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UBS AG (AMUB) SEC Filings, Mar 13, 2026

AMUB NYSE
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UBS AG offers $260,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation, maturing on March 19, 2029. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are automatically called if the underlying closes at or above the initial level on any quarterly observation (beginning after six months). If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a stated downside threshold; if below, principal is reduced proportionally to the underlying return, potentially resulting in complete loss. Minimum investment is 100 Notes ($1,000). The estimated initial value as of the trade date is $9.68 per Note. All payments, including any principal repayment, are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Western Digital Corporation common stock. The Notes have a trade date of March 13, 2026 and expected settlement on March 17, 2026, with final valuation on March 15, 2029 and maturity on March 19, 2029. The Notes pay a contingent coupon only if the underlying equity closes at or above a coupon barrier on observation dates, are subject to monthly automatic calls beginning after six months if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above a downside threshold. If the final level is below that threshold, principal is reduced pro rata to the underlying return; in extreme cases investors could lose their entire investment. Minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.71. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Rivian Automotive, Inc., with an expected trade date of March 13, 2026, settlement on March 17, 2026 and maturity on or about March 17, 2027.

The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level meets or exceeds a coupon barrier on the applicable observation date; otherwise no coupon is paid. The Notes are automatically called if the underlying closing level on any monthly observation date (beginning after two months) is equal to or above the initial level, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is equal to or above the downside threshold; if the final level is below that threshold, repayment may be less than principal, and investors can suffer substantial or total loss.

Minimum investment is 100 Notes at $10 per Note ($1,000). The estimated initial value range is $9.45 to $9.70 per Note as of the trade date. Any payments, including principal, are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc. The Notes have a $10 principal amount per Note, trade date March 13, 2026, expected settlement March 17, 2026, final valuation date March 15, 2029 and maturity March 19, 2029. UBS will pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on each observation date; otherwise no coupon is paid. The Notes are automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: full principal is repaid only if the final level is at or above the downside threshold (stated example: $60.00, 60.00% of the initial level); otherwise repayment falls proportionally with the underlying return and investors can lose a significant portion or all of their investment. Example terms show a hypothetical contingent coupon rate of 14.78% per annum and an example contingent coupon of $0.3695 per quarterly period; estimated initial value range is $9.36 to $9.61 per Note. Minimum purchase is 100 Notes ($1,000). All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation due on or about March 19, 2029. The Notes have a $10 principal amount per Note and are offered in minimum investments of 100 Notes. UBS will pay periodic contingent coupons only when the underlying closing level on an observation date is equal to or greater than a coupon barrier; otherwise no coupon is paid for that period. The Notes can be automatically called on any monthly observation date (beginning after six months) if the closing level is equal to or greater than the initial level, in which case investors receive principal plus any contingent coupon on the corresponding call settlement date. If not called, principal repayment at maturity is contingent: if the final level is equal to or greater than the downside threshold the principal is returned; if the final level is below that threshold, repayment will decline in proportion to the underlying return and investors could lose a significant portion or all of their investment. The preliminary pricing supplement lists the trade date as March 13, 2026, settlement date as March 17, 2026, an example final valuation date of March 15, 2029, and an example maturity date of March 19, 2029. The estimated initial value range on the trade date is between $9.33 and $9.58 per Note (UBS internal pricing models).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Western Digital Corporation. The preliminary pricing supplement dated March 13, 2026 sets a trade date of March 13, 2026, settlement on March 17, 2026, a final valuation date of March 15, 2029 and an expected maturity of March 19, 2029.

The Notes pay periodic contingent coupons only if the underlying closing level meets a coupon barrier on observation dates (quarterly after ~6 months). The Notes are subject to automatic early call if the underlying closes at or above the initial level on any observation date, and principal repayment at maturity is contingent on the final level relative to a downside threshold (example: a 50% downside threshold was used in illustrative examples). Minimum investment is 100 Notes at $10 per Note and the estimated initial value range on the trade date is $9.32 to $9.57. Investing involves a risk of substantial or total loss and is subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Strategy Inc (ticker MSTR). The Notes have a 29.90% per annum contingent coupon rate, a $1,000 principal amount per Note and a term to September 16, 2027. The initial level was set at $137.34 on the March 12, 2026 strike date; the call threshold equals 100.00% of that initial level and the downside threshold and coupon barrier equal 50.00% of that initial level.

The Notes pay contingent coupons only if observation-date closing levels meet the coupon barrier and are subject to automatic early call if the call threshold is met on an observation date (callable beginning after nine months). At maturity, if not called and the final level is below the downside threshold, principal repayment is reduced pro rata by the underlying return. The estimated initial value range is $945.90 to $975.90 per $1,000 Note.

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UBS AG is offering principal-at-risk Digital S&P 500® Index-Linked medium-term notes that pay no interest and provide a 15.00% buffer against declines in the S&P 500® Index. Each note has a face amount of $1,000; the stated term is expected to be between 16 and 19 months.

If the final underlier level on the determination date is ≥ the buffer level (85.00% of the initial underlier level), holders receive a capped cash payment expected to be between $1,099.90 and $1,117.20 per $1,000 face amount. If the final underlier level declines by more than 15.00%, losses occur at approximately 1.1765% of face amount per 1% below the buffer, and investors could lose their entire investment. The estimated initial value on the trade date is expected to be between $956.00 and $986.00, the issue price is 100.00% of face amount, and the underwriting discount is 1.23%.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to CrowdStrike Holdings, Inc. The Notes pay a contingent coupon at a 20.60% per annum rate if observation-date closing levels meet the coupon barrier, are callable monthly beginning after three months, have a $1,000 principal per Note and mature on or about March 25, 2027. At maturity the principal is contingent: if the final level is below the 70.00% of initial level downside threshold you may suffer a loss equal to the underlying return, including loss of your entire investment. All payments remain subject to UBS credit risk.

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UBS AG set preliminary terms for Trigger Autocallable Contingent Yield Notes linked to the S&P 500® Index due on or about March 21, 2030. The notes have a stated contingent coupon rate of 8.45% per annum and a principal amount of $1,000 per note. Final terms will be set on the trade date; the expected trade date is March 18, 2026 with settlement on March 23, 2026.

The notes pay periodic contingent coupons only if the index on each observation date is at or above a coupon barrier; they are automatically callable beginning after 12 months if the index meets a call threshold (equal to 100.00% of the initial level). At maturity, if not called, full principal is repaid only if the final level is at or above a downside threshold equal to 75.00% of the initial level; otherwise investors suffer losses equal to the index decline and could lose all principal. All payments are subject to UBS credit risk and there may be limited secondary market liquidity.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 13, 2026.