Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $1,269,000 of Airbag Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Sandisk Corporation. The Notes mature on September 22, 2027 (approximately 18 months) and pay a contingent coupon of 25.06% per annum when observation-date hurdles are met. The Initial Level is $709.71, the Call Threshold is $709.71 (100% of Initial Level) and the Downside Threshold and Coupon Barrier are $354.86 (50% of Initial Level). If not called and the final level is below the Downside Threshold, investors receive a share delivery amount of 2.8180 shares per Note (fractional shares paid in cash), which may be worth less than principal. The estimated initial value per Note is $967.60 versus an issue price of $1,000.00. All payments are subject to UBS credit risk.
UBS AG offers $4,815,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index due March 23, 2029. The Notes pay a 12.10% per annum contingent coupon only if each underlying asset meets its coupon barrier on an observation date. UBS may call the Notes in whole on monthly observation dates beginning after six months; if called you receive principal plus any contingent coupon due. If not called, principal is repaid at maturity only if each final level is at or above its 60% downside threshold; otherwise repayment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in a loss up to 100%. The issue price is $1,000 per Note, estimated initial value $969.60, and the offering totals $4,815,000. All payments are subject to UBS credit risk and the Notes will not be listed on an exchange.
UBS AG is offering $295,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to CrowdStrike Holdings, Inc. common stock due March 25, 2027. The Notes pay a contingent coupon at a 20.60% per annum rate and are callable monthly beginning after three months if the underlying closes at or above the call threshold of $409.00 (the Initial Level). If not called, principal is repaid at maturity only if the final level is at or above the downside threshold of $286.30 (70.00% of the Initial Level); otherwise the principal repayment falls by the percentage decline in the underlying and you could lose all your investment. The issue price is $1,000 per Note, estimated initial value $977.10, trade date March 20, 2026, settlement March 25, 2026. All payments are subject to the creditworthiness of UBS.
UBS AG is offering $31,039,200 of Trigger Callable Contingent Yield Notes with Daily Coupon Observation linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The Notes trade on March 19, 2026 with settlement March 23, 2026 and mature on June 22, 2029.
The Notes pay a quarterly contingent coupon (cover shows a per‑annum rate of 15.00% for the Russell 2000 component and per‑note contingent coupon of $0.375 at the stated rate), but a coupon for an observation period is payable only if each underlying's closing level is at or above its coupon barrier on every trading day in that period. UBS may call the Notes on observation end dates; if not called, principal repayment at maturity is contingent: if any underlying's final level is below its downside threshold you may suffer a loss equal to the negative return of the least performing underlying, potentially losing all principal. The issue price is $10.00 per Note and UBS reports an estimated initial value of $9.592 per Note.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of XLE, XLU and XLV. The Notes pay a contingent coupon of 9.10% per annum when each ETF's closing level meets its coupon barrier on an observation date. Terms: $1,000 per Note principal, monthly observation dates (callable by UBS after 6 months), final valuation date February 26, 2029, maturity March 1, 2029. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold (each set at 70.00% of initial level), repayment at maturity will be reduced and can result in substantial loss or total loss of principal tied to the least performing underlying asset. The estimated initial value on the trade date is $957.40 and the issue price is $1,000.00.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock due March 24, 2027. The notes pay a quarterly contingent coupon only if the underlying closes at or above a coupon barrier on an observation date; they are automatically called if the underlying closes at or above the initial level on a quarterly observation (beginning after six months). If not called, repayment of principal at maturity is contingent on the final level relative to a downside threshold: if the final level is below the downside threshold, principal is reduced in proportion to the underlying return and investors could lose all principal. Trade date is March 20, 2026 with settlement March 24, 2026. Minimum investment is 100 Notes at $10 per Note (principal amount $10). The estimated initial value was $9.66. The pricing example shows a contingent coupon rate of 21.49% per annum (contingent coupon $0.5373 per $10 Note), a downside threshold and coupon barrier of $50.00 (50% of the initial level). All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. The Notes mature on March 24, 2027 and may be automatically called quarterly beginning about six months after the trade date.
The Notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid. At maturity, if not called, principal repayment depends on the final level versus a 50.00% downside threshold — investors can lose a significant portion or all of principal. The preliminary trade date and settlement dates are March 20, 2026 and March 24, 2026, respectively. Example indicative terms show a $10 principal per Note, an illustrative contingent coupon rate of 18.37% per annum, and an estimated initial value range of $9.36 to $9.61 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Advanced Micro Devices, Inc. stock due March 26, 2029. The Notes pay a contingent coupon on each coupon payment date only if the closing level of AMD is at or above a coupon barrier on the applicable observation date; otherwise no coupon is paid. The Notes are subject to an automatic call on any quarterly observation date (beginning after six months) if the closing level is at or above the initial level, in which case UBS pays principal plus any contingent coupon and the Notes terminate.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold (65.00% of the initial level in the examples), UBS will repay the $10 principal; if the final level is below the downside threshold, the repayment equals $10 × (1 + underlying return), potentially resulting in a substantial loss or total loss of principal. Trade and settlement dates are March 20, 2026 and March 24, 2026; final valuation and maturity dates are March 22, 2029 and March 26, 2029. The estimated initial value on the trade date is $9.69. Minimum investment is 100 Notes ($1,000). Any payments depend on UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc. due on or about March 26, 2029. The notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates (quarterly, beginning after six months) and are automatically called if the underlying closes at or above the initial level on any non‑final observation date.
The notes feature contingent repayment of principal at maturity: if the final level is at or above a downside threshold (example: 65.00% of the initial level), principal is repaid; if below, investors suffer a loss equal to the underlying return (examples show a $10 principal and a hypothetical contingent coupon rate of 20.55% per annum). Trade date is March 20, 2026, settlement March 24, 2026, final valuation March 22, 2029. Minimum investment is 100 Notes (representing $1,000). Estimated initial value range is $9.37 to $9.62 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of United Rentals, Inc., maturing March 24, 2028. The Notes have a $10 principal per Note, a minimum purchase of 100 Notes, and an estimated initial value of $9.69 as of the trade date.
The Notes pay periodic contingent coupons only if the underlying closing level on each observation date is at or above the coupon barrier. The Notes are automatically called early if the underlying closing level on any observation date prior to the final valuation date is at or above the initial level; an automatic call results in payment of principal plus any contingent coupon due.
If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold (stated as 75.00% of the initial level), UBS will repay principal in cash; if the final level is below that threshold you will incur a loss equal to the percentage decline in the underlying, and could lose all of your investment. All payments are subject to UBS's creditworthiness and the Notes are not FDIC insured.