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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., maturing on or about March 9, 2029. The Notes pay contingent coupons only when the underlying meets specified coupon barriers on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. Principal is repaid at maturity only if the final level is at or above the downside threshold; if below, repayment will be reduced proportionally to the underlying return, and you could lose a significant portion or all of your investment. The Notes have a minimum investment of $1,000 (100 Notes at $10 per Note) and an estimated initial value range of $9.36 to $9.61 per Note as of the trade date. Any payment on the Notes is subject to the creditworthiness of UBS.

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UBS AG files a preliminary pricing supplement for $• Trigger Autocallable Contingent Yield Notes linked to the common stock of Texas Instruments Incorporated, with a trade date of March 5, 2026 and expected settlement on March 9, 2026. The Notes mature on March 9, 2028 with a final valuation date of March 7, 2028.

The Notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and feature an automatic call if the underlying equals or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid if the final level is at or above a disclosed downside threshold; otherwise repayment is reduced pro rata based on the underlying return, potentially resulting in a total loss. Minimum purchase is 100 Notes at $10 per Note; estimated initial value is between $9.42 and $9.67 per Note.

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UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Meta Platforms, Inc. The notes have a trade date of March 5, 2026, expected settlement on March 9, 2026, a final valuation date of March 7, 2028, and an expected maturity date of March 9, 2028. Each Note has a principal amount of $10 and a minimum purchase of 100 Notes ($1,000).

The Notes pay a periodic contingent coupon only if the underlying stock closes at or above a specified coupon barrier on observation dates; they are automatically called early if the underlying closes at or above the initial level on any observation date. If not called and the final level is below the downside threshold, principal is repaid based on the underlying return, which could result in a partial or total loss of principal. The estimated initial value range as of the trade date is $9.44 to $9.69.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Marvell Technology, Inc. The trade date is March 5, 2026, settlement is March 9, 2026 and maturity is March 9, 2029. The Notes pay periodic contingent coupons only if the observed closing level meets the coupon barrier and will be automatically called early if the underlying reaches or exceeds the initial level on an observation date.

The preliminary document shows a minimum investment of 100 Notes ($1,000), an example contingent coupon rate of 15.70% per annum and an estimated initial value range of $9.28 to $9.53 per Note. If not called and the final level is below the downside threshold (example: $60.00, 60% of initial level), principal repayment may be reduced and investors can lose a significant portion or all of their investment. All payments depend on UBS creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Microsoft common stock due March 9, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on observation dates meets a coupon barrier and may be automatically called quarterly beginning after 12 months if the underlying equals or exceeds the initial level.

If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold you receive the $10 principal per Note; if below, you receive $10 multiplied by (1 + underlying return), which can result in substantial principal loss (including total loss). Minimum investment is 100 Notes at $10 per Note; the estimated initial value was $9.68 as of the trade date.

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UBS AG is offering $1,260,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of UnitedHealth Group Incorporated, maturing on March 9, 2028. The notes pay periodic contingent coupons only when the underlying's closing level meets or exceeds a coupon barrier and are subject to automatic early redemption if the underlying meets or exceeds the initial level on an observation date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the negative underlying return, and investors can lose a substantial portion or all of their investment. All payments are subject to the creditworthiness of UBS. Trade date: March 5, 2026; Settlement: March 9, 2026; Final valuation date: March 7, 2028. The estimated initial value per Note is $9.79 and minimum purchase is 100 Notes at $10 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to D.R. Horton common stock maturing March 9, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced proportionally to the underlying return and could result in a total loss. All payments are subject to UBS credit risk. Trade date is March 5, 2026; settlement March 9, 2026; final valuation March 7, 2028.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Fluor Corporation stock, maturing on March 9, 2028. The Notes pay a contingent coupon only if the underlying closing level on observation dates meets the coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closing level on an observation date before the final valuation date is equal to or greater than the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level versus a $10 principal and a downside threshold set at 70.00% of the initial level, with downside exposure equal to the underlying return and the potential to lose the entire investment. Key mechanics: trade date March 5, 2026, settlement March 9, 2026, final valuation date March 7, 2028, maturity March 9, 2028, minimum investment 100 Notes at $10 per Note, estimated initial value $9.74. Any payments are subject to UBS creditworthiness.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Goldman Sachs stock due March 9, 2028. The Notes pay a contingent coupon on scheduled coupon dates only if the underlying's closing level on the applicable observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date, in which case holders receive principal plus any contingent coupon on the call settlement date and no further payments.

The Notes repay principal at maturity only if the final level is at or above the downside threshold (70.00% of the initial level); if the final level is below that threshold, redemption equals $10 x (1 + underlying return), which can result in a substantial loss or total loss of invested principal. Trade date is March 5, 2026, settlement March 9, 2026, final valuation March 7, 2028, maturity March 9, 2028. Minimum purchase is 100 Notes ($1,000); estimated initial value was $9.74 per Note as of the trade date.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Microsoft Corporation, due on or about March 9, 2029. The trade date is March 5, 2026 with expected settlement March 9, 2026.

The notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on an observation date, are subject to automatic quarterly calls beginning after 12 months if the underlying is at or above the initial level, and expose investors to contingent repayment of principal at maturity if the final level is below the downside threshold (examples show an 80% downside threshold). Estimated initial value is stated between $9.38 and $9.63 per $10 note; minimum investment is 100 notes.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8004 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 5, 2026.