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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Broadcom Inc. Each Note has a $1,000 principal amount and a contingent coupon rate of 16.15% per annum. The Notes are callable quarterly beginning after six months and mature on March 22, 2029. The call threshold is 100.00% of the initial level; the coupon barrier and downside threshold are each 60.00% of the initial level. If the Notes are not called and the final level is below the downside threshold, principal repayment is contingent and may result in a loss up to the full principal. All payments are subject to the creditworthiness of UBS and the Notes will not be listed on an exchange.

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Rhea-AI Summary

UBS AG is offering $830,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest due March 10, 2031. The Notes pay a contingent coupon of 11.50% per annum if, on monthly observation dates, the closing level of each underlying ETF meets its coupon barrier. The Notes are linked to the least performing of KRE, SMH and XLE, are callable after 12 months, have a $1,000 principal per Note, and expose holders to downside market risk if any underlying falls below a 60.00% downside threshold.

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Rhea-AI Summary

UBS AG is offering Airbag Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Interactive Brokers Group, Inc. The Notes pay a contingent coupon set on the trade date in the range 13.00% to 14.00% per annum and have an expected term of approximately 18 months.

Key terms: trade date March 10, 2026, settlement March 13, 2026, final valuation date September 10, 2027 and maturity September 15, 2027. The Notes are callable early if the underlying meets the call threshold (specified as 100.00% of the initial level) on an observation date. At maturity, principal repayment is contingent: full cash principal if the final level is at or above the downside threshold (80.00% of the initial level), otherwise physical delivery of shares equal to $1,000 divided by the downside threshold.

The issue price is $1,000.00 per Note, the estimated initial value range is $931.70 to $961.70, and the underwriting discount is $27.50 per Note.

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Rhea-AI Summary

UBS AG offers $1,783,000 aggregate face amount of Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes due December 22, 2027 (trade date March 4, 2026, settlement March 9, 2026). For each $1,000 face amount, the notes pay no interest and provide 160.00% upside participation in positive S&P 500 returns up to a cap level of 113.15% of the initial underlier level, which yields a maximum settlement amount of $1,210.40. The notes include an 85.00% buffer level (initial underlier 6,869.50; buffer level 5,839.075) below which losses apply; below the buffer you lose approximately 1.1765% of principal per 1% decline in the underlier beyond the buffer and could lose your entire investment. The estimated initial value was $997.00 per $1,000 face amount and the original issue price equals face amount. The notes are unsecured obligations of UBS and expose holders to issuer credit risk, limited liquidity, tax and regulatory considerations, and conflicts of interest with the calculation/market‑making affiliates.

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Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a $1,000 principal amount and an expected term of approximately three years, with a contingent coupon rate of 11.05% per annum.

The Notes are callable by UBS on monthly observation dates beginning after three months; if called you receive principal plus any contingent coupon then due. At maturity, if no call occurs, repayment equals principal only if each underlying asset is at or above its downside threshold (55.00% of initial level); otherwise repayment is reduced by the percentage decline of the least performing underlying asset and you could lose a significant portion or all of your investment. Trade date is March 11, 2026, settlement March 16, 2026, final valuation March 12, 2029, maturity March 15, 2029. All payments depend on UBS creditworthiness.

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UBS AG is offering Trigger Autocallable GEARS linked to the S&P 500® Equal Weight Index with a principal amount of $10 per Security (minimum 100 Securities, $1,000). The preliminary terms show a call return rate of 9.10%, upside gearing 1.30 to 1.50, an autocall barrier at 100.00% of the initial level and a downside threshold at 75.00% of the initial level. Expected timeline: trade date March 13, 2026, settlement March 17, 2026, observation date March 18, 2027, final valuation date March 13, 2029, maturity March 15, 2029. The securities are unsecured debt of UBS and repayment (including principal) depends on UBS creditworthiness and index performance.

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Rhea-AI Summary

UBS AG is offering $2,900,000 of Trigger Callable Contingent Yield Notes linked to the least performing of KRE, XLE and XLK. Each Note has a $1,000 principal amount, a contingent coupon rate of 17.50% per annum and a stated maturity of September 10, 2030.

The Notes are callable by UBS on monthly observation dates beginning after three months; if called UBS will pay principal plus any accrued contingent coupon. If not called, repayment at maturity is contingent: full principal is returned only if each ETF’s final level is at or above its downside threshold (60% of initial levels); otherwise repayment is reduced in proportion to the negative return of the least performing underlying asset. The estimated initial value per Note at trade is $967.50.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index, due on or about March 15, 2029. The Notes pay a fixed 12.15% per annum contingent coupon when each underlying closes at or above a coupon barrier on observation dates; otherwise no coupon is paid.

The Notes are issuer-callable monthly (beginning after three months). If not called, principal repayment at maturity is contingent: full principal is repaid only if each underlying is at or above its downside threshold (70% coupon barrier; 60% downside threshold shown). Payments depend on UBS creditworthiness and investors may lose a substantial portion or all principal.

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UBS AG offers $1,645,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index, the S&P 500® Index and shares of the State Street® Utilities Select Sector SPDR® ETF. The Notes pay a monthly contingent coupon of 11.05% per annum when all underlying assets meet coupon barriers on observation dates; UBS may call the Notes beginning after three months. If not called, principal is repaid at maturity March 8, 2029 only if each final level is at or above its downside threshold (70% of initial levels); otherwise repayment at maturity is reduced in proportion to the negative return of the least performing underlying asset.

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Rhea-AI Summary

UBS AG is offering digital S&P 500® index-linked medium-term notes with a term expected to be between 13 and 15 months. The notes feature a 90.00% buffer level and a capped payout: if the final index level is at or above the buffer you receive a maximum settlement amount expected to be between $1,086.70 and $1,101.80 per $1,000 face amount; if the final index level is below the buffer your return is reduced and you can lose up to your entire investment. The notes pay no interest, are unsecured obligations of UBS, and carry issuer credit risk. The issue price is 100.00% of face amount; underwriting discount is 1.09% and net proceeds to the issuer are 98.91%. The estimated initial value is expected to be between $959.10 and $989.10 per $1,000, as determined by UBS’ internal models.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 6, 2026.