Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $6,600,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, the S&P 500® and the EURO STOXX 50®, maturing December 13, 2028. The Notes pay a periodic contingent coupon of 14.20% per annum (equal to $0.355 per quarter on a $10 Note) only if each underlying closes at or above its coupon barrier on every trading day during an observation period; otherwise no coupon accrues for that period.
The Notes are issuer-callable on each quarterly observation end date prior to maturity; if called UBS will pay $10 plus any contingent coupon then due. If not called, repayment at maturity is contingent: if each underlying is at or above its downside threshold you receive $10, otherwise you receive $10×(1 + underlying return of the least performing underlying asset), which can result in a substantial loss, including a total loss. The estimated initial value on the trade date is $9.65 per Note and Notes are offered in minimum increments of 100 Notes at an issue price of $10.00 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000, S&P 500EURO STOXX 50. The Notes pay a quarterly contingent coupon of 14.00% per annum (equal to $0.35 per $10 Note) only if, during an observation period, each index's closing level is at or above its coupon barrier (70% of initial level) on every trading day.
If UBS elects to call early, investors receive principal plus any coupon due on the call settlement date. If not called, repayment at maturity depends on the least performing index relative to a downside threshold (60% of initial level): a final shortfall versus that threshold can cause a principal loss up to 100%. Trade date is March 12, 2026, settlement March 17, 2026, final valuation December 12, 2028, maturity December 15, 2028. Estimated initial value range: $9.58–$9.88 per $10 Note.
UBS AG offers Contingent Income Auto-Callable Securities due on or about March 23, 2029 linked to the common stock of T-Mobile US, Inc. The securities pay a contingent payment of $26.125 (equivalent to 10.45% per annum) on each determination date when the closing price is at or above the downside threshold of 70.00% of the initial price and can be auto‑redeemed early if the closing price meets the call threshold (equal to 100.00% of the initial price) on any non‑final determination date.
These are unsecured obligations of UBS AG and are subject to UBS credit risk. If not redeemed early and the final price is below the downside threshold, investors receive a cash value equal to the exchange ratio times the final price and may lose a significant portion, or all, of their initial investment. The issue price is $1,000.00 per security and the estimated initial value range on the pricing date is $937.20 to $967.20.
UBS AG is offering $1,785,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000. The notes pay a contingent coupon of 13.35% per annum when each underlying asset is at or above its coupon barrier on an observation date.
The notes are issuer-callable beginning after three months and mature on March 15, 2029. Each Note has a principal amount of $1,000, an issue price of $1,000 and an estimated initial value of $966.70 as of the trade date. If not called, principal repayment at maturity is contingent: if any underlying asset finishes below its 70% downside threshold, repayment is reduced by the negative return of the least performing underlying asset, and you could lose a significant portion or all of your investment. All payments are subject to UBS credit risk.
UBS AG offers $2,501,000 of Trigger Autocallable Yield Notes linked to the least performing of Merck & Co., Inc. common stock (MRK) and the S&P 500® Index. The Notes pay a fixed 9.65% per annum coupon (paid monthly) and may be automatically called on monthly observation dates beginning after March 10, 2027. If not called, maturity is March 15, 2028 with contingent principal repayment: full principal returned if each underlying is ≥ its downside threshold (60% of initial level), otherwise payout equals $1,000 × (1 + underlying return of the least performing underlying asset), potentially yielding a total loss. Payments depend on UBS creditworthiness. The issue price is $1,000 per Note and the estimated initial value was $989.10 per Note.
UBS AG is offering Contingent Income Auto-Callable Securities with a stated principal amount of $1,000 per security, expected pricing date March 20, 2026, original issue date March 25, 2026 and expected maturity March 23, 2028. The securities reference the common stock of Apple Inc., Amazon.com, Inc. and Alphabet Inc. and pay a contingent coupon of $28.875 per security (equivalent to 11.55% per annum) on a determination date only if all three underlyings are at or above their 50% coupon barrier levels.
They are unsecured obligations of UBS AG; payments depend on UBS creditworthiness. If on the final determination date any underlying is below its 50% downside threshold, the maturity payout will be reduced pro rata to the underlying return of the worst performing equity, potentially resulting in a significant loss, including loss of all principal. The securities do not participate in upside of the underlyings and may be redeemed early if all underlyings meet 100% call thresholds on a determination date.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to Robinhood Markets common stock maturing on or about September 23, 2027. The notes pay a contingent coupon of 24.75% per annum when the underlying meets the coupon barrier and are callable monthly by UBS after three months.
The notes feature a downside threshold and coupon barrier equal to 50.00% of the initial level; if the final level is below the downside threshold, principal at maturity is reduced proportionally to the underlying return. The preliminary estimated initial value range is $926.60 to $956.60 and underwriting compensation is up to $22.25 per $1,000.00 note.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the Nasdaq-100® Technology Sector due on or about March 22, 2030. The Notes pay a 11.15% per annum contingent coupon (as shown for the Dow Jones component) only when each underlying meets its coupon barrier on an observation date. The Notes are issuer-callable monthly beginning after 9 months and repay principal at maturity only if each underlying’s final level is at or above a 70.00% downside threshold; otherwise principal is reduced in line with the least performing underlying. The preliminary estimated initial value range is $945.60 to $975.60 per $1,000 principal amount. All payments are subject to UBS credit risk and the Notes will be unlisted.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the common stock of Tesla, Inc., due on or about March 16, 2028. The notes pay a contingent coupon of 20.10% per annum only if the underlying closes at or above the coupon barrier on observation dates; UBS may call the notes monthly beginning after three months.
The issue price is $1,000.00 per Note with an underwriting discount of $6.50, producing proceeds to UBS of $993.50 per Note. The estimated initial value range is $955.20 to $985.20. The notes expose holders to downside risk if the final level is below the downside threshold of 60.00% of the initial level; in that case principal repayment is reduced proportionally to the underlying return.
UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® and the S&P 500®, with a term to approximately April 1, 2031. The notes are callable monthly (first callable ~12 months after issuance) and pay a contingent coupon of 6.70% per annum when both underlyings meet their coupon barriers on an observation date.
If not called, principal repayment at maturity is contingent: full principal is returned only if each underlying is at or above its downside threshold (85.00% of initial). The notes provide a 15% buffer against the least performing underlying but expose holders to losses beyond that buffer; extreme scenarios can result in near-total loss. Issue price is $1,000.00 per note; estimated initial value range is $926.80 to $956.80, and underwriting discount is $37.50 (proceeds to UBS $962.50 per note).