Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS Group AG and UBS AG launched seven concurrent cash tender offers to purchase outstanding senior notes across USD and EUR series, as part of proactive funding and total loss‑absorbing capacity management to optimize interest expense. The offers are capped by a Maximum Purchase Consideration of
The offers expire at 5:00 p.m. Eastern on November 5, 2025, with withdrawal rights up to that time. Initial settlement is expected on November 7, 2025, and guaranteed delivery settlement on November 10, 2025. If a series is accepted, all validly tendered notes of that series will be purchased with no proration. Key series include 7.500% Senior Notes due 2028 (
UBS AG plans to offer Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock, unsecured and unsubordinated obligations of UBS. Coupons are paid only if the stock closes at or above a coupon barrier on quarterly observation dates, and the notes are automatically called if the stock closes at or above the initial level on an observation date before maturity.
If not called, and the final level is at or above the downside threshold, investors receive the principal at maturity; if below, repayment is reduced in line with the stock’s decline, up to a total loss. All payments depend on UBS’s credit. Key dates include a final valuation date on October 26, 2028 and maturity on October 30, 2028. The offering price is $10 per Note with a minimum investment of 100 Notes. The estimated initial value is expected to be between $9.46 and $9.71 per Note. The Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on October 30, 2028. These are unsubordinated, unsecured debt obligations of UBS.
Contingent coupons are paid only if the underlying stock closes on an observation date at or above the coupon barrier. The notes auto‑call if the underlying closes at or above the initial level on any observation date before the final valuation date; upon call, you receive the principal plus any due coupon and the notes terminate. If not called, you receive the principal at maturity only if the final level is at or above the downside threshold. If the final level is below the downside threshold, your repayment is reduced one‑for‑one with the stock’s decline, and you could lose your entire investment.
The notes are subject to UBS credit risk, will not be listed, and initially settle T+2. The estimated initial value is $9.68 per Note. The minimum investment is 100 Notes at $10 per Note. Key dates: trade October 27, 2025, settlement October 29, 2025, final valuation October 26, 2028, maturity October 30, 2028.
UBS AG is offering $725,000 of Trigger Autocallable Contingent Yield Notes linked to Micron Technology, Inc. common stock, due October 29, 2026. These unsubordinated, unsecured notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on observation dates, and may be automatically called if the underlying closes at or above its initial level before maturity.
If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced in line with the underlying’s decline, and you could lose all of your investment. Any payment depends on the creditworthiness of UBS. The notes will not be listed. Key dates: trade October 27, 2025, settlement October 29, 2025, final valuation October 27, 2026, maturity October 29, 2026. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is $9.87 per Note.
UBS AG filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., due on or about October 29, 2026. These unsecured debt obligations pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates, and may be called early if the underlying closes at or above the initial level before the final valuation date.
If not called, at maturity investors receive the principal amount only if the final level is at or above the downside threshold; otherwise they incur a loss proportionate to the underlying’s decline and could lose all principal. All payments are subject to the creditworthiness of UBS. The trade date is October 27, 2025, settlement is expected October 29, 2025, the final valuation date is October 27, 2026, and maturity is October 29, 2026.
The Notes are offered in $10 denominations with a minimum investment of 100 Notes. The estimated initial value per Note is expected to be between $9.56 and $9.81. The Notes will not be listed on any exchange. Initial settlement is T+2, which may require alternative arrangements for secondary trades that typically settle T+1.
UBS AG is offering $286,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the SPDR S&P Regional Banking ETF (KRE), the Russell 2000 Index (RTY) and the S&P 500 Index (SPX), due September 28, 2027. The Notes pay a contingent coupon of 11.35% per annum only if, on each monthly observation date, the closing level of each underlying is at or above its coupon barrier.
