UBS AG SEC Filings

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Lam Research Corporation stock due on or about March 20, 2028. The Notes pay contingent periodic coupons only if the underlying stock's closing level meets or exceeds a coupon barrier on observation dates; otherwise no coupon is paid.

The Notes have an automatic call feature if the underlying closes at or above the initial level on an observation date, in which case UBS pays principal plus any contingent coupon on the related call settlement date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, possibly to zero. Trade date is March 16, 2026, settlement date March 18, 2026, final valuation date March 16, 2028, and maturity March 20, 2028. Notes are offered in minimum increments of 100 Notes at $10 per Note and the estimated initial value on the trade date is between $9.43 and $9.68.

UBS AG is offering Trigger Autocallable GEARS linked to the S&P 500® Equal Weight Index totaling $6,064,440. The notes have a Trade Date of March 13, 2026, expected settlement on March 17, 2026, an Observation Date of March 18, 2027 and a Maturity Date of March 15, 2029. If the index closes at or above the autocall barrier (100% of the initial level) on the observation date, UBS will pay a $10.91 call price per $10 Security (a 9.10% call return). If not called, positive returns at maturity are multiplied by the upside gearing of 1.37; if the final level is below the downside threshold (75.00% of the initial level, 5,864.15), holders can suffer losses up to their entire principal. The estimated initial value per Security was $9.74.

UBS AG offers $1,850,000 in Trigger Autocallable Contingent Yield Notes linked to Blackstone Inc., due March 19, 2029. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and may autocall quarterly (beginning ~6 months) if the underlying equals or exceeds the initial level.

If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a 70.00% downside threshold; if below, repayment equals $10 x (1 + underlying return), exposing investors to percentage losses (possibly total loss). Trade date is March 16, 2026, settlement March 18, 2026, final valuation date March 15, 2029.

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes mature on or about March 19, 2029 with a final valuation date of March 15, 2029 and an expected term of approximately three years. UBS will pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates (quarterly, beginning after six months); the Notes will be automatically called early if the underlying closes at or above the initial level on any observation date. If not called, principal repayment at maturity is contingent: if the final level is below the downside threshold, payment may be less than principal and could result in total loss. Trade and settlement dates are March 16, 2026 and March 18, 2026. Minimum investment is 100 Notes at $10 per Note; estimated initial value range is $9.26–$9.51. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness.

UBS AG is offering $2,350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc. The Notes have a principal amount of $10 per Note, a trade date of March 16, 2026, a settlement date of March 18, 2026, a final valuation date of March 16, 2028 and a maturity date of March 20, 2028. The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the relevant observation date is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level on any observation date prior to maturity is at or above the initial level, in which case UBS will pay principal plus any contingent coupon due on the call settlement date. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal: cash per Note would equal $10 × (1 + underlying return), exposing investors to the percentage decline of the underlying, potentially resulting in the loss of all principal. Examples in the supplement show a hypothetical contingent coupon rate of 18.30% per annum and illustrative thresholds of $70.00 (coupon barrier) and $65.00 (downside threshold). The estimated initial value on the trade date was $9.73. Any payments, including principal, are subject to UBS credit risk.

UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., due on or about March 20, 2028. The preliminary pricing supplement dated March 16, 2026 describes contingent periodic coupons paid only if the underlying closing level meets a coupon barrier, an automatic call if the underlying equals or exceeds the initial level on an observation date, and contingent principal repayment at maturity that can expose investors to full downside market loss if the final level is below the downside threshold.

Key terms shown in the supplement include a $10 principal amount per Note, a hypothetical contingent coupon rate of 14.61% per annum (example contingent coupon $0.1218), a downside threshold of $65.00 (65.00% of the initial level), a coupon barrier of $70.00 (70.00% of the initial level), trade date March 16, 2026, settlement date March 18, 2026 and final valuation date March 16, 2028. The estimated initial value range on the trade date is shown as between $9.34 and $9.59. All payments are subject to the creditworthiness of UBS AG.

UBS AG is offering $4,000,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® Indexes.

The Notes are sold at $10.00 per Note (minimum 100 Notes) with an estimated initial value of $9.88. They pay periodic contingent coupons only if each underlying index stays at or above its coupon barrier on every trading day during an observation period; otherwise no coupon is paid for that period. UBS may call the Notes on quarterly observation end dates; if not called, repayment at maturity (December 15, 2028) is contingent: full principal is returned only if each underlying index finishes at or above its downside threshold, otherwise the maturity payment declines in line with the percentage loss of the least performing underlying asset.

UBS AG is offering $3,500,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Paycom Software, Inc. The Notes pay a 12.65% per annum contingent coupon on observation dates if the closing level of PAYC meets the coupon barrier and are callable quarterly (first callable ~6 months). The Notes mature on March 16, 2029 with a principal repayment at maturity only if the final level is at or above the downside threshold of $62.86 (50% of the initial level); if below, principal repayment is reduced in proportion to the underlying return. The initial level is $125.71, the call threshold is $125.71 (100% of initial), the coupon barrier is $62.86 (50%), the estimated initial value was $957.50, and the issue price is $1,000.00. All payments are subject to the creditworthiness of UBS and the Notes will not be listed on an exchange.

UBS AG is offering $4,213,000 of Capped Buffer Securities linked to the S&P 500® Index maturing September 16, 2027. These notes have a $1,000 principal per Security, a 15.00% maximum gain and a 10.00% buffered downside with a downside threshold equal to 90.00% of the initial level. The Initial Level is 6,632.19 and the estimated initial value per Security on the trade date was $968.60, with an issue price of $1,000. At maturity holders receive (a) principal plus the lesser of the underlying return and the maximum gain if the underlying return is positive; (b) full principal if the final level is at or above the downside threshold and the return is zero or negative; or (c) a reduced payment if the final level is below the downside threshold, producing losses greater than the buffer. Payments (including any principal repayment) are subject to UBS credit risk; if UBS defaults, investors could lose some or all of their investment.