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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG offers Capped Buffer Securities linked to the S&P 500® Index with a $1,000 principal per Security and an aggregate issue price of $539,000. The Securities mature on September 16, 2027 and provide upside participation capped at 20.00% and a downside buffer of 10.00% (downside threshold 5,968.97, initial level 6,632.19).

At maturity, if the underlying return is positive you receive principal plus the lesser of the underlying return and the maximum gain (capped at 20.00%); if the final level is below the downside threshold you absorb losses in excess of the 10.00% buffer. Payments, including any principal repayment, depend on UBS creditworthiness.

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UBS AG offers Step Down Trigger Autocallable Notes with $730,000 total principal, linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes have a principal amount of $1,000 per Note, trade date March 13, 2026, settlement March 18, 2026, final valuation date March 13, 2030 and maturity March 18, 2030.

If, on any annual observation date (including the final valuation date), the closing level of each underlying asset is equal to or above its call threshold, UBS will automatically call the Notes and pay a call price equal to principal plus a call return that increases with time (the cover shows a 10.50% per annum call return rate and call prices rising to $1,420 on maturity). If the Notes are not called, the cash payment at maturity equals $1,000 × (1 + underlying return of the least performing underlying asset), exposing holders to up to a total loss of principal. All payments remain subject to UBS credit risk.

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UBS AG is offering $442,000 of Step Down Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The Notes have a $1,000 principal per Note, a 9.00% per annum call return rate, trade date March 13, 2026, settlement March 18, 2026, final valuation date March 13, 2030, and maturity March 18, 2030.

The Notes are automatically called if on any annual observation date the closing level of each underlying asset is at or above its call threshold (100% of initial level prior to the final date; equal to the downside threshold on the final date). The downside thresholds are 75% of initial levels (Russell 2000 downside threshold 1,860.038; S&P 500 downside threshold 4,974.14). If not called, payment at maturity equals $1,000 × (1 + underlying return of the least performing underlying asset), exposing investors to full downside, including potential total loss. The estimated initial value is $963.20 and proceeds to UBS equal $433,160.00.

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UBS AG issues a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the least performing of the Russell 2000® and S&P 500®. The notes have a contingent coupon rate of 8.25% per annum, a principal amount of $1,000 per Note, an estimated initial value range of $944.70 to $974.70, a trade date of March 27, 2026, expected settlement on April 1, 2026, and maturity on or about April 2, 2029.

The notes pay semiannual contingent coupons only if both underlying indices meet coupon barriers on observation dates and include a memory feature for unpaid coupons. They are automatically called if both indices meet call thresholds on an observation date. At maturity, principal is protected only if both indices are at or above their downside thresholds; otherwise repayment is reduced pro rata to the decline of the least performing underlying asset. All payments are subject to UBS credit risk and the notes will not be listed on an exchange.

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UBS AG is offering $642,000 of Bearish Barrier Early Redeemable Market Linked Notes linked to the S&P 500® Index. Each Note has a principal of $1,000, a 2.35% digital return if the final level is equal to or greater than the initial level, and a lower barrier equal to the initial level minus 20.00% (5,305.75). The Notes trade on March 13, 2026, settle on March 18, 2026, and mature on June 17, 2027, unless redeemed early on a barrier event. If a barrier event occurs on any observation day, the Notes will be redeemed early at the principal amount and no positive return will be paid. The estimated initial value on the trade date was $980.10, the issue price per Note is $1,000, underwriting compensation is $5.00 per Note and proceeds to UBS per Note are $995.00. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Yield Notes linked to Zscaler, Inc. common stock. The Notes pay a fixed 11.50% annual coupon in quarterly installments, have a $1,000 principal per Note and aggregate issue size of $1,400,000. The initial level and call threshold are $153.76; the downside threshold is $76.88. Observation dates begin quarterly after one year; final valuation is March 13, 2029 and maturity is March 16, 2029. Payments (including principal) depend on the final level of ZS and on UBS creditworthiness; holders may lose a significant portion or all principal if the final level is below the downside threshold or if UBS defaults.

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UBS AG offers $976,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000Index and the S&P 500Index due March 17, 2031. The Notes have a $1,000 principal per Note and monthly observation dates (callable after 12 months), an initial issue price of $1,000 per Note and an estimated initial value of $942.70 as of the trade date. The Notes pay a 7.30% per annum contingent coupon when both underlyings meet coupon barriers; feature a 15.00% buffer, coupon barriers at 80.00% of initial levels and downside thresholds at 85.00% of initial levels; and are exposed to UBS credit risk. Trade and settlement dates are March 12, 2026 and March 17, 2026, respectively.

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UBS AG priced a preliminary offering of trigger autocallable contingent yield notes with memory interest linked to the common stock of QXO, Inc. The Notes have a $1,000 principal per Note, a contingent coupon rate of 13.20% per annum, and mature on March 16, 2029.

Key economic terms set on the strike date: initial level $20.18, call threshold $20.18 (100% of initial level), and downside threshold/coupon barrier $10.09 (50% of initial level). Observation dates are quarterly (callable after six months). The estimated initial value range on the trade date is $909.80–$939.80 per Note. All payments are subject to the creditworthiness of UBS and the Notes are not exchange-listed.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to CrowdStrike (CRWD). The offering total is $2,561,000 at an issue price of $1,000 per Note with an estimated initial value of $976.80. The Notes mature on March 16, 2029 with a final valuation date of March 13, 2029.

The Notes pay a contingent coupon of 18.15% per annum ($45.375 per quarter) only if the underlying closing level meets or exceeds the coupon barrier on observation dates. The Initial Level is $441.78; the Call Threshold is $441.78 (100.00% of Initial Level); the Coupon Barrier and Downside Threshold are $265.07 (60.00% of Initial Level). If not called and the Final Level is below the Downside Threshold, principal repayment at maturity is contingent and may result in substantial or total loss of principal.

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UBS AG offers UBS AG Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Apollo Global Management, Inc. The offering totals $903,000 at an issue price of $1,000 per Note and provides a contingent coupon at a 16.70% per annum rate. Key economic terms on the cover include an Initial Level of $104.44, a Call Threshold Level equal to $104.44 (100.00% of the Initial Level), and a Downside Threshold/Coupon Barrier equal to $67.89 (65.00% of the Initial Level). If not called, at maturity on September 16, 2027 holders receive $1,000 in cash if the final level is at or above the downside threshold; otherwise holders receive the Share Delivery Amount of 9.5749 shares per Note (or cash in lieu of any fractional share), which may be worth significantly less than principal. All payments are subject to the creditworthiness of UBS.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 16, 2026.