Notes are automatically called early if the stock closes at or above the initial level on any observation date before maturity, paying back principal plus the applicable coupon and ending further payments. If not called, and the final stock level is at or above the downside threshold, investors receive principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. All payments depend on UBS’ credit, and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. These unsecured debt securities pay contingent coupons only if the stock closes at or above a specified coupon barrier on scheduled observation dates. The notes can be called early if the stock closes at or above the initial level, in which case holders receive the principal plus any due coupon and no further payments.
If the notes are not called and the stock is at or above a downside threshold on the final valuation date, investors receive the full principal at maturity. If the stock finishes below the downside threshold, repayment is reduced in line with the stock’s decline, and the entire investment can be lost. Any payments depend on UBS’s credit, the notes will not be listed on an exchange, and the minimum investment is 100 notes at $10 per note.
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