Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $45,000 of Buffer Autocallable GEARS, unsubordinated, unsecured structured notes linked to the least performing of the Nasdaq-100 Index® and the S&P 500® Index. Each Security has a $1,000 principal amount, a term of about two years, a 10.00% per annum call return rate and 1.50x upside gearing. UBS will automatically call the notes on November 30, 2026 if both indices are at or above their initial levels, paying $1,100 per Security and ending the investment. If not called, at maturity investors receive geared upside if the worst index is above its initial level, full principal if the worst index is at or above its 80% downside threshold, and a proportional loss beyond the 20% buffer, potentially losing almost all principal. The notes pay no interest, are not listed, have an estimated initial value of $985, and all payments depend on UBS’s credit.
UBS AG is offering $3,223,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the Russell 2000® Index, maturing on November 29, 2030. Each $1,000 Note pays a contingent coupon of 6.30% per annum ($5.25 per month) only if, on an observation date, both indices close at or above their coupon barriers, set at 80% of initial level.
The Notes are automatically called monthly starting after 12 months if both indices are at or above their call thresholds, set at 100% of initial level; in that case investors receive principal plus the applicable coupon and the Notes terminate. If not called, principal is protected at maturity only if each index is at or above its downside threshold of 85% of initial level, corresponding to a 15% buffer.
If any index finishes below its downside threshold, repayment is reduced in line with the decline of the worst-performing index beyond the 15% buffer, and investors could lose almost all of their investment. The estimated initial value is $942.00 per $1,000 Note, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $40,000 of Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the Solactive U.S. Large Cap Volatility Navigator 40 Index. The Notes pay a 14.00% per annum contingent coupon ($11.6667 per $1,000 note per month) only when the index closes at or above the coupon barrier of 196.81, which is 70.00% of the 281.16 initial level; missed coupons can be paid later under the memory feature.
The Notes are automatically called on a monthly observation date beginning after 12 months if the index is at or above the call threshold level of 281.16 (100.00% of the initial level), returning principal plus the due and any unpaid contingent coupons. If not called and the final index level on November 25, 2030 is at or above the downside threshold of 140.58 (50.00% of the initial level), investors receive full principal back; below that level, repayment is reduced one-for-one with the index decline, and all principal can be lost.
The Notes are unsecured, unsubordinated obligations of UBS AG London Branch, are not listed, and carry UBS credit risk. The estimated initial value is $956.10 per $1,000 note, below the issue price, reflecting fees, hedging costs and UBS’s internal funding rate. Underwriting discounts total $400 on the $40,000 offering, with $39,600 in proceeds to UBS.
UBS AG is offering $822,000 of Trigger Autocallable Notes linked to the least performing of the Russell 2000 Index and the S&P 500 Index, maturing in November 2030. Each $1,000 Note can be automatically called on annual observation dates if both indices are at or above their initial levels, paying a call price that reflects an 8.60% per annum call return. If the Notes are never called and, at maturity, both indices are at or above 65% of their initial levels, investors receive only the $1,000 principal.
If at maturity either index is below its downside threshold, repayment is reduced dollar-for-dollar with the worst index’s percentage loss, and investors can lose their entire investment. The Notes pay no interest, do not provide dividends, and are not exchange-listed, so liquidity may be limited. They are unsubordinated, unsecured obligations of UBS; all payments depend on UBS’s credit, and the estimated initial value is $953.40 per $1,000 Note, below the issue price.
UBS AG is offering $1,798,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq-100® Technology Sector IndexSM and Russell 2000® Index, maturing on May 24, 2030. The Notes pay a 10.90% per annum contingent coupon quarterly only if each index closes at or above its coupon barrier, set at 70% of its initial level; otherwise no coupon is paid.
UBS may call the Notes in whole on any quarterly observation date beginning after six months, returning principal plus any due coupon, with no further payments. If the Notes are not called and any index finishes below its downside threshold at 60% of its initial level, repayment of principal is reduced one-for-one with the worst index’s decline, and investors can lose all of their investment. The Notes are unsecured, unsubordinated obligations of UBS, are not FDIC‑insured, and all payments depend on UBS’s creditworthiness. The estimated initial value is $962.60 per $1,000 Note, below the $1,000 issue price.
