Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with a scheduled maturity around May 14, 2027. These unsecured debt notes can pay a contingent coupon on each observation date only if Vertiv’s share price is at or above a preset coupon barrier.
The notes may be automatically called quarterly, beginning after six months, if Vertiv’s share price is at or above the initial level, in which case investors receive principal plus any due coupon and the product ends early. If the notes are not called and Vertiv’s final share price is at or above the downside threshold, investors receive back principal (and any final coupon). If the final share price is below the downside threshold, repayment is reduced in line with Vertiv’s decline, and investors can lose all of their initial investment. Any payment depends on UBS’s credit, and the notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about November 15, 2027. These are unsecured, unsubordinated debt obligations of UBS.
Investors may receive periodic contingent coupons, but only if Micron’s share price on each observation date is at or above a preset coupon barrier. The notes are automatically called early if Micron’s share price on any observation date (before the final one) is at or above the initial level, in which case investors receive principal plus the applicable coupon and no further payments.
If the notes are not called and Micron’s final share price is at or above a downside threshold, investors receive only their principal back at maturity. If the final price is below that threshold, repayment is reduced in line with Micron’s decline, and investors can lose all of their initial investment. All payments depend on UBS’s credit. The notes are not listed, have a minimum investment of 100 notes at $10 per note, and their estimated initial value is expected to be between $9.31 and $9.56 per note.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing November 15, 2027. These unsecured debt securities pay a contingent coupon only if lululemon’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called early if the stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus any due coupon, and the product terminates.
If the notes are not called and lululemon’s closing price on the final valuation date is at or above a downside threshold, investors receive the full principal back at maturity. If the final price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline from the initial level, and investors can lose all of their principal. The notes are not listed, have a minimum investment of 100 notes at $10 each, and carry UBS credit risk; the estimated initial value is $9.75 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on November 15, 2027. The Notes pay a contingent coupon only if Vistra’s share price on an observation date is at or above a preset coupon barrier; if it is below, no coupon is paid for that period.
The Notes are automatically called early if Vistra’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and no further payments. If the Notes are not called and Vistra’s final share price is at or above a downside threshold, principal is repaid at maturity. If the final share price is below the downside threshold, repayment is reduced in line with Vistra’s percentage decline, and investors can lose all of their investment.
Payments on the Notes, including any repayment of principal, depend on the creditworthiness of UBS AG. The Notes are not bank deposits, are not insured, will not be listed on an exchange, and have an estimated initial value of $9.67 per $10 principal amount, based on UBS’ internal pricing models.
UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on or about November 13, 2026. These are unsecured, unsubordinated debt obligations of UBS.
Holders receive a contingent coupon only if Micron’s closing share price on an observation date is at or above a specified coupon barrier. The Notes are automatically called if Micron’s price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus the relevant coupon and the Notes terminate early.
If the Notes are not called and Micron’s price on the final valuation date is at or above the downside threshold, investors receive back the principal, plus any final coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the percentage decline in Micron’s stock and can fall to zero. All payments depend on UBS’s credit, and the Notes are not listed. The minimum investment is 100 Notes at $10 each. The estimated initial value per $10 Note is expected between
UBS AG is offering preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on or about November 15, 2027. These are unsubordinated, unsecured debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon only on dates when Vistra’s closing share price is at or above a preset coupon barrier. If on any observation date before maturity Vistra’s share price is at or above the initial level, the Notes are automatically called and pay back the $10 principal per Note plus the applicable contingent coupon, with no further payments.
If the Notes are not called and Vistra’s final share price on the November 11, 2027 valuation date is at or above a downside threshold, UBS repays the $10 principal per Note at maturity, with a final contingent coupon if the coupon barrier is also met. If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their investment. All payments depend on UBS’s credit, and the Notes are not expected to be listed on any exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value is expected between $9.47 and $9.72 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, scheduled to mature on or about November 15, 2027. These unsecured debt securities can pay high contingent coupons, such as a hypothetical 21.01% per annum (or
The notes may be automatically called early if Oracle’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive principal plus the applicable coupon and the product terminates. If the notes are not called and Oracle’s final level is at or above the downside threshold (illustrated as the same
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Halliburton Company common stock, due November 15, 2027. These unsecured, unsubordinated notes pay a contingent coupon on each observation date only if Halliburton’s closing level is at or above a coupon barrier; otherwise no coupon is paid. The notes will be automatically called on any observation date before maturity if the underlying closes at or above its initial level, returning principal plus any due coupon on the related call settlement date.
If not called, and the final level is at or above the downside threshold, holders receive the $10 principal at maturity; if below, repayment falls in line with the underlying’s decline, up to a total loss. Payments are subject to the creditworthiness of UBS. The notes will not be listed. The estimated initial value is $9.74 per note as of the trade date, versus a $10 issue price. The minimum investment is 100 Notes at $10 per Note. Key dates include trade on November 11, 2025 and settlement on November 13, 2025.
UBS AG is offering $285,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., maturing on November 13, 2028. These unsecured debt notes pay a contingent coupon only if Dow’s closing share price on a quarterly observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be called early: if Dow’s share price on any observation date (starting after 6 months) is at or above the initial level, UBS will repay the $10 principal per Note plus any due coupon, and the product terminates. If the notes are not called and Dow’s final level is at or above the downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with Dow’s decline, and investors can lose all of their investment.
Any payments depend on UBS’s creditworthiness, the notes are not insured or exchange‑listed, the minimum investment is 100 Notes ($1,000), and the estimated initial value is $9.54 per $10 Note.
UBS AG is offering $220,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on November 15, 2027. These unsecured debt securities pay a contingent coupon only if CrowdStrike’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case holders receive the $10 principal per Note plus the contingent coupon for that period and no further payments. If the notes are not called and the final share level is at or above the downside threshold, investors receive their principal back at maturity, potentially with a final coupon.
If the final share level is below the downside threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their initial investment. Any payment depends on the creditworthiness of UBS. The notes are not listed, require a minimum purchase of 100 Notes at $10 each, and have an estimated initial value of $9.79 per Note.
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