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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index, with an expected term of approximately five years and a maturity date of March 20, 2031. The notes pay a fixed 18.25% per annum contingent coupon when the index closes at or above the coupon barrier on observation dates and are callable monthly beginning roughly six months after issuance. If not called, principal is repaid at maturity only if the final index level is at or above the downside threshold; otherwise principal is reduced in line with the index decline. The notes carry UBS credit risk, may not pay coupons, may be subject to full principal loss, are not exchange-listed, and have an estimated initial value range of $925.70 to $955.70 per $1,000 principal amount.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation with a principal amount of $1,000 per Note. The notes pay contingent coupons at a rate set on the trade date (range 16.50% to 18.50% per annum) and feature a memory interest that can pay previously unpaid coupons if later observation dates meet the coupon barrier.

Key dates in the excerpt: trade date March 13, 2026, expected settlement March 18, 2026, final valuation September 13, 2027, and maturity September 15, 2027. The notes are subject to automatic call if the underlying meets the call threshold (100% of the initial level as shown) on any observation date; if not called, principal repayment at maturity depends on the final level versus a 50.00% downside threshold, exposing investors to potential significant loss, including total loss of principal. The issuer’s creditworthiness (UBS) governs all payments. The estimated initial value range shown is $935.70 to $965.70 per Note and the underwriting discount is $27.50 per Note.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and EURO STOXX 50, with a term of ~39 months and maturity on June 8, 2029. The notes pay periodic contingent coupons only if each underlying meets its coupon barrier on every trading day of an observation period; UBS may call the notes on quarterly observation end dates. Principal repayment at maturity is contingent: if any underlying is below its downside threshold, repayment is reduced pro rata to the least performing underlying and investors may lose a significant portion or all principal. The issue price per Note is $10.00 (minimum investment 100 Notes); estimated initial value ranges between $9.585 and $9.885. The notes are unsecured obligations subject to UBS credit risk.

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Rhea-AI Summary

UBS AG offers $3,136,000 of Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Equal Weight Index due June 10, 2027. The Notes pay an 8.10% per annum fixed coupon monthly, are issuer‑callable monthly beginning after ~3 months, and repay principal at maturity only if each underlying asset is at or above a 70.00% downside threshold of its initial level.

The Notes carry full credit risk of UBS, limited upside (coupons only), potential for significant principal loss tied to the least performing underlying asset, and limited secondary‑market liquidity. Trade date was March 4, 2026 and settlement is March 9, 2026.

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Rhea-AI Summary

UBS AG offers $30,000,000 in Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the EURO STOXX 50® Index.

The Notes pay a contingent coupon of 13.00% per annum on each observation period only if each underlying asset’s closing level meets its coupon barrier (70% of initial level) on every trading day in that period. UBS may call the Notes quarterly at its election. At maturity (December 6, 2028), if any final level is below its downside threshold (60% of initial level), repayment will be reduced pro rata to the negative return of the least performing underlying asset; in extreme cases you could lose your full principal. Trade Date: March 4, 2026; Settlement Date: March 6, 2026; Principal per Note: $10; Estimated initial value per Note: $9.89.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Intel Corporation common stock due March 9, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the relevant observation date meets or exceeds the coupon barrier; otherwise no coupon is paid.

The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; an automatic call triggers payment of principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level relative to a downside threshold (60.00% of the initial level in the examples): if the final level is below that threshold, principal is reduced proportionally and investors may lose a substantial portion or all of their investment. Trade date is March 5, 2026, settlement is March 9, 2026, final valuation date is March 7, 2028, and maturity is March 9, 2028. Any payment is subject to UBS's creditworthiness.

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UBS AG offers $100,000 Trigger Autocallable Contingent Yield Notes linked to MercadoLibre common stock due March 9, 2028. The Notes pay a contingent coupon only if the underlying closes at or above a coupon barrier on observation dates (quarterly, beginning ~6 months after trade). The issuer will automatically call the Notes early if the underlying closes at or above the initial level on any observation date; otherwise principal repayment at maturity is contingent on the final level versus a downside threshold and is subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intel Corporation due on or about March 9, 2028. The Notes pay contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and may be automatically called early if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise repayment declines in direct proportion to the underlying return and investors may lose a significant portion or all principal. Trade date is March 5, 2026 with settlement on March 9, 2026. Principal amount per Note is $10, minimum investment is 100 Notes ($1,000), and the estimated initial value range is $9.40 to $9.65 as of the trade date. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level; in that case you would receive principal plus any contingent coupon on the applicable call settlement date and no further payments thereafter. If the Notes are not called, repayment at maturity depends on the final level relative to the downside threshold: if the final level is at or above the threshold you receive the principal amount; if it is below, you receive an amount equal to $10 × (1 + Underlying Return), which can result in a substantial loss of principal, including a total loss.

Key documented dates: Trade Date March 5, 2026, Settlement Date March 9, 2026, Final Valuation Date March 7, 2028, Maturity Date March 9, 2028. Minimum purchase: 100 Notes ($1,000). The estimated initial value on the trade date is $9.79. Example indicative terms show a hypothetical contingent coupon rate of 12.94% per annum and a coupon/call barrier equal to 70.00% (downside threshold shown as $70.00, 70.00% of initial level). Any payments depend on UBS’s creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of MercadoLibre, Inc. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier and may be automatically called quarterly if the underlying closes at or above the initial level.

Key terms set on the trade date: trade date March 5, 2026, settlement March 9, 2026, final valuation March 7, 2028, maturity March 9, 2028. Minimum investment is $1,000 (100 Notes at $10 each). The preliminary document shows an estimated initial value range of $9.49 to $9.74 per Note and a hypothetical downside threshold and coupon barrier at 70.00% of the initial level.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 6, 2026.