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UBS AG (AMUB) SEC Filings, Jun 9, 2026

AMUB NYSE
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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000®, S&P 500® and EURO STOXX 50® indices. The Notes have a $10 principal per Note, a contingent coupon rate of 9.50% per annum (equal to $0.2375 per quarter) and a term set at strike on June 8, 2026. UBS may call the Notes in whole on quarterly observation dates; if not called, final performance is measured on the Final Valuation Date June 9, 2031 and maturity is June 16, 2031. At maturity you receive principal only if every underlying index is at or above its 60% downside threshold and contingent coupons are payable only when each index meets its 70% coupon barrier on an observation date. The Notes are unsecured obligations of UBS and any payment is subject to UBS credit risk. Minimum purchase is 100 Notes (representing a $1,000 investment). The estimated initial value range is $9.467 to $9.767 per Note as of the trade date.

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UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, with a principal amount of $1,000 per Note and a scheduled maturity of June 15, 2028. The Notes pay a contingent coupon (stated cover rate: 10.00% per annum) only if on an observation date the closing level of each underlying asset is at or above its coupon barrier. The Notes are callable beginning after six months and feature a 20.00% buffer against losses of the least performing underlying asset; if at maturity the least performing underlying asset is below its downside threshold, holders suffer losses equal to the shortfall in excess of the buffer. The trade date and settlement date are expected to be June 12, 2026 and June 17, 2026, respectively. Payments are obligations of UBS and are subject to UBS credit risk.

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UBS AG offers Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Broadcom Inc. common stock due on or about June 21, 2029. The preliminary pricing supplement sets a contingent coupon rate of 16.35% per annum, monthly observation dates (callable after three months), and principal amount per Note of $1,000 in the examples. The Notes pay contingent coupons only if the closing level of the underlying meets the coupon barrier on observation dates, are automatically called if the underlying meets the call threshold on an observation date, and repay principal at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return. Payments depend on UBS creditworthiness; the estimated initial value range per Note on the trade date is $953.80 to $983.80. The final terms will be set on the strike date and disclosed in the final pricing supplement.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index, with a principal amount of $1,000 per Note and an expected term of approximately three years, callable by UBS beginning after 12 months.

The Notes pay a contingent coupon (11.50% per annum) on each coupon payment date only if the closing level of both underlying assets meets or exceeds their coupon barriers on the related observation date. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold (70.00% of its initial level), the maturity payment will be reduced pro rata based on the negative return of the least performing underlying asset, potentially resulting in a significant loss or total loss of principal. Payments remain subject to UBS credit risk. Trade date and settlement are expected to be June 15, 2026 and June 18, 2026; final valuation date is June 15, 2029 and maturity June 21, 2029. The estimated initial value range is $958.90–$988.90 per Note; issue price includes underwriting and other costs.

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UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. Each Note has a $1,000 principal amount. A 16.10% per annum contingent coupon may be paid on each coupon payment date only if all three underlying indices are at or above their coupon barriers on the related observation dates. UBS may call the Notes in whole on monthly observation dates beginning after three months. If UBS does not call the Notes, repayment at maturity depends on the least performing underlying asset relative to an 80.00% downside threshold; a shortfall can produce a principal loss up to 100%. Trade date and expected settlement are June 18, 2026 and June 24, 2026; final valuation and maturity are expected around June 18, 2029 and June 22, 2029. The estimated initial value range is $962.90–$992.90 and UBS Securities LLC will receive a $4.00 underwriting discount per Note. Investing involves significant market, credit, liquidity and tax risks.

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UBS AG is offering $1,650,390 of Tracker Notes linked to an unequally weighted basket of 30 equity securities due June 10, 2027.

The Notes are unsecured debt that pay at maturity a cash amount equal to $10.00 × (1 + Underlying Return). The issue price is $10.15 per Note, reflecting an 1.50% upfront fee ($0.15) that reduces investor return. The Notes provide full downside market exposure to the basket and no interest; holders face issuer credit risk and may lose some or all principal if the underlying return is negative or insufficient to offset the upfront fee. The minimum investment is 100 Notes ($1,000).

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UBS AG is offering Step Down Trigger Autocallable Notes linked to the least performing common stock of Newmont Corporation and Quanta Services, Inc.. Each Note has a principal amount of $1,000, monthly observation dates (beginning after six months), a final valuation date of June 12, 2029 and a maturity date of June 15, 2029. The Notes are automatically called if, on any observation date, the closing level of each underlying asset is at or above its call threshold; if called, UBS pays the call price (principal plus a call return). If not called, physical delivery of the share delivery amount of the least performing underlying asset occurs at maturity, which can result in a substantial loss of principal. The cover shows a call return rate of 17.35% per annum and an estimated initial value range of $914.20–$944.20. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Autocallable Yield Notes linked to the least performing of Newmont Corporation (NEM) and Quanta Services, Inc. (PWR). Each Note has a $1,000 principal amount, a 12.45% per annum coupon, monthly observation and coupon dates, and a term to maturity on June 15, 2029 unless automatically called earlier. The Notes pay the coupon while outstanding but are autocallable if on any observation date both underlyings meet or exceed their call threshold (95% of initial level). At maturity investors receive principal in cash only if each underlying is at or above its downside threshold (60% of initial level); otherwise holders receive a physical delivery of the share delivery amount of the least performing underlying (or cash for fractional shares), which could be worth substantially less than principal. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. The estimated initial value range is $920.50–$950.50 per Note; issue price is $1,000 with underwriting compensation up to $29.50 per Note.

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UBS AG offers $1,626,000 Tracker Notes linked to an unequally weighted basket of 27 U.S. and non-U.S. equity securities that mature on June 10, 2027. Each Note has a $10.00 principal, an issue price of $10.15 (includes a 1.50% upfront fee, $0.15), and is sold in minimum lots of 100 Notes ($1,000).

The cash payment at maturity equals $10 multiplied by (1 + underlying return) calculated on a net total return basis; payments can be reduced to $0 and are subject to UBS credit risk. Trade, settlement and final valuation dates are set between June 5, 2026 and June 7–10, 2027.

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UBS AG is offering $47,000,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a contingent coupon of 13.00% per annum for each observation period only if each index closes at or above its coupon barrier on every trading day of that period. UBS may call the Notes on quarterly observation end dates; if not called, principal repayment at maturity depends on whether each index’s final level is at or above its downside threshold. The issue price is $10.00 per Note (minimum 100 Notes) and the estimated initial value is $9.90. Trade Date is June 8, 2026 and Maturity Date is December 13, 2029. These Notes are unsecured obligations of UBS and repayment is subject to UBS credit risk.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 9, 2026.