Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the shares of the VanEck® Semiconductor ETF, with final terms set on the trade date. The Notes pay contingent coupons only when the underlying closes at or above a coupon barrier on observation dates and will be automatically called if the underlying closes at or above the initial level on an observation date prior to the final valuation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, investors suffer a loss proportional to the underlying return and could lose their entire investment. Trade date is May 15, 2026, settlement is May 19, 2026, final valuation date is May 17, 2027, and maturity is May 19, 2027. The Notes are unsecured obligations of UBS and any payments depend on UBS's creditworthiness. The offering is a preliminary pricing supplement and the estimated initial value per $10 Note is between $9.47 and $9.72.
UBS AG offers Trigger Callable Yield Notes linked to the least performing of the Nasdaq-100 Index and the Russell 2000 Index. The terms set the trade date as May 20, 2026, settlement May 26, 2026, final valuation date August 20, 2027 and maturity August 25, 2027. The Notes pay a fixed monthly coupon set on the trade date (range 7.50% to 8.05% per annum) and are issuer-callable monthly beginning after three months. Principal is $10 per Note, minimum purchase 100 Notes ($1,000). At maturity, if any underlying asset’s final level is below its downside threshold (60.00% of its initial level as disclosed), repayment of principal is contingent and may result in a loss up to the full investment; all payments are subject to UBS credit risk. The estimated initial value range is $9.497 to $9.797 per Note as of the trade date.
The issuer, UBS AG, is offering $792,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Shopify Inc. The Notes pay a 19.90% per annum contingent coupon if monthly observation levels meet the coupon barrier, are callable after six months at a call threshold equal to the initial level of $102.39, and repay contingent principal at maturity on November 23, 2027 subject to a downside threshold of $51.20 (50.00% of the initial level). The estimated initial value per Note at trade was $978.20, with an issue price of $1,000 per Note. Payments, including principal, depend on UBS creditworthiness and the Notes will not be listed on an exchange.
UBS AG is offering $11,672,000 in Airbag Callable Contingent Yield Notes linked to the least performing of the iShares® Russell 2000 ETF, the Nasdaq-100 Index® and the S&P 500® Index. The Notes mature on February 19, 2027 (final valuation date February 16, 2027) and are callable by UBS on monthly observation dates. Investors may receive periodic contingent coupons only if the closing level of each underlying asset meets its coupon barrier on an observation date; the total potential contingent coupon payable if not called is 11.625% of principal. If UBS does not call the Notes and the final level of any underlying asset is below its downside threshold (82.00% of its initial level), principal repayment at maturity is contingent and holders are exposed to leveraged downside (approximately 1.2195% loss of principal per 1% decline of the least performing underlying asset beyond the 18.00% threshold). All payments are subject to UBS creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the Nasdaq-100 Technology Sector, due on or about June 1, 2029. The Notes pay a contingent coupon of 12.25% per annum only if each underlying asset meets its coupon barrier on an observation date; otherwise no coupon is paid. The Notes are callable monthly by UBS beginning after ~3 months. Issue price is $1,000.00 per Note with underwriting compensation up to $9.50 per Note and minimum proceeds to UBS of at least $990.50 per Note. The estimated initial value range is $955.80 to $985.80. Terms are subject to final pricing in the pricing supplement and are contingent on UBS creditworthiness.
UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and the Nasdaq-100 Technology Sector, with final maturity on or about June 1, 2029. The notes pay a contingent coupon (stated example 9.60% per annum) only on observation dates when each underlying asset meets its coupon barrier; otherwise no coupon is paid.
The issuer may call the notes monthly beginning after roughly six months; if called, holders receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final levels: if every underlying asset is at or above its downside threshold (65.00% of initial level), principal is repaid; if any underlying is below its downside threshold, holders bear the full negative return of the least performing underlying asset and could lose all principal. The preliminary pricing shows an issue price of $1,000 per Note and an estimated initial value range of $936.70 to $966.70.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the common stock of Tesla, Inc. and NVIDIA Corporation. The offering size is $950,000 in total, at an issue price of $1,000 per Note. The Notes pay a contingent coupon of 25.25% per annum only when each underlying's closing level on an observation date is at or above its coupon barrier; otherwise no coupon is paid. Each underlying's downside threshold and coupon barrier equal 60.00% of its initial level ($253.34 for TSLA; $135.19 for NVDA). UBS may call the Notes monthly beginning after approximately three months; if not called and any final level is below its downside threshold, principal repayment is reduced in proportion to the least performing underlying, potentially to zero. All payments are subject to UBS's creditworthiness and the Notes will not be listed on an exchange.
UBS AG priced a preliminary offering of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Russell 2000 and the Nasdaq-100 Technology Sector, with a stated contingent coupon rate of 11.45% per annum and a maturity expected on or about June 1, 2029. The notes are issuer-callable monthly (beginning after six months), pay contingent coupons only if each underlying meets its coupon barrier on observation dates, and repay principal at maturity only if each underlying is equal to or above its downside threshold; otherwise principal will be reduced in proportion to the least performing underlying asset. The issue price per note is $1,000.00 with an underwriting discount of $7.00 and proceeds to UBS of $993.00. The estimated initial value range is $958.80 to $988.80, and payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Take-Two Interactive Software, Inc. with final maturity on November 19, 2027. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates and are autocallable quarterly beginning about six months after trade date. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above a disclosed downside threshold; if below that threshold, principal is reduced pro rata by the underlying return and investors may lose a significant portion or all of their investment. Payments (coupons and principal) are subject to the creditworthiness of UBS AG.
UBS AG is offering $1,972,000 of Trigger Autocallable Contingent Yield Notes linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The Notes pay a 16.00% per annum contingent coupon when the index meets the coupon barrier on monthly observation dates and are callable monthly beginning after 12 months if the index meets the call threshold.
The Notes have a $1,000 principal per Note, an estimated initial value of $967.20 as of the trade date, a principal repayment at maturity only if the final index level is at or above the 50.00% downside threshold, and full downside exposure otherwise; all payments depend on UBS creditworthiness.