Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Rentals, Inc. with a trade date of March 20, 2026, expected settlement on March 24, 2026 and maturity on or about March 24, 2028. The notes pay contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on an observation date prior to maturity. Principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced proportionally to the underlying decline. Minimum investment is 100 notes at $1,000. The estimated initial value range on the trade date is between $9.37 and $9.62, and all payments are subject to UBS credit risk. The preliminary terms are subject to completion and final terms will be set on the trade date.
UBS AG is offering $1,220,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, due March 24, 2028. The Notes pay periodic contingent coupons only if the underlying closing level on an observation date equals or exceeds a coupon barrier; otherwise no coupon is paid. The Notes are autocallable if the underlying closing level on any observation date prior to the final valuation date equals or exceeds the initial level, in which case investors receive principal plus any contingent coupon on the related call settlement date and the Notes terminate. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive $10 per Note; if the final level is below the downside threshold you receive $10 multiplied by (1 + underlying return), which can produce a substantial loss or a total loss of principal. The Notes are unsecured obligations of UBS and payments depend on UBS creditworthiness. Trade Date is March 20, 2026, settlement is March 24, 2026, final valuation date is March 22, 2028, and maturity is March 24, 2028. The estimated initial value as of the trade date is $9.82. Minimum purchase is 100 Notes at $10 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation, due on or about March 24, 2028. The notes pay a periodic contingent coupon only if the underlying closes at or above a coupon barrier on observation dates and feature an automatic call if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above a downside threshold; if the final level is below that threshold, repayment is reduced proportionately to the underlying return, potentially resulting in loss of principal. Trade date is March 20, 2026 with expected settlement on March 24, 2026. The offering is unsecured and subject to UBS credit risk; the estimated initial value range per $10 Note is $9.44–$9.69.
UBS AG offers $310,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Rivian Automotive, Inc., maturing on September 24, 2027. The Notes pay a contingent coupon only when the underlying closing level meets or exceeds a coupon barrier on observation dates and are subject to automatic quarterly calls beginning ~6 months after issuance.
If not called, principal repayment at maturity is contingent: full principal is returned only if the final level is at or above a downside threshold; otherwise, repayment falls by the underlying return and you could lose part or all of your investment. Payments are subject to the creditworthiness of UBS. Minimum investment is $1,000 and the estimated initial value was $9.61 per $10 Note as of the trade date.
UBS AG proposes an offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Rivian Automotive, Inc., due on or about September 24, 2027. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying's closing level is at or above a coupon barrier; otherwise no coupon is paid. The Notes feature an automatic call on quarterly observation dates (beginning ~6 months after trade) if the closing level is at or above the initial level, in which case holders receive principal plus any contingent coupon on the related call settlement date and the Notes terminate. If not called, principal repayment at maturity is contingent: if the final level is equal to or above a disclosed downside threshold, holders receive the $10 principal per Note; if below that threshold, repayment is reduced pro rata to the underlying return, potentially resulting in a complete loss. Trade date is March 20, 2026, settlement March 24, 2026. Minimum purchase is 100 Notes at $10 per Note (minimum $1,000); the issuer estimates an initial value range of $9.25 to $9.50 per Note. Any payments depend on UBS's creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. The Notes pay contingent coupons only if the underlying's closing level meets a coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on any observation date prior to final valuation.
The Notes mature on March 26, 2029 (final valuation March 22, 2029), have a minimum investment of 100 Notes at $10 per Note, an estimated initial value of $9.64 per Note, and expose investors to full principal loss if the final level is below the downside threshold. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes have a trade date of March 20, 2026, expected settlement on March 24, 2026, a final valuation date of March 22, 2029 and a maturity date of March 26, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment is reduced proportionally to the underlying return and you could lose all principal. Minimum investment is 100 Notes (representing $1,000). UBS estimates the initial value range at $9.28 to $9.53 per Note as of the trade date. The offering materials emphasize credit risk of UBS and significant market risk tied to Micron.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the S&P 500®. The issue aggregates $2,577,000 at an issue price of $1,000 per Note and has a principal amount of $1,000 per Note. The Notes have a contingent coupon of 13.60% per annum and monthly observation dates; contingent coupons are payable only if each underlying asset's closing level is at or above its coupon barrier on the related observation date. UBS may call the Notes in whole on monthly observation dates beginning after three months; if called, holders receive principal plus any contingent coupon otherwise due. If not called, repayment at maturity on February 25, 2028 will be the principal amount only if the final level of each underlying asset is at or above its downside threshold (70.00% of initial levels); otherwise principal repayment will be reduced in proportion to the percentage decline of the least performing underlying asset, and investors could lose a substantial portion or all of their investment. The estimated initial value on the trade date was $986.80. All payments are subject to UBS credit risk.
UBS AG is offering Capped Leveraged Buffered S&P 500® Index-Linked medium-term notes with a face amount of $1,000 per note and a term expected to be between 24 and 27 months. The notes pay no interest and are unsecured obligations of UBS. The notes provide an upside participation rate of 170.00% subject to a cap level expected to be between 112.70% and 114.93% of the initial underlier level and a maximum settlement amount expected to be between $1,215.90 and $1,253.81 per $1,000 face amount. A buffer of 15.00% (buffer level = 85.00%) protects against declines up to that amount; declines beyond the buffer result in leveraged losses of approximately 117.65% of the shortfall. The estimated initial value is expected to be between $967.00 and $997.00 per $1,000 face amount, below the issue price. The notes are not listed, may have little or no secondary market, and holders bear UBS credit risk and tax uncertainties including potential Section 871(m) and FATCA effects.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector (NDXT), the Russell 2000® Index (RTY) and shares of the State Street® Utilities Select Sector SPDR® ETF (XLU), due on or about April 4, 2030. The Notes pay a contingent coupon of 11.00% per annum only if each underlying asset meets its coupon barrier on an observation date; UBS may call the Notes monthly beginning after 12 months. At maturity, principal is repaid only if the final level of each underlying asset is equal to or greater than its 60.00% downside threshold; otherwise loss equals the percentage decline of the least performing underlying asset, potentially up to a total loss. The estimated initial value range is $947.80 to $977.80; issue price is $1,000.00 with underwriting compensation up to $9.50 per Note and proceeds to UBS of at least $990.50.