Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on December 21, 2026. The Notes pay a contingent coupon only if Generac’s share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if Generac’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If the Notes are not called and Generac’s final share price is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, repayment is reduced in line with the share price decline and can fall to zero.
The Notes are unsecured, unsubordinated debt of UBS, not listed on any exchange, and carry both market risk tied to Generac and credit risk of UBS. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note on the trade date is $9.74, reflecting UBS’ internal pricing models.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Generac Holdings Inc., maturing on or about December 21, 2026. These market-linked notes can pay periodic contingent coupons if Generac’s stock closes at or above a preset coupon barrier on each observation date. The notes will be automatically called early if the stock closes at or above the initial level on any observation date before maturity, returning principal plus any due coupon, with no further payments.
If the notes are not called and Generac’s stock on the final valuation date is at or above a downside threshold, investors receive the $10 principal per note at maturity. If it finishes below that threshold, repayment is reduced in line with the stock’s decline and can fall to zero, causing a total loss of principal. Payments depend on UBS’s credit, and the notes are not insured or exchange-listed. The minimum investment is 100 notes at $10 each, and the estimated initial value is expected to be between $9.37 and $9.62 per note.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company, maturing in December 2026. These notes can pay periodic contingent coupons, but only when Mosaic’s share price on a given observation date is at or above a preset coupon barrier.
If Mosaic’s stock closes at or above the initial level on any observation date before maturity, the notes are automatically called and investors receive their principal back plus the applicable contingent coupon, with no further payments. If the notes are not called and Mosaic’s stock is at or above a downside threshold on the final valuation date, investors receive only their principal (and any final contingent coupon). If it finishes below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose their entire investment. Payments also depend on the creditworthiness of UBS, and the notes will not be listed on any exchange. The estimated initial value is $9.81 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company, maturing on or about December 21, 2026. These unsecured debt securities can pay periodic contingent coupons only when Mosaic’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid.
The notes may be automatically called before maturity if Mosaic’s share price on any observation date (other than the final one) is at or above the initial level, in which case investors receive the $10 principal per note plus the applicable contingent coupon and the product terminates. If the notes are not called and Mosaic’s final share price is at or above a downside threshold, investors receive back the $10 principal per note, plus any final contingent coupon.
If the notes are not called and Mosaic’s final share price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose most or all of their initial investment. All payments depend on UBS’s credit; the estimated initial value is between $9.44 and $9.69 per $10 note.
UBS AG is offering $100,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on December 20, 2027. These unsecured debt notes pay a contingent coupon only if Vistra’s share price on each quarterly observation date is at or above a preset coupon barrier; otherwise, no income is paid for that period.
The notes can be called early each quarter after the first year if Vistra’s stock is at or above the initial level. In that case, investors receive the $10 principal per Note plus any coupon due, and the investment ends. If the notes are not called and Vistra’s final share price on the valuation date is at or above a downside threshold, investors receive full principal back; if it is below that threshold, repayment is reduced in line with Vistra’s percentage loss and can fall to zero.
Any payment depends on UBS’s credit. The notes are not listed, have a minimum investment of 100 Notes at $10 each, and have an estimated initial value of $9.63 per $10 Note, reflecting UBS’s internal pricing and funding costs.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vistra Corp., maturing on or about December 20, 2027. These unsecured debt notes can pay quarterly contingent coupons only when Vistra’s closing share price on an observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called if, on any quarterly observation date beginning after 12 months, Vistra’s share price is at or above the initial level. In that case, investors receive the $10 principal per note plus the applicable contingent coupon, and the product terminates. If not called, and at maturity Vistra is at or above the downside threshold, investors receive full principal back (and a final coupon if above the barrier). If the final share price is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment.
The notes are not listed, have a minimum investment of 100 notes at $10 each, and the estimated initial value per $10 note is expected to range from $9.33 to $9.58. All payments depend on UBS’s creditworthiness.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing December 21, 2026. These unsecured debt securities can pay periodic contingent coupons only when Fluor’s share price on an observation date is at or above a preset coupon barrier, which in the examples equals 60% of the initial stock level.
The notes are automatically called early if Fluor’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per note plus any due coupon, and no further payments. If the notes are not called and Fluor’s final stock level is at or above the downside threshold, UBS repays principal at maturity and may also pay a final coupon.
If the notes are not called and Fluor’s final stock level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose some or all of their initial investment. All payments depend on UBS’s credit; a UBS default could result in a total loss. The minimum investment is 100 notes at $10 each, and the notes will not be listed on any exchange.
UBS AG is offering $805,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Broadcom Inc., maturing on December 19, 2030. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 investment). Investors receive a contingent coupon only if Broadcom’s closing level on an observation date is at or above the coupon barrier, set at $60.00 (60.00% of the initial level in the hypothetical example), at a rate of 14.36% per annum, or else no coupon is paid for that period.
The Notes are automatically called if Broadcom’s level on any observation date before maturity is at or above the initial level, returning principal plus the applicable contingent coupon, with no further payments. If not called, and Broadcom’s final level is at or above the downside threshold (also $60.00 in the example), principal is repaid at maturity, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with the stock’s negative return, and investors can lose up to 100% of their principal. Any payment depends on the creditworthiness of UBS, and the estimated initial value of each Note on the trade date is $9.73.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Fluor Corporation, maturing on or about December 21, 2026. These unsecured debt notes pay a contingent coupon only if Fluor’s share price on each observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Fluor’s stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the principal plus any due coupon on the call settlement date, and the notes terminate. If not called, and the final stock level is at or above the downside threshold, principal is repaid at maturity.
If the notes are not called and the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all principal. The minimum investment is 100 Notes at $10 per Note. The estimated initial value per Note on the trade date is expected between $9.43 and $9.68. The notes will not be listed on any exchange, and all payments depend on UBS’s credit.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to Dell Technologies Inc. common stock, maturing on December 19, 2028. These unsecured debt securities pay a contingent coupon only if Dell’s share price on a given observation date, including the final valuation date, is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called early if Dell’s stock closes at or above the initial level on any observation date before maturity. In that case, investors receive the $10 principal per Note plus any due contingent coupon, and the notes terminate. If not called, and Dell’s final stock level is at or above a defined downside threshold, investors receive only their $10 principal per Note at maturity.
If the notes are not called and Dell’s final stock level falls below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose some or all of their initial investment. The notes are not listed, have an estimated initial value of $9.66 per $10 Note, require a minimum purchase of 100 Notes ($1,000), and all payments depend on UBS’s creditworthiness.
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