UBS may call the Notes in whole on any monthly observation date beginning after 3 months, paying the $1,000 principal per Note plus any due coupon. If not called, investors receive $1,000 at maturity only if the final level of each underlying is at or above its downside threshold; otherwise, the repayment is reduced by the negative return of the least performing underlying and could be zero. Barriers and thresholds are set at 70.00% of initial levels: KRE $42.13, RTY 1,737.860, SPX 4,716.91.
The issue price is $1,000 per Note, and the estimated initial value is $969.70. Observation dates are monthly; the Notes are not listed. All payments are subject to the creditworthiness of UBS.
UBS AG launched a preliminary 424B2 for Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index. The Notes offer 17.50% per annum contingent coupons when the index closes at or above the coupon barrier on monthly observation dates and may be automatically called after six months if the index is at or above the call threshold (100% of the initial level).
The Notes mature on or about October 29, 2031. If not called, principal is repaid at maturity only if the final index level is at or above the downside threshold (50% of the initial level); otherwise, repayment is reduced one-for-one with the index decline. The index includes a 6.0% per annum decrement, targets 35% volatility, and can use leverage up to 500%.
Per-Note economics: issue price $1,000; estimated initial value $934.40–$964.40; underwriting compensation $2.50; proceeds to UBS $997.50; a separate $7.50 marketing fee may apply. The Notes are unsecured obligations of UBS and will not be listed.
UBS AG filed a 424B2 preliminary pricing supplement for Conversion Yield Notes maturing on or about April 24, 2026, linked to the clean price of the 20‑Year U.S. Treasury Bond (4.875% due Aug 15, 2045). The Notes pay a 7.70% per annum coupon on the maturity date regardless of the bond’s performance.
At maturity, if the bond’s final clean price is at least the initial clean price, investors receive the $1,000 principal per Note. If it is lower, UBS will deliver a physical delivery amount of the bond equal to $1,000 divided by the conversion price (initial clean price plus 0.9157% UST accrued interest), with cash for any fraction; this is expected to be worth less than principal. The Notes are unsubordinated, unsecured obligations of UBS and are not listed.
Economics per Note: issue price $1,000, underwriting discount $5, and proceeds to UBS $995. The estimated initial value is expected between $959.40 and $989.40. Key dates: trade Oct 21, 2025, settlement Oct 24, 2025, final valuation Apr 17, 2026, maturity Apr 24, 2026. Early redemption may occur upon defined underlying asset acceleration events.
UBS AG is offering $1,473,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, the Russell 2000 Index and the Energy Select Sector SPDR Fund, due October 20, 2028. The notes pay a contingent coupon at 11.90% per annum (about $9.9167 per $1,000 monthly) only if, on each observation date, all underlying assets close at or above their coupon barriers.
UBS may call the notes on any monthly observation date after 6 months; if called, investors receive principal plus any due coupon and no further payments. If not called, investors receive principal at maturity only if each final level is at or above its downside threshold (60% of initial); otherwise, the payoff is reduced by the decline of the least performing asset, and losses can be total. Initial levels/barriers: NDX 24,817.95/75%/60%; RTY 2,452.173/75%/60%; XLE $85.98/$64.49/$51.59.
Issue price is $1,000 per note; the estimated initial value is $977.70. The notes will not be listed and all payments are subject to UBS credit risk.
UBS AG is offering $3,681,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index. The Notes pay a contingent coupon of 11.75% per annum (scheduled at $9.7917 per Note per monthly observation) only if each index closes at or above its coupon barrier on the observation date. UBS may call the Notes at its discretion on any monthly observation date beginning after 3 months, returning principal plus any due coupon.
If the Notes are not called and each index finishes at or above its downside threshold at maturity on September 22, 2027, investors receive principal back. If any index finishes below its downside threshold, repayment is reduced one-for-one with the decline of the least performing index, up to total loss of principal. Barriers and thresholds are set at 70.00% of the initial levels (INDU 32,333.43; NDXT 8,902.00; RTY 1,716.521). The estimated initial value is $983.60 per Note. The Notes are unsubordinated, unsecured obligations of UBS, will not be listed, and all payments are subject to UBS’s credit.
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