Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG offers $100,000 Trigger Autocallable Contingent Yield Notes linked to MercadoLibre common stock due March 9, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates (quarterly, beginning ~6 months after trade). The issuer will automatically call the Notes early if the underlying closes at or above the initial level on any observation date; otherwise principal repayment at maturity is contingent on the final level versus a downside threshold and is subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due on or about March 9, 2028. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment declines in direct proportion to the underlying return and investors may lose a significant portion or all principal. Trade date is March 5, 2026 with settlement on March 9, 2026. Principal amount per Note is $10, minimum investment is 100 Notes ($1,000), and the estimated initial value range is $9.40 to $9.65 as of the trade date. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case you would receive principal plus any contingent coupon on the applicable call settlement date and no further payments thereafter. If the Notes are not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the threshold you receive the principal amount; if it is below, you receive an amount equal to $10 × (1 + Underlying Return), which can result in a substantial loss of principal, including a total loss.
Key documented dates: Trade Date March 5, 2026, Settlement Date March 9, 2026, Final Valuation Date March 7, 2028, Maturity Date March 9, 2028. Minimum purchase: 100 Notes ($1,000). The estimated initial value on the trade date is $9.79. Example indicative terms show a hypothetical contingent coupon rate of 12.94% per annum and a coupon/call barrier equal to 70.00% (downside threshold shown as $70.00, 70.00% of initial level). Any payments depend on UBS’s creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier and may be automatically called quarterly if the underlying closes at or above the initial level.
Key terms set on the trade date: trade date March 5, 2026, settlement March 9, 2026, final valuation March 7, 2028, maturity March 9, 2028. Minimum investment is $1,000 (100 Notes at $10 each). The preliminary document shows an estimated initial value range of $9.49 to $9.74 per Note and a hypothetical downside threshold and coupon barrier at 70.00% of the initial level.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due September 9, 2027. The Notes pay contingent coupons only when the underlying closing level on observation dates meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called if the underlying closing level on any monthly observation date (beginning after six months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon on the related coupon payment date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, holders absorb the underlying decline, potentially losing all principal. Trade and settlement dates are March 5, 2026 and March 9, 2026, respectively. The estimated initial value on the trade date is $9.77 per Note and the minimum investment is 100 Notes at $10 per Note.
UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The offering sets a trade date of March 5, 2026, expected settlement on March 9, 2026, a final valuation date of March 7, 2028 and a maturity date of March 9, 2028.
The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier and include an automatic call if the underlying closes at or above the initial level on an observation date. Minimum investment is 100 Notes at $10 per Note; the estimated initial value range per Note is $9.44 to $9.69.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation due on or about September 9, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically callable monthly beginning after approximately six months if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return, potentially losing their entire investment. Key logistical terms shown: trade date March 5, 2026; settlement March 9, 2026; final valuation date September 7, 2027; minimum investment 100 Notes at $10 per Note; estimated initial value range $9.41–$9.66 per Note.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to The Mosaic Company common stock. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on an observation date. Trade date is March 5, 2026, settlement is March 9, 2026, final valuation date is March 7, 2028 and maturity is March 9, 2028. The Notes have a minimum purchase of 100 Notes at $10 per Note and an estimated initial value of $9.71 per Note. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold (shown as $70.00, or 70.00% of the initial level in the examples), investors suffer a loss equal to the underlying return and could lose all principal. Any payments depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due March 9, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date prior to the final valuation date.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment equals $10 × (1 + underlying return), exposing investors to the full downside of the underlying. Trade and settlement dates are March 5, 2026 and March 9, 2026, respectively; final valuation and maturity dates are March 7, 2028 and March 9, 2028. The estimated initial value was $9.78 per Note and the offering minimum is 100 Notes ($1,000).
UBS AG is offering $550,000 in Trigger Autocallable Contingent Yield Notes linked to Palo Alto Networks common stock due March 9, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return, potentially causing a loss of all principal. Payments depend on UBS creditworthiness. Trade date is March 5, 2026 and settlement is March 9, 2026.