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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due September 9, 2027. The Notes pay contingent coupons only when the underlying closing level on observation dates meets or exceeds a coupon barrier; otherwise no coupon is paid. The Notes will be automatically called if the underlying closing level on any monthly observation date (beginning after six months) is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon on the related coupon payment date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; if below, holders absorb the underlying decline, potentially losing all principal. Trade and settlement dates are March 5, 2026 and March 9, 2026, respectively. The estimated initial value on the trade date is $9.77 per Note and the minimum investment is 100 Notes at $10 per Note.

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UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc. The offering sets a trade date of March 5, 2026, expected settlement on March 9, 2026, a final valuation date of March 7, 2028 and a maturity date of March 9, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier and include an automatic call if the underlying closes at or above the initial level on an observation date. Minimum investment is 100 Notes at $10 per Note; the estimated initial value range per Note is $9.44 to $9.69.

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Rhea-AI Summary

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation due on or about September 9, 2027. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates and are automatically callable monthly beginning after approximately six months if the underlying equals or exceeds the initial level. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above the downside threshold; otherwise investors suffer a loss equal to the underlying return, potentially losing their entire investment. Key logistical terms shown: trade date March 5, 2026; settlement March 9, 2026; final valuation date September 7, 2027; minimum investment 100 Notes at $10 per Note; estimated initial value range $9.41–$9.66 per Note.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to The Mosaic Company common stock. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on an observation date. Trade date is March 5, 2026, settlement is March 9, 2026, final valuation date is March 7, 2028 and maturity is March 9, 2028. The Notes have a minimum purchase of 100 Notes at $10 per Note and an estimated initial value of $9.71 per Note. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold (shown as $70.00, or 70.00% of the initial level in the examples), investors suffer a loss equal to the underlying return and could lose all principal. Any payments depend on UBS creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due March 9, 2028. The Notes pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on observation dates and may be automatically called early if the underlying closes at or above the initial level on an observation date prior to the final valuation date.

If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment equals $10 × (1 + underlying return), exposing investors to the full downside of the underlying. Trade and settlement dates are March 5, 2026 and March 9, 2026, respectively; final valuation and maturity dates are March 7, 2028 and March 9, 2028. The estimated initial value was $9.78 per Note and the offering minimum is 100 Notes ($1,000).

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UBS AG is offering $550,000 in Trigger Autocallable Contingent Yield Notes linked to Palo Alto Networks common stock due March 9, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and are automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, repayment is reduced proportionally to the underlying return, potentially causing a loss of all principal. Payments depend on UBS creditworthiness. Trade date is March 5, 2026 and settlement is March 9, 2026.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated maturing on March 9, 2028. The notes pay a periodic contingent coupon only if the closing level of the underlying meets or exceeds the coupon barrier on an observation date; otherwise no coupon is paid. The notes are auto‑callable early if the underlying closes at or above the initial level on any observation date prior to the final valuation date; an automatic call results in a cash payment equal to the $10 principal plus any contingent coupon due on the related call settlement date and termination of further payments.

If not called, repayment at maturity depends on the final level relative to a downside threshold of 70.00% of the initial level: if the final level is at or above the threshold, UBS will repay the $10 principal; if below, the cash payment equals $10 x (1 + underlying return), which can result in a loss of principal up to a total loss. The offering lists an estimated initial value of $9.76 and a hypothetical contingent coupon rate of 13.59% per annum (example contingent coupon $0.3398 per $10 note). All payments, including principal, are subject to UBS's creditworthiness.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Mosaic Company due on or about March 9, 2028. The preliminary pricing supplement dated March 05, 2026 describes notes that pay contingent coupons only if the underlying stock closes at or above specified coupon barriers on observation dates and that may be automatically called early if the underlying equals or exceeds the initial level on an observation date. The notes repay principal at maturity only if the final level is at or above a disclosed downside threshold; otherwise principal repayment will be reduced pro rata by the underlying return, with the possibility of total loss. Trade date is March 5, 2026 and expected settlement is March 9, 2026. Minimum investment is 100 notes (principal $1,000). The estimated initial value range on the trade date is $9.37 to $9.62 per $10 note. Investing involves significant issuer credit risk, downside market exposure to the underlying stock and the risk of receiving no contingent coupons.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. with trade date March 5, 2026, settlement March 9, 2026, final valuation date March 7, 2028 and maturity March 9, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier and will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return and you could lose a significant portion or all of your investment. An illustrative contingent coupon rate is 13.09% per annum on a hypothetical $10 Note, example downside threshold/coupon barrier shown at 70% of the initial level. The estimated initial value at trade date is $9.79. All payments, including principal, are subject to UBS credit risk.

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UBS AG offers $340,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. due March 9, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds a coupon barrier; they are automatically called early if the underlying meets or exceeds the initial level on any pre-maturity observation date. If not called, principal repayment at maturity is contingent: full principal is returned if the final level is at or above the downside threshold; otherwise repayment is reduced proportionally to the underlying return, and you could lose all of your investment. Trade date is March 5, 2026, settlement March 9, 2026, final valuation date March 7, 2029. Minimum investment is 100 Notes ($1,000); the estimated initial value per Note on the trade date is $9.65.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 5, 2026.