Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Stanley Black & Decker, Inc., maturing on December 13, 2027. These are unsubordinated, unsecured debt obligations of UBS.
Investors receive a contingent coupon only on dates when the underlying stock closes at or above a preset coupon barrier. If on any observation date before maturity the stock closes at or above the initial level, the notes are automatically called and pay back the $10 principal per note plus the applicable coupon, and then terminate.
If the notes are not called and on the final valuation date the stock is at or above the downside threshold, principal is repaid (and a final coupon may be paid if the barrier is also met). If the final level is below the downside threshold, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment. The minimum investment is 100 notes at $10 each, and the estimated initial value is $9.60 per note. The notes are not listed on any exchange, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of lululemon athletica inc., maturing on December 13, 2027. Each Note has a $10 principal amount, sold in a minimum of 100 Notes (a $1,000 investment), and pays contingent coupons only if lululemon’s share price on each observation date is at or above a preset coupon barrier.
The Notes are automatically called before maturity if the stock closes at or above the initial level on any observation date, returning principal plus any due coupon and ending further payments. If not called, holders receive full principal at maturity only if the final stock level is at or above a downside threshold; otherwise repayment is reduced in line with the stock’s decline and can fall to zero. UBS discloses an estimated initial value of $9.74 per $10 Note, and stresses that all payments depend on UBS’s credit, with no FDIC insurance and no exchange listing.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of American Airlines Group Inc., maturing on or about December 11, 2026. These unsubordinated, unsecured debt obligations pay a contingent coupon only on observation dates when the stock closes at or above a preset coupon barrier; no coupon is paid otherwise. The notes are automatically called early, and repay principal plus any due coupon, if on any observation date before the final one the stock closes at or above its initial level.
If the notes are not called and, on the final valuation date of December 9, 2026, the stock is at or above a specified downside threshold, investors receive the $10 principal per note; if it is below that threshold, repayment is reduced in line with the stock’s decline, and all principal can be lost. Any payment depends on UBS’s credit. The notes are not bank deposits, are not FDIC insured, will not be listed on an exchange, and are sold in minimums of 100 notes at $10 each, with an estimated initial value expected between $9.45 and $9.70 per note.
UBS AG is issuing $16,180,000 of capped market-linked notes maturing on June 10, 2027, linked to the worst performer of the Dow Jones Industrial Average and the S&P 500 Index.
Each $1,000 unsubordinated, unsecured note pays no interest and returns the $1,000 principal at maturity if held to maturity and UBS meets its obligations, even if one or both indices decline. If the worst-performing index shows a positive return over the term, holders receive principal plus that positive return, capped at an 11.55% maximum gain, for a maximum payment of $1,115.50 per note.
Investors give up dividends on the indices’ constituents, accept limited or no secondary market liquidity, and are exposed to UBS credit and potential resolution risks. The estimated initial value is $997.10 per note, below the $1,000 issue price, reflecting underwriting discounts, hedging costs, issuance expenses and UBS’s internal funding rate.
UBS AG is offering unsubordinated, unsecured Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of AbbVie, Quest Diagnostics and Altria common stock. Each Note has a $1,000 principal amount and a term of approximately 5 years, maturing on or about December 27, 2030.
The Notes pay a contingent coupon at a rate of at least 8.60% per annum, but only if on a monthly observation date the closing level of each stock is at or above its coupon barrier, set at 50.00% of its initial level, with missed coupons potentially paid later under the memory interest feature. Quarterly after 6 months, the Notes are automatically called if each stock is at or above its call threshold level of 100.00% of its initial level, in which case investors receive principal plus due and unpaid coupons and the Notes terminate early.
If the Notes are not called and at maturity the final level of each stock is at or above its downside threshold (50.00% of its initial level), investors receive full principal. If any stock finishes below its downside threshold, repayment is reduced in line with the negative return of the worst-performing stock, and investors can lose most or all of their initial investment. The estimated initial value is expected between $925.70 and $955.70 per $1,000 Note, and all payments are subject to the credit risk of UBS, with no exchange listing and potentially limited liquidity.
UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index, maturing on or about March 15, 2027. Each $10 note pays fixed monthly coupons at an annual rate expected between 8.20% and 8.70%, regardless of index performance, unless UBS calls the notes early.
UBS may, at its discretion, call the notes in whole on monthly dates starting after three months, paying back principal plus the applicable coupon and ending all future payments. If the notes are not called and, on the final valuation date, both indices are at or above 70% of their initial levels, investors receive full principal plus the final coupon. If any index closes below its 70% downside threshold, principal is reduced in line with the worst index’s loss, up to a complete loss of the $10 principal per note. The notes are unsubordinated, unsecured obligations of UBS AG London Branch, will not be listed on an exchange, have an estimated initial value of $9.484 to $9.784, and expose holders to UBS credit risk, market risk on both indices, reinvestment risk from issuer calls, and complex U.S. tax treatment.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Alibaba Group Holding Limited, maturing on or about December 10, 2027.
Investors receive a contingent coupon only on observation dates when the Alibaba ADR closes at or above a preset coupon barrier; otherwise no coupon is paid. The notes are automatically called early if the ADR closes at or above the initial level on an observation date, in which case holders receive the $10 principal per note plus any due coupon and the notes terminate.
If the notes are not called and the final ADR level is at or above the downside threshold, UBS repays the full principal; if it is below the threshold, repayment is reduced in line with the ADR’s decline and holders can lose their entire investment. The notes are unsecured, unsubordinated obligations of UBS, will not be listed on any exchange, are sold in minimums of 100 notes at $10 each, and have an estimated initial value between $9.44 and $9.69 per note.
UBS AG is offering $100,000 of unsecured Trigger Autocallable Contingent Yield Notes linked to the common stock of Applied Materials, Inc., maturing December 10, 2027. The notes pay a contingent coupon only if the stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period. UBS will automatically call the notes early if the stock closes at or above the initial level on any observation date before final valuation, returning principal plus any due coupon and ending the investment.
If the notes are not called and the stock’s final level is at or above a downside threshold, investors receive their principal back at maturity; if it is below that threshold, repayment is reduced in line with the stock’s decline and losses can reach 100% of principal. Payments depend on UBS’s credit, the notes are not insured or exchange‑listed, the minimum investment is 100 notes at $10 each, and the estimated initial value is $9.76 per $10 note.
UBS AG is offering $170,000 of Trigger Yield Notes linked to the common stock of Dell Technologies Inc., maturing on June 10, 2026. These unsubordinated, unsecured debt obligations pay a coupon on each coupon payment date regardless of how Dell’s share price performs.
At maturity, if Dell’s closing share price on the final valuation date is equal to or above a specified downside threshold, UBS will repay the full $10 principal amount per Note in addition to the final coupon. If the final share price is below that downside threshold, the cash payment per Note will be reduced in line with the percentage decline in Dell’s stock from the initial level, and you could lose some or all of your initial investment.
The Notes are subject to UBS’s credit risk, are not bank deposits, are not insured by the FDIC or any government agency, and will not be listed on any securities exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.76 per Note, reflecting internal pricing and funding costs.
UBS AG is offering $1,375,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on December 10, 2027. The notes pay a contingent coupon only on observation dates when AMD’s closing price is at or above a coupon barrier, and they are automatically called early if AMD closes at or above the initial level before maturity.
If the notes are not called and AMD is at or above the downside threshold on the final valuation date, investors receive the $10 principal per note, plus any due coupon. If AMD finishes below the downside threshold, the repayment is reduced in line with AMD’s percentage decline and all principal can be lost. Any payment depends on UBS’s creditworthiness, and the estimated initial value of each $10 note is $9.83, reflecting internal pricing models and funding costs.
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