Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $1,880,000 of Trigger Autocallable GEARS linked to Freeport-McMoRan Inc. common stock, due November 27, 2028. Each Security has a $10 principal amount and is issued by UBS AG London Branch. The note can be automatically called on November 30, 2026 if FCX’s closing price is at or above the autocall barrier of $39.87, paying a call price of $11.85 per Security, a fixed 18.50% total return.
If not called, at maturity investors get enhanced upside: principal plus the stock’s positive return multiplied by 1.30 upside gearing. If FCX ends at or above the downside threshold of $19.94 (50% of the initial $39.87), principal is repaid. If FCX finishes below the downside threshold, repayment is reduced one-for-one with the stock loss, up to a full loss of principal.
The Securities pay no interest, offer no dividends or voting rights, may have limited or no secondary market, and embed fees so their estimated initial value is $9.70 per $10. All payments depend on UBS’s credit; a UBS default or Swiss resolution measures could result in partial or total loss.
UBS AG is offering $1,342,000 of Trigger Autocallable Contingent Yield Notes, issued in $1,000 denominations, linked to the least performing of the VanEck Gold Miners ETF (GDX) and the Nasdaq-100 Technology Sector Index (NDXT) and maturing on May 26, 2027.
The Notes pay a 10.40% per annum contingent coupon only if on each monthly observation date the closing level of both underlying assets is at or above their coupon barriers (70% of initial levels). UBS may automatically call the Notes after three months if both underlyings are at or above their call threshold levels, in which case investors receive principal plus any due coupon and the Notes terminate early.
If the Notes are not called and, at maturity, any underlying finishes below its downside threshold (60% of its initial level), investors receive less than principal in line with the negative return of the worst performer and could lose their entire investment. The Notes are unsecured, unsubordinated obligations of UBS, are not FDIC insured, and carry UBS credit risk. The estimated initial value is $956.20 per Note, below the $1,000 issue price.
UBS AG is offering $350,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Constellation Energy Corporation, maturing on November 26, 2027. These are unsecured UBS debt obligations in $10 denominations, with a minimum investment of $1,000.
UBS pays a contingent coupon only if the Constellation Energy share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the share price on any observation date (before final valuation) is at or above the initial level, in which case investors receive principal plus the due coupon and the product terminates.
If not called, and on the final valuation date the share price is at or above the downside threshold, investors receive full principal back (plus any final coupon if the barrier is met). If it is below the downside threshold, repayment is reduced in line with the share’s loss, and investors can lose all principal. An example shows a 14.55% per annum coupon and both the coupon barrier and downside threshold at 55.00% of the initial level. Any payment depends on UBS’s credit, the estimated initial value is $9.78 per $10 Note, and the Notes will not be listed on an exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on or about November 26, 2027. The Notes pay a contingent coupon only if NVIDIA’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The Notes are automatically called early if NVIDIA’s closing level on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and the final level is at or above the downside threshold, investors receive their principal at maturity; if it is below, repayment is reduced in line with NVIDIA’s decline and can fall to zero.
The Notes are unsecured, unsubordinated debt of UBS, subject to UBS’s credit risk, will not be listed on an exchange, and have a minimum investment of 100 Notes at $10 each. The estimated initial value per Note on the trade date is expected to be between $9.51 and $9.76, lower than the issue price.
UBS AG is offering $305,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Advanced Micro Devices, Inc., maturing on November 27, 2028. The Notes pay a contingent coupon only if AMD’s stock is at or above a preset coupon barrier on each observation date; otherwise, no coupon is paid for that period.
The Notes can be automatically called early if AMD’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and AMD’s final stock level is at or above the downside threshold, investors receive back the full principal at maturity, plus any final contingent coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage loss, and investors can lose all of their investment. All payments depend on UBS’s credit, and the Notes are not listed on any exchange. The minimum investment is 100 Notes at $10 per Note, and the estimated initial value is $9.73 per Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of The Boeing Company, maturing on
Holders receive a contingent coupon on each observation date only if Boeing’s share price is at or above the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if Boeing’s stock closes at or above the initial level on any observation date before the final valuation date, in which case the holder receives principal plus the applicable coupon and the Notes terminate.
If the Notes are not called and the final stock level is at or above the downside threshold, principal is repaid at maturity. If the final level is below the downside threshold, repayment is reduced one-for-one with Boeing’s decline, and all principal can be lost. An example structure shows a contingent coupon rate of
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the VanEck Gold Miners ETF. These unsecured debt securities can pay periodic contingent coupons only when the ETF’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes can be automatically called before maturity if the ETF closes at or above the initial level on any observation date, in which case investors receive the principal plus any due coupon and the product terminates. If not called, and at final valuation in November 2027 the ETF is at or above the downside threshold, investors receive full principal back, possibly with a final coupon.
If the notes are not called and the ETF finishes below the downside threshold, repayment is reduced in line with the ETF’s loss and investors can lose their entire investment. Payments depend on UBS’s credit; a default could result in total loss. The minimum investment is 100 notes at
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the American depositary receipts of Arm Holdings plc, maturing on May 26, 2027. These unsubordinated, unsecured debt obligations pay a contingent coupon only when the ADR’s closing level on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if, on any observation date before final valuation, the ADR closes at or above the initial level. In that case, investors receive the $10 principal per Note plus any due contingent coupon, and the product terminates. If not called, and the final ADR level is at or above a downside threshold, investors receive the principal at maturity; if it is below that threshold, repayment is reduced in line with the ADR’s percentage decline, and the entire investment can be lost.
Any payment depends on the creditworthiness of UBS, and the notes will not be listed on an exchange. The minimum investment is 100 Notes at $10 each, and the estimated initial value per Note is $9.65, based on UBS’ internal pricing models.
UBS AG is offering Bearish Barrier Early Redeemable Market Linked Notes tied to the S&P 500® Index, maturing on or about March 17, 2027. Each Note has a $1,000 principal amount and pays no interest. If on any trading day the index closes below 80% of its initial level, a barrier event occurs, the Notes are redeemed early and you only receive principal back with no positive return.
If no barrier event occurs and the final index level is at or above the initial level, you receive $1,000 plus a 3.50% digital return at maturity. If no barrier event occurs and the index finishes below the initial level but above or at the 20.00% lower barrier, you receive a positive return equal to the absolute value of the index decline, capped at 20.00%. The Notes are unsecured obligations of UBS, not insured deposits, with limited expected liquidity; the estimated initial value is between $963.40 and $993.40 per $1,000 Note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index, with a principal amount of $1,000 per Note and a term of approximately 18 months. The Notes pay a contingent coupon at a rate of 7.12% per annum only if, on a monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level.
The Notes are automatically called after six months or later if, on an observation date, each index is at or above its call threshold of 100% of its initial level; in that case, holders receive principal plus the applicable contingent coupon and the product terminates. If the Notes are not called and, at maturity, each index is at or above its downside threshold of 65% of its initial level, investors receive full principal back (plus any final coupon if barriers are met).
If, at maturity, any index closes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, potentially to zero, so a total loss of principal is possible. All payments are subject to UBS credit risk. The estimated initial value per $1,000 Note is expected to be between $925.30 and $955.30, reflecting fees, hedging and UBS’s internal funding rate.
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