Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Amazon.com, Inc., scheduled to mature on or about December 20, 2027. These are unsecured, unsubordinated debt obligations of UBS, not bank deposits and not FDIC insured.
Investors receive a contingent coupon on each observation date only if Amazon’s closing share price is at or above a preset coupon barrier. The Notes are automatically called early if, on any observation date before maturity, the share price is at or above the initial level; in that case, investors receive their principal plus the applicable contingent coupon, and the Notes terminate.
If the Notes are not called and Amazon’s final share price is at or above a downside threshold, investors receive their full principal at maturity. If the final price is below this threshold, repayment is reduced in proportion to Amazon’s decline, and the entire investment can be lost. The Notes are issued in $10 denominations, with a minimum investment of 100 Notes ($1,000). The estimated initial value per Note on the trade date is expected to be between $9.45 and $9.70, and the Notes will not be listed on any exchange.
UBS AG is offering $200,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on December 18, 2028. These unsecured debt notes may pay a contingent coupon only if Eli Lilly’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes can be called early if Eli Lilly’s stock closes at or above the initial level on any observation date before maturity, in which case investors receive the principal plus the applicable contingent coupon and no further payments. If the notes are not called and the final stock level is at or above the downside threshold, investors receive full principal back, with any final coupon if the coupon barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors could lose all of their initial investment. Payments, including principal, depend on UBS’s credit, and the notes are not listed on any exchange. The estimated initial value is $9.69 per $10 note.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Pinterest, Inc., maturing on or about December 20, 2027. These are unsecured, unsubordinated debt obligations of UBS with principal at risk.
Investors may receive quarterly contingent coupons only if Pinterest’s closing share price on an observation date is at or above a specified coupon barrier. The notes are automatically called early if, on any observation date beginning after six months, the stock closes at or above its initial level; in that case, investors receive the principal plus the applicable contingent coupon and no further payments.
If the notes are not called and the final stock level is at or above the downside threshold, UBS repays the $10 principal per Note at maturity, plus any final contingent coupon if the barrier is met. If the final level is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their initial investment. The minimum investment is 100 Notes at $10 each. The estimated initial value is expected between $9.32 and $9.57 per Note, and all payments depend on UBS’s creditworthiness.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Eli Lilly and Company, maturing on or about December 18, 2028. Each Note has a $10 principal amount, with a minimum investment of 100 Notes, and the estimated initial value is expected to be between $9.34 and $9.59 per Note.
Investors receive a contingent coupon only if Eli Lilly’s share price on an observation date is at or above a defined coupon barrier; otherwise no coupon is paid for that period. The Notes are automatically called if the stock closes at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon and ending further payments.
If the Notes are not called and the final share price is at or above a downside threshold, holders receive full principal back at maturity, with any final coupon if the coupon barrier is met. If the final price is below the downside threshold, repayment is reduced in line with the stock’s decline, and investors can lose all of their principal. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on any exchange.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of First Solar, Inc., maturing on or about December 18, 2026. These unsecured debt notes pay a contingent coupon only if First Solar’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period.
The notes are automatically called early if First Solar’s share price on any observation date before maturity is at or above the initial level, in which case investors receive the principal plus any due coupon and the notes terminate. If the notes are not called and the final share price is at or above the downside threshold, investors receive their principal at maturity; if it is below the downside threshold, repayment is reduced in line with the stock’s percentage loss and can fall to zero.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, and are offered in minimum denominations of 100 notes at $10 per note. The estimated initial value on the trade date is expected to be between $9.47 and $9.72 per note, reflecting UBS’s internal pricing models and funding rate.
UBS AG is offering $291,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on December 20, 2027. The Notes pay a contingent coupon only if CrowdStrike’s closing share price on each observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.
The Notes are automatically called early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the Notes are not called and CrowdStrike’s final share price is at or above the downside threshold (55.00% of the initial level in the hypothetical examples), investors receive full principal back, plus any final coupon if the barrier is met.
If the Notes are not called and the final share price is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, and investors can lose all of their initial investment. The minimum investment is 100 Notes at $10 each, and the estimated initial value is $9.80 per Note. All payments depend on the creditworthiness of UBS AG.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, maturing on December 18, 2028. These unsecured debt notes pay a contingent coupon only when Oracle’s closing share price on an observation date is at or above a preset coupon barrier; otherwise no coupon is paid for that period. The notes can be automatically called early if Oracle’s price on an observation date (before final valuation) is at or above the initial level, in which case investors receive the $10 principal per Note plus any due coupon and no further payments. If the notes are not called and Oracle’s final level is at or above the downside threshold, principal is repaid in full; if it is below the downside threshold, repayment is reduced in line with the stock’s percentage decline, up to a total loss of principal. An example structure shows a 12.17% per annum contingent coupon and a downside threshold and coupon barrier each at 50% of the initial level. Any payments depend on UBS’s creditworthiness, and the notes are not listed on an exchange.
UBS AG is offering $120,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc., maturing on December 20, 2027. These unsecured debt notes pay contingent coupons only if Micron’s share price on each observation date is at or above a preset coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Micron’s stock is at or above the initial level on any observation date before maturity, returning principal plus the applicable coupon, with no further payments. If not called, and Micron’s final stock level is at or above the downside threshold at maturity, investors receive their principal back, potentially with a final coupon. If the final level is below the downside threshold, repayment is reduced in line with Micron’s percentage decline and investors can lose all of their investment.
All payments depend on UBS’s credit. The notes are not FDIC insured, will not be listed on an exchange, have a minimum investment of 100 notes at $10 each, and an estimated initial value of $9.74 per note.
UBS AG plans to issue Trigger Autocallable Contingent Yield Notes linked to the common stock of CrowdStrike Holdings, Inc., maturing on or about December 20, 2027. Each Note has a principal amount of $10, with a minimum investment of 100 Notes, or $1,000.
These Notes pay a contingent coupon only if, on an observation date, the CrowdStrike share price is at or above a preset coupon barrier. UBS will automatically call the Notes early if the share price on any observation date before maturity is at or above the initial level, in which case investors receive the $10 principal plus any due coupon and no further payments.
If the Notes are not called and the final share price is at or above the downside threshold, investors receive their $10 principal back (plus any final coupon if the barrier is met). If the final share price is below the downside threshold, repayment is reduced in line with the stock’s decline and can fall to $0, meaning a total loss. All payments depend on UBS’s creditworthiness. The estimated initial value per $10 Note is expected to be between $9.44 and $9.69.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Oracle Corporation, expected to mature on or about December 18, 2028. These unsecured debt obligations may pay contingent coupons only if Oracle’s share price on each observation date is at or above a specified coupon barrier; otherwise, no coupon is paid for that period.
The notes are automatically called early if Oracle’s share price on any observation date before maturity is at or above the initial level. In that case, investors receive the principal plus any due contingent coupon, and no further payments. If the notes are not called and Oracle’s final level is at or above the downside threshold, investors receive only the principal at maturity. If the final level is below the downside threshold, repayment is reduced in line with Oracle’s percentage decline, and investors could lose their entire investment.
The notes are subject to UBS’s credit risk, will not be listed on any exchange, and have an estimated initial value expected between $9.36 and $9.61 per $10 note. The minimum initial investment is 100 notes, or $1,000, with expected T+2 settlement at issuance.
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