Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on or about December 17, 2029. Each Note has a $1,000 principal amount and a fixed 13.15% per annum call return rate. The Notes are automatically called on annual observation dates if each index closes at or above its call threshold level, set at 100% of its initial level; investors then receive the call price (principal plus call return) and no further payments.
If the Notes are not called and on the final valuation date each index is at or above its downside threshold, set at 70% of its initial level, investors receive only their principal back. If at least one index finishes below its downside threshold, the maturity payment is reduced dollar-for-dollar with the decline of the worst-performing index, and investors can lose up to 100% of principal. The Notes pay no interest or dividends, are unsecured obligations of UBS, and all payments depend on UBS’ credit. The estimated initial value per $1,000 Note is expected to be between $958.60 and $988.60, below the issue price.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on November 26, 2027. These unsecured debt notes pay a contingent coupon only if Oracle’s stock closes at or above a preset coupon barrier on each observation date; otherwise no coupon is paid for that period.
The notes are automatically called early if Oracle’s stock is at or above the initial level on any observation date before maturity, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called and Oracle’s final stock level is at or above a downside threshold, investors receive their full principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s decline and investors can lose all of their initial investment.
The notes are issued at $10 per Note with a minimum investment of 100 Notes, and the estimated initial value is $9.72 per Note. All payments depend on the creditworthiness of UBS, and the notes will not be listed on any securities exchange.
UBS AG is offering $380,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on November 26, 2027. These unsecured debt notes pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a specified coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Alcoa’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the $10 principal per Note plus the due contingent coupon, with no further payments. If the notes are not called and Alcoa’s final level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors could lose their entire investment.
The notes are subject to UBS credit risk, will not be listed on an exchange, have a minimum investment of 100 Notes at $10 each, and an estimated initial value of $9.80 per Note as of the trade date.
UBS AG is offering $1,577,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on November 25, 2030. Each Note has a $10 principal amount and pays a contingent coupon only when Micron’s share price on an observation date is at or above a preset coupon barrier.
The Notes are automatically called early if Micron’s share price is at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If the Notes are not called and Micron’s final level is below the downside threshold, investors suffer the same percentage loss as the stock, up to a total loss of principal. All payments depend on UBS’s credit, and the estimated initial value is $9.73 per $10 Note.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Alcoa Corporation, maturing on November 26, 2027. The Notes pay a contingent coupon only if Alcoa’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The Notes can be called early if Alcoa’s stock closes at or above the initial level on any observation date, in which case investors receive the $10 principal per Note plus any due coupon and the product terminates. If the Notes are not called and Alcoa’s final share price is at or above a downside threshold, principal is returned; if it is below this threshold, repayment is reduced in line with the stock’s decline and investors can lose all of their investment. The estimated initial value is $9.78 per $10 Note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on November 26, 2027. These unsecured debt obligations can pay contingent coupons only when Micron’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes may be automatically called before maturity if Micron’s share price on an observation date (other than the final one) is at or above the initial level, in which case investors receive the principal plus any due coupon and the product terminates. If not called, investors receive full principal at maturity only if the final share price is at or above a downside threshold; below that level, repayment is reduced in line with Micron’s decline and all principal can be lost. Each note has a $10 principal amount, the minimum investment is 100 notes, and the estimated initial value is $9.77 per note. All payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on or about November 26, 2027. These unsecured senior notes pay a contingent coupon only if Oracle’s closing level on an observation date is at or above a coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if Oracle’s closing level on any observation date before the final valuation date is at or above the initial level, in which case investors receive the principal plus any due contingent coupon and no further payments. If the notes are not called, and Oracle’s final level is at or above a downside threshold, investors receive their principal back at maturity. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s decline and can fall to zero.
The notes are subject to the credit risk of UBS, are not bank deposits, are not insured, and will not be listed on any exchange. The minimum investment is 100 notes at $10 per note, and the estimated initial value on the trade date is expected to be between $9.52 and $9.77 per note, based on UBS internal pricing models.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on November 26, 2027. Each Note has a $10 principal amount, with a minimum investment of 100 Notes (a $1,000 purchase).
The Notes pay contingent coupons only if Micron’s share price on an observation date is at or above a preset coupon barrier. They are automatically called early if Micron’s stock is at or above the initial level on any observation date before maturity, in which case investors receive principal plus the applicable coupon and no further payments. If not called, investors receive full principal at maturity only if the final stock level is at or above a downside threshold; otherwise, repayment is reduced in line with the stock’s decline and can fall to zero. All payments depend on UBS’s credit, and the estimated initial value is $9.71 per $10 Note.
UBS AG is offering $5,000,000 of Trigger Autocallable Contingent Yield Notes linked to the iShares® Russell 2000 ETF (IWM), maturing in November 2028. Each Note has a $10 principal amount and pays a 6.80% per annum contingent coupon (about $0.17 per quarter) only when IWM’s closing level on an observation date is at or above the coupon barrier of $140.08, which is 60.00% of the $233.47 initial level.
The Notes can be automatically called quarterly beginning after 12 months if IWM is at or above the call threshold level of $233.47 (100.00% of the initial level). On an automatic call, investors receive $10 per Note plus the applicable contingent coupon, and the Notes terminate.
If the Notes are not called and IWM is at or above the downside threshold of $140.08 at final valuation, investors receive full principal back (plus any final coupon). If IWM finishes below the downside threshold, repayment is reduced dollar-for-dollar with IWM’s loss, and investors can lose their entire principal. The Notes are unsecured, unsubordinated UBS debt, not listed on any exchange, and have an estimated initial value of $9.70 per $10 issue price.
UBS AG, through its London branch, is offering Capped Leveraged S&P 500® Index-Linked Medium-Term Notes that pay no interest and return a cash amount at maturity based solely on S&P 500 performance.
For each $1,000 note, investors get 300% of any positive index return, but gains are capped by a maximum settlement amount expected to be about 122%–127% of face value. If the index is flat at maturity, investors receive $1,000; if it falls, losses match the index decline on a 1:1 basis, up to a total loss of principal.
The notes have an expected term of 23–26 months, are unsecured obligations of UBS, will not be listed on an exchange, and have an estimated initial value of $966–$996 per $1,000, reflecting internal funding and hedging costs. The document also highlights complex U.S. tax treatment, potential Section 871(m) and FATCA withholding for some holders, limited or no secondary market liquidity, and broad Swiss regulatory powers that could affect repayment in a UBS resolution.
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