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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

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UBS AG offers $515,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The Notes trade on a $1,000 principal per Note basis, pay a 12.45% per annum contingent coupon (subject to observation-date barriers), are callable by UBS beginning after six months, have monthly observation dates, an initial estimated value of $958.80, a Final Valuation Date of September 13, 2030 and maturity on September 18, 2030. If not called, principal repayment at maturity is contingent on the least performing underlying asset relative to its 60% downside threshold; holders may lose a significant portion or all principal and are exposed to UBS credit risk.

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UBS AG London Branch is offering Capped Leveraged Buffered S&P 500® Index-Linked Medium-Term Notes with an aggregate face amount of $6,755,000. The notes mature on July 14, 2027 (settlement March 17, 2026) and do not bear interest.

Key economic terms: initial underlier level 6,672.62, upside participation 170.00%, cap level 110.32% (maximum settlement $1,175.44 per $1,000 face amount), buffer 12.50% (buffer level 5,838.5425) and buffer rate ~114.29%. The estimated initial value at the trade date was $997.50 per $1,000 face amount and the issue price is 100.00% of face amount. The notes are unsecured obligations of UBS, not FDIC insured, and subject to UBS credit risk.

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UBS AG offers $255,000 of Trigger Callable Contingent Yield Notes linked to the common stock of Western Digital Corporation due September 16, 2027. The Notes pay a 32.10% per annum contingent coupon only if the underlying's closing level on each observation date is at or above the coupon barrier of $136.15 (50.00% of the initial level of $272.29). UBS may call the Notes in whole on monthly observation dates beginning after three months; if not called, principal is repaid at maturity only if the final level is at or above the downside threshold of $136.15. If the final level is below that threshold, holders suffer a loss equal to the underlying return and could lose all principal. Payments are subject to UBS credit risk and the Notes are not FDIC insured.

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UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500® Index, the Russell 2000® Index and shares of the State Street® Technology Select Sector SPDR® ETF (XLK). The notes pay a contingent coupon of 12.00% per annum only when each underlying meets its coupon barrier; they are issuer-callable monthly beginning about six months after issuance. If not called, principal repayment at maturity depends on the least performing underlying relative to a downside threshold of 60.00% of its initial level; a final level below that threshold can produce a loss up to 100% of principal. The estimated initial value range is $943.10 to $973.10 and the issue price is $1,000.00 per note; underwriting discount is up to $11.25, with proceeds to UBS of at least $988.75. All payments, including any principal, are subject to UBS credit risk and Swiss resolution powers described herein.

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UBS AG is offering UBS AG Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Lam Research Corporation due September 15, 2027. The offering totals $1,269,000 at an issue price of $1,000 per Note with an estimated initial value of $965.70.

The Notes pay a contingent coupon at a 18.44% per annum rate if the underlying's closing level meets the coupon barrier on observation dates, feature a quarterly observation schedule, an automatic call at the call threshold equal to $212.20 (100% of the initial level), and a downside threshold of $106.10 (50% of the initial level). Principal repayment at maturity is contingent on the final level and is subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the S&P 500® Index. The offering totals $4,035,000 at an issue price of $1,000 per Note. The Notes carry a contingent coupon of 8.10% per annum and an estimated initial value of $981.00.

Key terms: trade date March 13, 2026, settlement March 18, 2026, monthly observation dates (callable after six months), final valuation December 13, 2027 and maturity December 16, 2027. The coupon barrier and downside threshold are both 4,642.53 (which is 70.00% of the initial level 6,632.19). If not called, principal repayment at maturity is contingent on the final level relative to the downside threshold; if the final level is below that threshold you may lose a significant portion or all of your investment. All payments are subject to UBS credit risk.

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UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Strategy Inc. The Notes pay a contingent coupon of 29.90% per annum (contingent coupon $74.75 per $1,000 Note), are callable quarterly beginning after nine months, and mature on September 16, 2027.

The initial level of the underlying was $137.34 (strike date March 12, 2026); the call threshold is $137.34 (100% of initial level) and the downside threshold/coupon barrier is $68.67 (50% of initial level). At maturity principal repayment is contingent on the final level; if the final level is below the downside threshold, you may suffer a loss up to the full principal. All payments are subject to UBS credit risk and secondary market liquidity may be limited.

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UBS AG is offering $2,011,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Advanced Micro Devices, Inc. The Notes pay a contingent coupon at a 15.50% per annum rate if monthly coupon observation dates meet the coupon barrier of $116.03 (60.00% of the initial level). The Initial Level is $193.39, which also equals the call threshold (100.00%). At maturity on March 16, 2029, if the final level is below the downside threshold of $96.70 (50.00% of the initial level), investors will receive 5.1709 shares per $1,000 Note (subject to adjustments), which may be worth significantly less than principal. The estimated initial value per Note on the trade date is $962.60, while the issue price is $1,000.

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UBS AG is offering Buffer Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Nasdaq-100® Technology Sector and the Russell 2000® Index. The notes have an expected trade date of April 2, 2026, settlement April 8, 2026 and maturity approximately April 6, 2028.

The notes pay a contingent coupon (stated contingent coupon rate 12.50% per annum in the preliminary terms) only if each underlying asset’s closing level is at or above its coupon barrier on an observation date. The structure includes a 20.00% buffer (downside threshold = 80.00% of initial level) and returns principal at maturity only if the final level of each underlying asset is at or above its downside threshold. UBS may call the notes in whole on any observation date beginning after three months; any payments are subject to UBS credit risk.

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UBS AG is offering $303,000 of Trigger Callable Contingent Yield Notes linked to the common stock of Rocket Lab Corporation (RKLB) due September 16, 2027. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 32.00% per annum (contingent payment only if the underlying closing level meets or exceeds the coupon barrier on an observation date), an initial level of $68.41 and a coupon barrier and downside threshold equal to $34.21 (50.00% of the initial level). Trade date is March 13, 2026 with expected settlement on March 18, 2026. UBS may call the Notes in whole (but not in part) on monthly observation dates beginning after three months. If UBS does not call the Notes and the final level is below the downside threshold, principal repayment at maturity will be contingent and may reflect the full downside of the underlying, with potential loss of a significant portion or all of principal.

The estimated initial value per Note on the trade date was $929.60, and the issue price per Note is $1,000.00; total issue proceeds are $303,000.00 (proceeds to UBS $297,318.75 after underwriting compensation). All payments are subject to UBS credit risk and the Notes are not bank deposits or FDIC insured.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 16, 2026.