Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector and the Russell 2000, due on or about March 22, 2029. The Notes have a $1,000 principal amount per Note, a stated contingent coupon rate of 12.80% per annum (as shown), monthly observation dates (callable after three months) and coupon barriers and downside thresholds set at 70.00% and 60.00% of initial levels respectively. If UBS elects to call the Notes on an observation date, holders receive principal plus any contingent coupon due; if not called, repayment at maturity depends on the least performing underlying asset and could result in a substantial loss or total loss of principal. The estimated initial value range shown is $966.60 to $986.60 per Note; proceeds to UBS are shown as $993.00 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Amazon.com, Inc. common stock due on or about March 25, 2027. The notes pay a contingent coupon at a 13.20% per annum rate if the underlying meets the coupon barrier on observation dates and are automatically callable if the underlying equals or exceeds a 100.00% call threshold of the initial level. The coupon barrier and downside threshold are each 70.00% of the initial level; principal is at risk at maturity if the final level is below that threshold. Trade date and expected settlement are March 20, 2026 and March 25, 2026. Issue price per note is $1,000.00 with an estimated initial value range of $947.40 to $977.40. Payments depend on UBS creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The notes have a principal amount of $1,000 per Note, a trade date of March 10, 2026, and a maturity date of February 15, 2028.
The notes pay periodic contingent coupons at an 11.70% per annum rate (contingent coupon shown as $9.75), but each coupon is paid only if every underlying asset is at or above its coupon barrier on an observation date. The notes are callable monthly (beginning after three months) if every underlying asset meets its call threshold. If not called, repayment at maturity is contingent: full principal is returned only if each underlying asset is at or above its downside threshold (70.00% of initial levels); otherwise repayment is reduced proportionally to the percentage decline of the least performing underlying asset. The estimated initial value on the trade date was $967.20, while the issue price is $1,000.00. All payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due March 16, 2029. The notes pay periodic contingent coupons only if the underlying closes at or above the coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on an observation date.
If not called, principal is repaid at maturity only if the final level is at or above a downside threshold (example: $10 principal per note, downside threshold shown as $60.00, which is 60.00% of the initial level). If the final level is below that threshold, repayment may be reduced proportionally and you could lose a significant portion or all of your investment. Trade date is March 12, 2026, settlement March 16, 2026. Example terms show a hypothetical 26.26% per annum contingent coupon and an estimated initial value of $9.67 per $10 Note. Minimum investment is 100 Notes ($1,000).
UBS AG is offering $1,066,000 in Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. The Notes pay contingent coupons only when the underlying closing level meets a coupon barrier and may be automatically called if the underlying reaches or exceeds the initial level on any observation date.
The trade date is March 12, 2026 with expected settlement on March 16, 2026. The final valuation date is March 14, 2029 and the maturity date is March 16, 2029. At maturity the principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced in proportion to the underlying return and you could lose all of your investment. Payments are subject to UBS's creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation, due on or about March 16, 2029. The trade date is March 12, 2026, with expected settlement on March 16, 2026 and a final valuation date of March 14, 2029.
Payments depend on the closing level of the underlying stock versus specified barriers: contingent coupons are paid only if observation-date levels meet the coupon barrier; the Notes autocall early if an observation-date closing is at or above the initial level. If not called and the final level is below the downside threshold, principal repayment is reduced proportionally and investors could lose all principal. Minimum investment is 100 Notes at $10 per Note and the estimated initial value is between $9.35 and $9.60 per Note. All payments are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Blackstone Inc. under a preliminary pricing supplement dated March 12, 2026. The Notes pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and can be automatically called early if the underlying closes at or above the initial level on any observation date prior to maturity.
The Notes have a principal amount of $10 per Note, an expected trade date of March 12, 2026, settlement on March 16, 2026, a final valuation date of March 14, 2029 and a maturity date of March 16, 2029. Example terms show a contingent coupon rate of 18.91% per annum and an estimated initial value between $9.25 and $9.50.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Corning Incorporated stock, maturing March 16, 2029. The Notes pay a contingent coupon only when the underlying closing level on an observation date meets or exceeds a coupon barrier and will automatically call early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above a downside threshold; otherwise principal is reduced pro rata to the underlying return and you can lose a significant portion or all of your investment. Trade and settlement are expected on March 12, 2026 and March 16, 2026. Minimum investment is 100 Notes at $10 per Note and the estimated initial value at trade date was $9.66. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Corning Incorporated due on or about March 16, 2029. The Notes pay a periodic contingent coupon only if the underlying stock's closing level on an observation date is at or above a coupon barrier and will be automatically called early if the stock closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is conditional: full principal is returned only if the final level is at or above a downside threshold (illustrative downside threshold shown as $60.00, or 60.00% of the initial level); if the final level is below that threshold, repayment is reduced proportionally and investors may lose a significant portion or all of their investment. Example terms shown: contingent coupon rate of 24.95% per annum (contingent coupon of $0.6238 on a $10 Note), illustrative maturity payment and loss scenarios, an estimated initial value range of $9.34 to $9.59 per $10 Note, and a minimum purchase of 100 Notes ($1,000). All payments depend on UBS's creditworthiness; secondary market liquidity and estimated values are discussed in the supplement.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Norwegian Cruise Line Holdings Ltd., maturing March 16, 2028. The Notes pay contingent coupons only if the underlying meets coupon barriers on observation dates and may be automatically called early if the underlying equals or exceeds its initial level. If not called, principal repayment at maturity is contingent on the final level versus a downside threshold; a final level below the threshold can cause losses up to the entire principal. Payments are subject to UBS credit risk. Trade and settlement dates are March 12, 2026 and March 16, 2026, respectively.