Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
AMUB filings document UBS AG’s role as the foreign private issuer behind the ETRACS Alerian MLP Index ETN Series B and the broader debt-securities platform under which UBS offers registered securities. UBS AG’s Form 6-K materials include quarterly and annual reporting references, IFRS financial information, capitalization tables, debt issued, registration-statement updates, legal opinions and offering-related disclosures.
The filing record also covers UBS Group and UBS AG risk and capital management, Pillar 3 regulatory capital metrics, leverage, liquidity and funding, governance signatures, and material reports involving debt securities. These disclosures frame AMUB as a senior unsecured UBS AG obligation whose value and payments depend on the note terms and UBS AG credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Intuit Inc. The Notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level.
The Notes mature on April 21, 2027 with a principal amount of $10 per Note. If not called and the final level is below the downside threshold, principal repayment at maturity will be reduced proportionally to the underlying return (potentially a total loss). Estimated initial value per Note at issuance is between $9.49 and $9.74, and the example contingent coupon shown is 16.15% per annum (≈ $0.4038 per $10 Note per relevant period). Payments depend on UBS creditworthiness.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Dow Inc., due on or about April 21, 2028. The notes pay periodic contingent coupons only if the underlying meets a coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on an observation date. Trade date is April 17, 2026 with expected settlement April 21, 2026. Principal amount is $10 per note, minimum investment 100 notes. The estimated initial value is between $9.39 and $9.64. If not called and the final level is below the downside threshold, repayment at maturity may be less than principal and could result in total loss; all payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc. common stock due April 23, 2029. The Notes pay periodic contingent coupons only if the underlying closing level on specified observation dates meets or exceeds the coupon barrier; otherwise no coupon is paid. The Notes are automatically called early if the underlying closing level meets or exceeds the initial level on any observation date prior to the final valuation date, in which case UBS pays principal plus any contingent coupon on the call settlement date and the Notes terminate. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; if the final level is below that threshold, repayment at maturity is reduced proportionally to the underlying return and investors may lose a significant portion or all of their investment. All payments are subject to UBS credit risk. Minimum investment is 100 Notes at $10 per Note; the estimated initial value as of the trade date is $9.71.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Caterpillar Inc. The Notes mature on April 23, 2029, pay contingent coupons only if observation-date levels meet barriers, and may auto-call early if the underlying meets the initial level.
The Notes repay principal at maturity only if the final level is at or above a downside threshold; otherwise principal repayment is reduced proportionally to the underlying return. Payments remain subject to the creditworthiness of UBS. Trade and settlement are expected on April 17, 2026 and April 21, 2026, respectively.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Mattel, Inc. The Notes mature on April 21, 2027 and may pay periodic contingent coupons only if the underlying stock closes at or above a coupon barrier on scheduled observation dates. The Notes will be automatically called early if the underlying stock closes at or above the initial level on any pre-maturity observation date, in which case investors receive principal plus any contingent coupon on the call settlement date. If not called, repayment of principal at maturity is contingent: if the final level is below the downside threshold, investors suffer a loss equal to the underlying return and could lose all principal. Payments are unsecured obligations of UBS and depend on UBS's creditworthiness. The Notes are offered in minimum increments of 100 Notes at $10 per Note and have an estimated initial value of $9.78 as of the trade date.
UBS AG priced a preliminary offering of Trigger Autocallable Contingent Yield Notes linked to the common stock of Mattel, Inc. The Notes have a principal amount of $10 per Note, trade date April 17, 2026, settlement April 21, 2026 and maturity on or about April 21, 2027. Investors receive contingent coupons only when the underlying stock closing level meets or exceeds the coupon barrier on observation dates; early automatic call occurs if the underlying closes at or above the initial level on any pre-final observation date. If not called and the final level is below the downside threshold, principal repayment is reduced proportionally to the underlying return, and investors could lose a significant portion or all of their investment. Minimum initial investment is 100 Notes ($1,000). The estimated initial value range is $9.46–$9.71 per Note, and all payments remain subject to the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Boston Scientific common stock due April 21, 2027. The Notes pay contingent coupons only if the underlying meets the coupon barrier on observation dates and may be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called and the final level is below the downside threshold, principal repayment is reduced pro rata to the underlying return, potentially causing substantial or total loss. Payments depend on UBS creditworthiness. Trade date is April 17, 2026, settlement April 21, 2026, final valuation April 19, 2027, maturity April 21, 2027.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to Accenture plc common stock due April 21, 2027. The Notes may pay periodic contingent coupons only if the underlying closing level meets the coupon barrier on observation dates and can be automatically called early if the underlying equals or exceeds the initial level on any observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise principal is reduced pro rata to the underlying return, potentially resulting in total loss. All payments are subject to UBS credit risk.
UBS AG offers Trigger Autocallable Contingent Yield Notes linked to the common stock of Boston Scientific Corporation, as described in a preliminary pricing supplement dated April 17, 2026. The Notes pay periodic contingent coupons only if the underlying's closing level meets or exceeds a coupon barrier on observation dates and are subject to automatic early call if the underlying meets or exceeds the initial level on an observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is below a stated downside threshold, holders suffer a loss tied to the underlying return and could lose their entire investment. The Notes have a minimum investment of $1,000 (100 Notes at $10 per Note) and an estimated initial value range of $9.47 to $9.72 per Note. All payments, including any contingent coupons or principal, are subject to the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Accenture plc, with final terms to be set on the trade date. The notes mature on April 21, 2027, have a principal amount of $10 per note and a minimum investment of 100 notes ($1,000). The preliminary pricing supplement shows a trade date of April 17, 2026 and settlement on April 21, 2026. Examples list an illustrative contingent coupon rate of 11.32% per annum and an estimated initial value range of $9.45 to $9.70 per note. The notes pay contingent coupons only if observation-date closing levels meet or exceed the coupon barrier, are subject to automatic early call if the underlying equals or exceeds the initial level on an observation date, and repay principal at maturity only if the final level is at or above a downside threshold (illustratively $60.00, or 60.00% of the initial level). If the final level is below that threshold, principal is reduced proportionally (an example shows a $3.60 payment per $10 note, a 61.17% loss in that scenario). All payments, including any contingent coupons or principal, are subject to UBS's creditworthiness.