Welcome to our dedicated page for UBS ETRACS Alerian MLP ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $22,218,000 in Trigger Autocallable Notes linked to the Russell 2000® Index and the S&P 500® Index, maturing on December 17, 2029. Each Note has a $1,000 principal amount and pays no interest. Investors can receive an automatic early redemption if on any annual observation date, including the final valuation date, both indices close at or above their call threshold levels, set at 100% of their initial levels (2,551.457 for the Russell 2000 and 6,827.41 for the S&P 500). The call return rate is 13.15% per annum, with call prices rising from $1,131.50 in 2026 up to $1,526.00 in 2029.
If the Notes are not called and both indices finish at or above their downside thresholds (70% of initial levels), investors receive only the $1,000 principal. If at least one index finishes below its downside threshold, repayment is reduced in line with the percentage loss of the least performing index, and investors can lose up to all of their investment. All payments depend on the creditworthiness of UBS, and the Notes will not be listed, with limited or no secondary market liquidity expected.
UBS AG is offering $1,017,000 of Bearish Barrier Early Redeemable Market Linked Notes tied to the S&P 500® Index and maturing in March 2027.
The notes redeem early at par with no gain if on any trading day the index closes at least 20.00% below the initial level of 6,827.41, breaching the lower barrier of 5,461.93. If no barrier event occurs and the final index level is at or above the initial level, investors receive principal plus a fixed 3.50% digital return. If no barrier event occurs and the index finishes below the initial level but at or above the lower barrier, the payoff equals principal plus the absolute index decline, capped at 20.00%.
The notes pay no interest, pass through no dividends, are not listed, and depend entirely on UBS’s ability to pay. The estimated initial value is $993.00 per $1,000 note, reflecting structuring and hedging costs, and secondary market liquidity may be limited.
UBS AG is offering $9,986,800 of Trigger Autocallable Notes linked to the EURO STOXX 50® Index, maturing December 17, 2030. Each Note has a $10 principal amount and an 8.60% per annum call return rate. The Notes are automatically called, and pay the stated call price, if on any quarterly observation date the index closes at or above the call threshold, set at 100% of the initial level (5,720.71).
If the Notes are never called and the final index level is at or above the downside threshold of 75% of the initial level (4,290.53), investors receive only their $10 principal. If the final level is below the downside threshold, repayment is reduced dollar‑for‑dollar with the index loss and can fall to zero. The estimated initial value is $9.725 per Note, below the $10 issue price. The Notes pay no interest or dividends, will not be listed, and all payments depend on the creditworthiness of UBS.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Best Buy Co., Inc., maturing on or about January 4, 2029. Each Note has a $1,000 principal amount and pays a contingent quarterly coupon only if Best Buy’s share price is at or above a coupon barrier set at 55% of the initial level; missed coupons can be paid later under the memory feature.
The Notes may be automatically called on quarterly observation dates beginning after six months if Best Buy’s stock closes at or above the call threshold of 100% of the initial level, returning principal plus due and unpaid coupons, after which no further payments occur. If the Notes are not called and the final stock price is at or above the downside threshold (55% of the initial level), investors receive full principal back; if it is below, repayment is reduced in line with the stock’s percentage drop, and all principal can be lost.
The indicative contingent coupon rate ranges from 10.50% to 11.50% per annum. The estimated initial value per Note is between $931.00 and $961.00, below the $1,000 issue price, reflecting underwriting discounts, hedging and issuance costs and UBS’ internal funding rate. Payments depend entirely on UBS’ credit, the Notes will not be listed, and liquidity and secondary market prices may be limited and volatile.
UBS AG is offering Trigger Callable Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index, maturing on March 17, 2027. The Notes pay a fixed coupon of 7.90% per annum monthly, regardless of index performance, unless UBS calls them early.
UBS may call the Notes monthly beginning after three months, repaying principal plus the due coupon, after which no further payments are made. If the Notes are not called and, on the final valuation date, each index is at or above 70% of its initial level, investors receive full principal back plus the final coupon. If any index closes below its downside threshold, repayment is reduced in line with the percentage loss of the worst-performing index, and investors could lose all principal. Payments depend on UBS’s credit; a default could result in total loss.
UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Olin Corporation, maturing on or about January 4, 2029. Each Note has a $1,000 principal amount and offers a contingent coupon targeted in a range of 13.50% to 14.50% per annum, paid quarterly only if Olin’s share price on an observation date is at or above a coupon barrier set at 50% of the initial level.
The Notes can be automatically called on quarterly dates beginning about six months after issuance if Olin’s stock closes at or above a call threshold equal to 100% of the initial level. In that case, investors receive principal plus any due and unpaid contingent coupons and the Notes terminate early. If the Notes are not called and Olin’s final level is at or above the downside threshold (also 50% of the initial level), investors receive full principal back at maturity.
If the final level is below the downside threshold, repayment is reduced in line with Olin’s percentage decline, and investors can lose some or all of their principal. The estimated initial value is expected to be between $912.40 and $942.40 per $1,000 Note, and all payments depend on the creditworthiness of UBS as an unsecured issuer.
UBS AG is offering market-linked "Capped GEARS" Securities tied to the S&P 500® Index, maturing on or about March 2, 2027. Each Security has a $10 principal amount, provides 3.00x leveraged upside to any positive index return, but gains are capped by a maximum gain of 12.15% to 14.15%, resulting in a maximum payment at maturity of $11.215 to $11.415 per Security.
If the index return is positive, the payout equals $10 multiplied by 1 plus the lesser of the geared return or the maximum gain. If the index is unchanged, investors receive the $10 principal. If the index declines, the payout is $10 multiplied by 1 plus the index return, so losses mirror the index on the downside and can reach a 100% loss of principal.
The Securities pay no interest, do not provide dividends on index constituents, may have limited or no secondary market, and are subject to the credit risk of UBS as unsubordinated, unsecured debt. The estimated initial value is expected to be between $9.484 and $9.784 per $10 Security, reflecting fees, hedging and UBS’ internal funding rate.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the worst performer of the Russell 2000 Index and the S&P 500 Index, maturing on or about December 21, 2028. The Notes pay a quarterly contingent coupon at 8.30% per annum only if on each observation date both indices are at or above 70% of their initial levels. UBS may call the Notes in whole, starting after six months, paying principal plus any due coupon, after which no further payments are made.
If the Notes are not called and at maturity either index is below its 70% downside threshold, the repayment of principal is reduced one-for-one with the decline of the worst-performing index, and investors can lose all of their initial investment. The Notes are unsecured obligations of UBS, not listed on any exchange, with an estimated initial value between $945.90 and $975.90 per $1,000 issue price and an underwriting discount of $15.00 per Note.
UBS AG is offering $500,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Netflix, Inc., maturing on December 14, 2028. Each $1,000 Note pays a contingent coupon at 9.00% per annum (quarterly $22.50) only if Netflix’s closing level on the observation date is at or above the coupon barrier of $47.05, which is 50% of the initial level of $94.09. The Notes are automatically called if Netflix’s closing level on any quarterly observation date beginning after 6 months is at or above the call threshold level of $94.09, in which case investors receive principal plus the applicable contingent coupon and the Notes terminate early.
If the Notes are not called and Netflix’s final level on the December 11, 2028 final valuation date is at or above the downside threshold of $47.05, investors receive full principal back (and a contingent coupon if the barrier is met). If the final level is below the downside threshold, investors receive 10.6281 Netflix shares per Note (plus cash for any fractional share), expected to be worth significantly less than principal, exposing them to a loss of a significant portion or all of their investment. All payments and deliveries depend on the creditworthiness of UBS, and the Notes are unsecured, unsubordinated obligations that will not be listed on any exchange.
UBS AG is offering $1,000,000 in Trigger Callable Contingent Yield Notes, each with a $1,000 principal amount, linked to the least performing of the Nasdaq‑100 Index, Russell 2000 Index and S&P 500 Index, maturing on December 15, 2028. The Notes pay a 13.05% per annum contingent coupon (about $10.875 per month per Note) only if, on each monthly observation date, all three indices are at or above their coupon barriers, set at 80% of initial levels.
UBS may call the Notes in whole on any observation date starting after three months, returning principal plus any due coupon, with no further payments. If not called and all indices finish at or above their downside thresholds (also 80% of initial levels), investors receive full principal back. If any index finishes below its downside threshold, repayment is reduced one‑for‑one with the loss on the worst‑performing index, up to a total loss of principal. The estimated initial value is $967.80 per Note, and all payments depend on UBS’s credit.
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