UBS AG is offering $370,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Index, maturing in November 2028. Each $1,000 Note pays a contingent coupon at 8.15% per annum only if, on a monthly observation date, all three indices close at or above their coupon barriers set at 75% of initial levels. UBS can call the Notes in whole, starting after six months, paying principal plus any due coupon.
If the Notes are not called and, at maturity, every index is at or above its downside threshold (70% of its initial level), investors receive full principal back, plus any final coupon if barriers are met. If any index finishes below its downside threshold, repayment is reduced in line with the worst-performing index, and investors can lose up to 100% of principal. The estimated initial value is $934.40 per Note versus a $1,000 issue price, and all payments are subject to UBS’s credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, Nasdaq‑100® Technology Sector IndexSM and Russell 2000® Index, with a term of about 4.5 years and a 10.90% per annum contingent coupon. A quarterly coupon is paid only if on each observation date all three indexes close at or above their coupon barriers, set at 70% of initial levels; otherwise no coupon is paid for that period.
UBS can call the Notes in whole on any quarterly observation date after six months, repaying principal plus any due coupon, ending all future payments. If the Notes are not called and at maturity each index is at or above its downside threshold (60% of initial level), investors receive full principal back; if any index finishes below its downside threshold, repayment is reduced one‑for‑one with the worst‑performing index and can fall to zero. Payments depend on UBS’s credit; default could result in total loss. The issue price is $1,000 per Note, with an estimated initial value between $959 and $989 and a $7.50 per‑Note underwriting discount.
UBS AG is offering $480,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the VanEck Gold Miners ETF (GDX) and Energy Select Sector SPDR Fund (XLE), maturing on November 30, 2027. Each $1,000 Note can pay a 10.00% per annum contingent coupon if, on a monthly observation date, both ETFs close at or above their coupon barriers, set at 80% of initial levels. The Notes are automatically called quarterly, beginning after six months, if both ETFs are at or above their initial levels, returning principal plus any due coupon.
If not called, and at maturity both ETFs are at or above their downside thresholds (also 80% of initial levels), investors receive full principal. If any ETF finishes below its downside threshold, repayment is reduced based on the loss of the worst performer beyond a 20% buffer, and investors could lose almost all of their investment. Payments depend on UBS’s credit, the Notes are unsecured, and they will not be listed on an exchange. The estimated initial value is $941 per $1,000 Note.
UBS AG is offering $782,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 Indexes, maturing in May 2027. The Notes pay a monthly contingent coupon at a 10.20% per annum rate ($8.50 per $1,000) only if each index closes at or above 70% of its initial level on the relevant observation date.
UBS may call the Notes in whole on any monthly observation date after three months, returning principal plus any due coupon, after which no further payments are made. If the Notes are not called and, at maturity, every index is at or above its 70% downside threshold, investors receive full principal back; if any index finishes below its threshold, repayment is reduced in line with the worst index’s percentage loss, up to a complete loss of principal.
The Notes are unsecured obligations of UBS, are not insured, will not be listed on an exchange, and their estimated initial value is $968.80 per $1,000, reflecting embedded fees, hedging and funding costs.
UBS AG is offering $202,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index, maturing on May 27, 2027. The Notes pay a contingent coupon at a rate of 7.80% per annum ($6.50 per $1,000 Note per month) only if on each monthly observation date all three indices are at or above their coupon barriers, set at 70.00% of their initial levels, which are also the downside thresholds.
UBS may call the Notes in whole, starting after three months, paying back principal plus any due coupon; afterward, no further coupons are paid. If the Notes are not called and any index finishes below its downside threshold, repayment is reduced dollar-for-dollar with the negative return of the least performing index, up to a total loss of principal. The Notes are unsecured obligations of UBS, not listed on any exchange, and have an estimated initial value of $953.10 per $1,000, reflecting fees, hedging and UBS’ internal funding rate.
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