Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $380,000 of Trigger Callable Contingent Yield Notes, issued in $1,000 denominations, linked to the common stock of CoreWeave, Inc. These roughly two-year notes pay a high 44.50% per annum contingent coupon if CoreWeave’s share price stays at or above a coupon barrier of $57.62, which is 60% of the $96.04 initial level, on each monthly observation date.
UBS may call the notes in whole on any observation date beginning after three months, repaying principal plus any due coupon but ending all future payments. If the notes are not called and CoreWeave’s final level on the February 2028 valuation date is at or above the same $57.62 downside threshold, investors receive full principal back. If the final level is below the threshold, repayment is reduced dollar-for-dollar with the stock’s percentage loss and can result in a complete loss of principal.
The notes are unsecured, unsubordinated UBS debt and all payments depend on UBS’s credit. The estimated initial value is $903.70 per $1,000 note, reflecting embedded fees and hedging costs. The notes will not be listed on an exchange, secondary liquidity may be limited, and the tax treatment is complex and uncertain.
UBS AG is offering $1,010,000 of Trigger Callable Contingent Yield Notes due February 19, 2030, linked to the worst performer of three underlying assets: the SPDR S&P Regional Banking ETF (KRE), the Nasdaq-100 Technology Sector Index (NDXT) and the Utilities Select Sector SPDR ETF (XLU).
The notes pay a contingent coupon of 14.10% per annum ($11.75 per month per $1,000) only when, on a monthly observation date, each underlying is at or above 70% of its initial level. UBS can call the notes in whole on any observation date after six months, then repays principal plus any due coupon and stops future payments.
If the notes are not called and each underlying finishes at or above its 70% downside threshold, investors receive full principal back at maturity. If any finishes below its threshold, repayment is reduced one-for-one with the percentage loss of the worst performer, and all principal can be lost. All payments depend on UBS’s credit, and the estimated initial value is $971.50 per $1,000 note, below the issue price.
UBS AG is offering capped buffer securities linked to the SPDR S&P 500 ETF (SPY), maturing February 25, 2027. Each $1,000 note pays at maturity based on SPY’s price change from a February 13, 2026 strike level of $681.75.
Upside is tracked one-for-one up to a maximum gain of 11.10%, capping the maximum payment at $1,111 per security. On the downside, a 15% buffer applies: investors are fully protected as long as SPY’s final level stays at or above the downside threshold of $579.49, which is 85% of the initial level.
If SPY finishes below the downside threshold, principal is reduced by losses beyond the 15% buffer, and investors could lose almost all of their investment. The notes pay no interest or dividends, are not listed, and all payments depend on the creditworthiness of UBS.
UBS AG is offering $8,673,000 of Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index. The Notes pay a contingent coupon at a rate of 12.30% per annum (about $10.25 per month per Note) only if, on a monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any observation date after three months; if called, investors receive principal plus any due coupon and the product terminates early. If the Notes are not called and, at maturity, each index is at or above its downside threshold (also 70% of its initial level), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one-for-one with the negative return of the worst-performing index, and investors can lose up to their entire investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed on an exchange.
UBS AG is offering $1,025,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing in February 2031. The notes pay a 9.60% per annum contingent coupon only when both indices stay at or above preset coupon barriers on monthly observation dates.
UBS can call the notes in whole after three months; if called, investors receive principal plus any due coupon, ending all future payments. At maturity, if the notes are not called and either index finishes below its downside threshold (60% of its initial level), repayment is reduced one-for-one with the loss on the worst index, up to a total loss of principal. The notes are unsecured UBS debt, have an estimated initial value of $971.20 per $1,000, are not exchange-listed, and expose investors to significant market, liquidity and issuer credit risk.
UBS AG is offering $1,250,000 of Buffer Autocallable Notes, issued at $1,000 per Note, maturing on February 16, 2029. These unsecured debt securities are linked to the least performing of the Nasdaq-100 Index and the S&P 500 Index.
The Notes are automatically called on annual observation dates if the closing level of each index is at or above 100.00% of its initial level, paying a call price based on a 12.05% per annum call return rate (e.g., $1,120.50 after one year, $1,241.00 after two, $1,361.50 at final date). If never called and both final index levels stay at or above their 90.00% downside thresholds, investors receive only the $1,000 principal.
If at maturity at least one index finishes below its 90.00% downside threshold, repayment is reduced according to that index’s loss beyond the 10.00% buffer; investors can lose most or almost all of their investment. Payments depend entirely on UBS’s credit and the Notes will not be listed. The estimated initial value is $990.70 per Note, below the issue price, reflecting fees and hedging costs.
UBS AG is issuing $6.305 million of Capped Leveraged Medium-Term Notes linked to the iShares® Expanded Tech-Software Sector ETF. The notes mature on April 1, 2027, pay no interest, and are unsecured obligations of UBS.
At maturity, investors receive $1,000 plus 150% of any positive ETF return, capped at a maximum settlement amount of $1,367.50 per $1,000 (a 36.75% maximum gain). If the ETF is flat, investors receive $1,000. If it falls, investors lose 1% of principal for every 1% decline, down to a total loss.
The initial ETF level is $80.96, the cap level is 124.50% of that value, and the estimated initial value of each note is $982.00 per $1,000 face amount. The notes are not listed, may have limited liquidity, and expose holders to both market risk of the ETF and UBS credit risk.
UBS AG is offering unsecured Trigger Autocallable Contingent Yield Notes linked to the worst performer of the SPDR S&P Regional Banking ETF (KRE) and the Utilities Select Sector SPDR ETF (XLU), in $1,000 denominations and maturing in February 2029.
The notes pay a 13.75% per annum contingent coupon (paid quarterly as $34.375) only when the closing level of each ETF is at or above 80% of its initial level on an observation date. They are automatically called early, returning principal plus the coupon, if both ETFs are at or above 100% of their initial levels on any quarterly observation before maturity.
If not called and at least one ETF finishes below 80% of its initial level at maturity, investors receive less than principal, with losses matching the percentage decline of the worst ETF and potential total loss. The notes are not listed, investors forgo ETF dividends, and all payments depend on UBS’s credit. The estimated initial value is $933.70–$963.70 per $1,000 note, below the issue price, with $23.50 per note in underwriting discount and $976.50 in proceeds to UBS.
UBS AG is offering $500,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing on August 16, 2030.
The Notes pay an 11.25% per annum contingent coupon (about $9.375 per $1,000 monthly) only if on each observation date every index closes at or above its coupon barrier set at 75% of its initial level. UBS can call the Notes in whole on any monthly observation date after six months, returning principal plus any due coupon, ending future payments.
If the Notes are not called and any index finishes below its downside threshold at 60% of its initial level, repayment is reduced in line with the worst-performing index and investors can lose up to their entire principal. The Notes are unsecured obligations of UBS, not listed on an exchange, have an estimated initial value of $959.20 per $1,000, and involve complex market, liquidity, credit and tax risks.
UBS AG is offering $970,000 of Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index, the S&P 500 Index and the Utilities Select Sector SPDR ETF, maturing on February 19, 2030.
The notes pay a 10.10% per annum contingent coupon (about $8.4167 per $1,000 monthly) only if on each observation date all three underlyings stay at or above their coupon barriers set at 70% of initial levels. UBS can call the notes monthly after three months, returning principal plus any due coupon.
If the notes are not called and any underlying finishes below its 60% downside threshold, repayment of principal is reduced one-for-one with the worst-performing asset, and investors can lose their entire investment. Credit risk of UBS applies to all payments. The estimated initial value is $986.80 per $1,000 note, below the issue price.