Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $600,000 of Trigger Callable Contingent Yield Notes due February 25, 2028. The notes pay a contingent coupon of 10.25% per annum (per note contingent coupon $8.5417) only if each underlying index meets its monthly coupon barrier; otherwise no coupon is paid.
If UBS does not call the notes and the final level of any underlying index is below its downside threshold (60% of initial level), principal is reduced pro rata to the negative return of the least performing underlying asset. The notes are unsecured obligations of UBS and repayment is subject to UBS creditworthiness.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index due January 24, 2031. The offering size is $532,000.00 at an issue price of $1,000 per Note and an estimated initial value of $958.90 as of the trade date. The Notes pay a contingent coupon of 8.70% per annum (contingent coupon = $7.25 per payment) only when both underlying indices meet their coupon barriers on each observation date. UBS may call the Notes in whole (but not in part) on monthly observation dates beginning after six months; principal repayment at maturity is contingent on the final levels relative to the downside thresholds, exposing holders to potential partial or total loss of principal.
UBS AG offers $350,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Index, the Russell 2000 Index and shares of the State Street Energy Select Sector SPDR ETF. The Notes pay a 11.15% per annum contingent coupon on scheduled coupon payment dates only if the closing level of each underlying asset is at or above its coupon barrier on the related coupon observation date. UBS may call the Notes in whole on any call date beginning after six months; if called you receive principal plus any contingent coupon then due. If not called, principal is repaid at maturity February 23, 2029 only if each final level is at or above its downside threshold; otherwise the cash payment equals $1,000×(1+underlying return of the least performing underlying asset), which can result in a significant loss up to the loss of the full principal. The estimated initial value on the trade date is $979.30 and the issue price per Note is $1,000.
UBS AG London Branch offers Buffered Contingent Income Auto-Callable Securities linked to the common stock of Freeport-McMoRan Inc. (initial price $64.34). Each security has a stated principal amount of $1,000.00, a contingent payment of $13.7334 (~16.48% per annum), and a term maturing on February 26, 2027. The call threshold equals $64.34 (100% of the initial price); the downside threshold equals $45.04 (70% of the initial price). If underlying closing prices meet the downside threshold on determination dates, contingent payments are paid and the securities may be auto‑redeemed if the call threshold is met; if final price is below the downside threshold and securities are not called, holders receive a cash value that may be substantially less than principal. Payments are subject to the credit risk of UBS AG. Estimated initial value on the pricing date is between $961.30 and $991.30.
UBS AG is offering Buffer Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100 and Russell 2000. The offering totals $375,000 (at an issue price of $1,000 per Note) with a contingent coupon of 6.50% per annum, a 15% buffer, monthly observation dates and a final maturity of February 21, 2031. The Notes are callable monthly, callable after 12 months; if automatically called, holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent on the final levels of the underlying indices relative to downside thresholds, and losses can exceed the buffer, potentially resulting in a near-total loss. Any payments depend on the creditworthiness of UBS. The estimated initial value per Note was $936.30.
UBS AG is offering $1,625,000 of Contingent Income Auto-Callable Securities linked to the Class C capital stock of Zillow Group, Inc. The securities have a stated principal amount of $1,000.00 per security, an initial price of $43.97, a downside threshold of $21.99 (50.00% of the initial price) and a call threshold of $43.97 (100.00% of the initial price).
They feature a 12-month initial non-call period, a memory coupon that pays a contingent payment of $33.25 per security (equivalent to 13.30% per annum) when the closing price on a determination date is ≥ the downside threshold, sequential determination dates through Feb 18, 2028, and maturity on Feb 24, 2028. If final price is below the downside threshold, UBS will deliver cash equal to the exchange ratio × final price and investors may lose a significant portion or all principal. Payments are unsecured and subject to the credit risk of UBS AG. The estimated initial value on the pricing date was $967.00, while the issue price is $1,000.00 per security.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation due February 24, 2028. The Notes pay a contingent coupon only if the underlying closing level on an observation date meets or exceeds a coupon barrier and may be automatically called early if the underlying closes at or above the initial level on any observation date prior to the final valuation date. If not called, principal repayment at maturity is contingent: if the final level is at or above the disclosed downside threshold, the principal is repaid; if below, repayment is reduced by the underlying return and could result in a total loss of principal.
The terms include a principal amount of $10 per Note, an illustrative contingent coupon rate of 19.49% per annum (example contingent coupon $0.4873 per Note), an estimated initial value of $9.79, trade and settlement dates of February 20, 2026 and February 24, 2026, a final valuation date of February 22, 2028, and maturity on February 24, 2028. All payments are subject to UBS credit risk.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to NVIDIA Corporation common stock due February 24, 2028. The Notes pay periodic contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; otherwise no coupon is paid.
The Notes are automatically called (quarterly observation dates beginning about six months after trade) if the underlying closes at or above the initial level, in which case holders receive principal plus any contingent coupon then due. If not called, repayment at maturity depends on the final level: the principal is returned only if the final level is at or above the downside threshold; if below, holders suffer a loss equal to the underlying return and could lose all principal. All payments are subject to the creditworthiness of UBS. Minimum investment is 100 Notes at $10 per Note; the estimated initial value on the trade date is $9.77.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Lam Research Corporation. The preliminary pricing supplement sets the trade date as February 20, 2026, settlement on February 24, 2026, final valuation date February 22, 2028, and maturity on February 24, 2028.
The Notes have a principal amount of $10 per Note and a minimum investment of 100 Notes ($1,000). UBS will pay contingent coupons only if the underlying closes at or above a coupon barrier on observation dates; the Notes autocall early if the underlying closes at or above the initial level on an observation date. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise repayment can be less than principal, exposing investors to the underlying's decline. The preliminary estimated initial value is between $9.43 and $9.68. Example illustrative terms show a hypothetical contingent coupon rate of 17.76% per annum and an example downside outcome where a Note could pay $3.00 at maturity.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation due on or about February 24, 2028. The preliminary pricing supplement dated February 20, 2026 describes contingent quarterly coupons, an automatic quarterly autocall feature beginning after six months, and a contingent repayment of principal at maturity that protects principal only if the final level is at or above a specified downside threshold.
The Notes pay contingent coupons only when the underlying closing level is at or above the coupon barrier on observation dates, will auto-call if the underlying closes at or above the initial level on an observation date, and expose holders to downside market loss at maturity if the final level is below the downside threshold; all payments remain subject to UBS credit risk.