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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000. The offering size is $2,065,000 with a $1,000 principal per Note and a stated contingent coupon rate of 12.00% per annum. The Notes are callable by UBS on monthly observation dates beginning after 12 months and mature on March 16, 2029. If on an observation date each underlying asset is at or above its coupon barrier the contingent coupon will be paid; otherwise no coupon is paid. At maturity, if any underlying asset is below its downside threshold (each set at 70.00% of its initial level), the cash repayment may be less than principal and can reflect the negative return of the least performing underlying asset, including a total loss. The estimated initial value on the trade date was $973.20, while the issue price is $1,000 per Note. Payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Newmont Corporation stock due March 17, 2028. The Notes pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any quarterly observation date (beginning after six months). At maturity, if not called and the final level is below the downside threshold, principal repayment is contingent and could be reduced pro rata to the underlying return; in extreme scenarios you could lose all of your initial investment. The Notes have a principal amount of $10 per Note, an estimated initial value of $9.70, a minimum investment of 100 Notes ($1,000), a contingent coupon example of 19.57% per annum (contingent coupon $0.4893), and key dates: trade date March 13, 2026, settlement March 17, 2026, final valuation March 15, 2028, maturity March 17, 2028.

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Vertiv Holdings Co. The Notes pay periodic contingent coupons only if the underlying stock meets observation-date barriers, are subject to quarterly automatic call tests beginning ~6 months after trade, and mature on March 19, 2029 with contingent principal repayment tied to the final stock level.

The Notes have a minimum investment of 100 Notes at $10 per Note, an estimated initial value of $9.61 as of the trade date, and expose holders to full downside market risk if the final level is below the downside threshold; all payments depend on UBS credit.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Newmont Corporation. Each Note has a principal amount of $10. The trade date is March 13, 2026, expected settlement is March 17, 2026, the final valuation date is March 15, 2028 and maturity is March 17, 2028. The Notes pay a contingent coupon only when the underlying closing level on an observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called if the underlying closes at or above the initial level on any quarterly observation date beginning after six months, in which case holders receive principal plus any contingent coupon due on the call settlement date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if below, holders suffer a loss equal to the underlying return and could lose all principal. The preliminary pricing shows an illustrative contingent coupon rate of 18.04% per annum, a coupon amount example of $0.451 and an estimated initial value range of $9.40 to $9.65. All payments are subject to UBS credit risk.

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UBS AG is offering $1,350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company, due March 19, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on each observation date meets or exceeds a coupon barrier; otherwise no coupon is paid.

The Notes will be automatically called early if the underlying closing level on any observation date prior to the final valuation date is equal to or greater than the initial level, in which case investors receive principal plus any contingent coupon due on the call settlement date. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold (70% of the initial level in the examples), principal is repaid; if the final level is below that threshold, investors suffer a loss equal to the underlying return and could lose their entire investment. The Notes carry issuer credit risk of UBS. The estimated initial value was $9.75 per Note and minimum purchase is 100 Notes (representing $1,000).

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Vertiv Holdings Co, with a maturity date of March 19, 2029. The notes pay a contingent coupon only if the underlying closing level meets the coupon barrier on observation dates, are subject to automatic quarterly calls beginning after six months if the underlying meets or exceeds the initial level, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced proportionally to the underlying return. The trade date and expected settlement date are March 13, 2026 and March 17, 2026. The notes are unsecured obligations of UBS AG and repayment is subject to UBS credit risk. Minimum investment is 100 notes at $10 per note. The preliminary estimated initial value range is $9.27 to $9.52 per note based on UBS internal models.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Rivian Automotive, Inc., due March 17, 2027. Each Note has a principal amount of $10 and the minimum investment is 100 Notes ($1,000).

The Notes pay periodic contingent coupons only if the closing level of the underlying on an observation date is at or above the coupon barrier; an automatic call occurs if the closing level on a monthly observation date (beginning after 2 months) is at or above the initial level. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in total loss of the initial investment. The pricing example shows a contingent coupon rate of 22.14% per annum (contingent coupon $0.1845) and an estimated initial value of $9.70 per Note as of the trade date.

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UBS AG proposes Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company, maturing on or about March 19, 2029. The Notes pay contingent coupons only if the underlying closing level meets coupon barriers on observation dates and can be automatically called early if the stock closes at or above the initial level on an observation date.

The Notes repay principal at maturity only if the final level is equal to or above a downside threshold; if below, principal is reduced pro rata to the underlying return, with potential loss of all principal. Payments are subject to UBS credit risk. Trade date is March 13, 2026; settlement date is March 17, 2026. Example terms show a $10 principal per Note, a hypothetical contingent coupon rate of 6.58% per annum, and a downside threshold of $70.00 (70% of initial level).

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UBS AG is offering $600,000 Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport-McMoRan Inc., maturing on March 19, 2029.

The Notes pay a contingent coupon on each coupon payment date only if the closing level of the underlying meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes will be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, repayment at maturity depends on the final level relative to a downside threshold (shown as $60.00, or 60.00% of the initial level): if the final level is below that threshold, principal repayment is reduced proportionally to the underlying return, potentially resulting in a total loss.

Key mechanics and figures in the excerpt include trade and settlement dates (March 13, 2026 and March 17, 2026), final valuation and maturity dates (March 15, 2029 and March 19, 2029), minimum investment of $1,000 (100 Notes at $10 each), an estimated initial value of $9.71 per Note, and a hypothetical contingent coupon rate of 16.09% per annum (contingent coupon shown as $0.4023 per $10 Note).

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UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Western Digital Corporation common stock. The Notes have a trade date of March 13, 2026 and expected settlement on March 17, 2026, with final valuation on March 15, 2029 and maturity on March 19, 2029. The Notes pay a contingent coupon only if the underlying equity closes at or above a coupon barrier on observation dates, are subject to monthly automatic calls beginning after six months if the underlying closes at or above the initial level, and repay principal at maturity only if the final level is at or above a downside threshold. If the final level is below that threshold, principal is reduced pro rata to the underlying return; in extreme cases investors could lose their entire investment. Minimum investment is 100 Notes at $10 per Note and the estimated initial value on the trade date is $9.71. All payments are subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 16, 2026.