Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $822,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in November 2030. Each $1,000 Note can be automatically called on annual observation dates if both indices are at or above their initial levels, paying a call price that reflects an 8.60% per annum call return. If the Notes are never called and, at maturity, both indices are at or above 65% of their initial levels, investors receive only the $1,000 principal.
If at maturity either index is below its downside threshold, repayment is reduced dollar-for-dollar with the worst index’s percentage loss, and investors can lose their entire investment. The Notes pay no interest, do not provide dividends, and are not exchange-listed, so liquidity may be limited. They are unsubordinated, unsecured obligations of UBS; all payments depend on UBS’s credit, and the estimated initial value is $953.40 per $1,000 Note, below the issue price.
UBS AG is offering $1,798,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on May 24, 2030. The Notes pay a 10.90% per annum contingent coupon quarterly only if each index closes at or above its coupon barrier, set at 70% of its initial level; otherwise no coupon is paid.
UBS may call the Notes in whole on any quarterly observation date beginning after six months, returning principal plus any due coupon, with no further payments. If the Notes are not called and any index finishes below its downside threshold at 60% of its initial level, repayment of principal is reduced one-for-one with the worst index’s decline, and investors can lose all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, are not FDIC‑insured, and all payments depend on UBS’s creditworthiness. The estimated initial value is $962.60 per $1,000 Note, below the $1,000 issue price.
UBS AG is offering $370,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Index, maturing in November 2028. Each $1,000 Note pays a contingent coupon at 8.15% per annum only if, on a monthly observation date, all three indices close at or above their coupon barriers set at 75% of initial levels. UBS can call the Notes in whole, starting after six months, paying principal plus any due coupon.
If the Notes are not called and, at maturity, every index is at or above its downside threshold (70% of its initial level), investors receive full principal back, plus any final coupon if barriers are met. If any index finishes below its downside threshold, repayment is reduced in line with the worst-performing index, and investors can lose up to 100% of principal. The estimated initial value is $934.40 per Note versus a $1,000 issue price, and all payments are subject to UBS’s credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq‑100® Technology Sector IndexSM and Russell 2000® Index, with a term of about 4.5 years and a 10.90% per annum contingent coupon. A quarterly coupon is paid only if on each observation date all three indexes close at or above their coupon barriers, set at 70% of initial levels; otherwise no coupon is paid for that period.
UBS can call the Notes in whole on any quarterly observation date after six months, repaying principal plus any due coupon, ending all future payments. If the Notes are not called and at maturity each index is at or above its downside threshold (60% of initial level), investors receive full principal back; if any index finishes below its downside threshold, repayment is reduced one‑for‑one with the worst‑performing index and can fall to zero. Payments depend on UBS’s credit; default could result in total loss. The issue price is $1,000 per Note, with an estimated initial value between $959 and $989 and a $7.50 per‑Note underwriting discount.
UBS AG is offering $480,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the VanEck Gold Miners ETF (GDX) and Energy Select Sector SPDR Fund (XLE), maturing on November 30, 2027. Each $1,000 Note can pay a 10.00% per annum contingent coupon if, on a monthly observation date, both ETFs close at or above their coupon barriers, set at 80% of initial levels. The Notes are automatically called quarterly, beginning after six months, if both ETFs are at or above their initial levels, returning principal plus any due coupon.
If not called, and at maturity both ETFs are at or above their downside thresholds (also 80% of initial levels), investors receive full principal. If any ETF finishes below its downside threshold, repayment is reduced based on the loss of the worst performer beyond a 20% buffer, and investors could lose almost all of their investment. Payments depend on UBS’s credit, the Notes are unsecured, and they will not be listed on an exchange. The estimated initial value is $941 per $1,000 Note.
UBS AG is offering $782,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Indexes, maturing in May 2027. The Notes pay a monthly contingent coupon at a 10.20% per annum rate ($8.50 per $1,000) only if each index closes at or above 70% of its initial level on the relevant observation date.
UBS may call the Notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, every index is at or above its 70% downside threshold, investors receive full principal back; if any index finishes below its threshold, repayment is reduced in line with the worst index’s percentage loss, up to a complete loss of principal.
The Notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, and their estimated initial value is $968.80 per $1,000, reflecting embedded fees, hedging and funding costs.
UBS AG is offering $202,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on May 27, 2027. The Notes pay a contingent coupon at a rate of 7.80% per annum ($6.50 per $1,000 Note per month) only if on each monthly observation date all three indices are at or above their coupon barriers, set at 70.00% of their initial levels, which are also the downside thresholds.
UBS may call the Notes in whole, starting after three months, paying back principal plus any due coupon; afterward, no further coupons are paid. If the Notes are not called and any index finishes below its downside threshold, repayment is reduced dollar-for-dollar with the negative return of the least performing index, up to a total loss of principal. The Notes are unsecured obligations of UBS, not listed on any exchange, and have an estimated initial value of $953.10 per $1,000, reflecting fees, hedging and UBS’ internal funding rate.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Oracle Corporation, maturing on or about June 3, 2027. These unsecured debt notes pay a quarterly contingent coupon only if Oracle’s share price on each observation date is at or above a coupon barrier set at 65% of the initial level, with a stated coupon range of 16.50% to 18.50% per annum and a memory feature that can pay previously missed coupons when conditions are later met.
The notes are automatically called early if Oracle’s stock closes at or above 100% of the initial level on any observation date before maturity, in which case investors receive principal plus due and unpaid coupons and no further payments. If the notes are not called and Oracle’s final level is at or above the downside threshold (also 65% of the initial level), investors receive full principal at maturity; if it is lower, repayment is reduced one-for-one with Oracle’s decline, and all principal can be lost.
The estimated initial value per $1,000 note is expected to be between $936.10 and $966.10. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any exchange.
UBS AG is offering approximately 2-year Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index. The Notes pay a monthly contingent coupon at an annual rate of 8.20% only if, on each observation date, both indices close at or above 70% of their initial levels. UBS may call the Notes quarterly after 6 months, paying principal plus any due coupon, and ending further payments.
If the Notes are not called and, at maturity in December 2027, both indices are at or above 60% of their initial levels, investors receive full principal back (plus the final coupon if the barriers are met). If any index finishes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing index, up to a total loss of principal. The estimated initial value is between
UBS AG is offering $2,336,000 of Phoenix Autocallable Buffer Notes with Memory Interest linked to the common stock of Uber Technologies, Inc., maturing on December 9, 2026. Each Note has a $1,000 principal amount and can pay a fixed contingent interest of $45.50 per Note per quarter if Uber’s closing price on the relevant observation date is at or above the interest barrier of $71.29, which is 85% of the initial price of $83.87. Missed coupons can be paid later if a future observation meets the barrier, due to the “memory” feature.
The Notes are automatically called if Uber’s price on any autocall observation date is at or above the initial price, returning principal plus due and previously unpaid contingent interest, with no further payments. If not called and Uber’s final price on the valuation date is at or above the downside threshold of $71.29, principal is repaid at maturity plus any due and previously unpaid coupons. If the final price is below the downside threshold, investors receive a cash amount linked to a share delivery formula that will be less than principal and could be zero, exposing them to significant loss.
Any payment depends entirely on the creditworthiness of UBS. The Notes are unsecured, unsubordinated debt, are not bank deposits, are not insured, and will not be listed on an exchange. The estimated initial value per Note is $980.20, lower than the $1,000 issue price, reflecting fees, hedging costs and UBS’ internal funding rate.
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