Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering $2,000,000 of Airbag Callable Contingent Yield Notes linked to the least performing of IWM, XLI and XLU. The Notes pay a contingent coupon of 13.15% per annum on each coupon date only if every underlying closes at or above its coupon barrier on the related observation date. The Notes are callable by UBS on monthly observation dates. If not called, at maturity on December 1, 2026 you receive $1,000 per Note if each final level is at or above its downside threshold (85% of initial); otherwise repayment is reduced and you bear leveraged downside (approximately 1.1765x on losses beyond the 15% threshold). The trade, strike and settlement dates are shown on the cover and the estimated initial value on the trade date was $989.90 per Note; all payments remain subject to UBS credit risk.
UBS AG London Branch is offering $10,202,000 of Digital S&P 500® Index‑Linked Medium‑Term Notes due November 10, 2027. The notes pay no interest and return is linked to the S&P 500® Index performance from the trade date February 25, 2026 to the determination date November 8, 2027. If the final underlier level is at or above the buffer level (87.50% of the initial level of 6,946.13, i.e., 6,077.86375), each $1,000 face amount will pay the maximum settlement amount of $1,148.00. Below the buffer, losses apply at approximately 1.1429% of face amount per 1% decline below the buffer; investors could lose their entire investment. The estimated initial value on the trade date was $997.50 per $1,000 face amount; issue price is 100.00% of face amount. The notes are unsecured obligations of UBS and are subject to UBS credit risk and limited or no secondary market liquidity.
UBS AG is offering Trigger Callable Contingent Yield Notes maturing on March 1, 2029 linked to the least performing of the State Street ETFs XLE, XLU and XLV. The notes pay a 9.05% per annum contingent coupon when each underlying equals or exceeds its coupon barrier on observation dates and are issuer-callable monthly beginning after six months.
Each Note has an $1,000 issue price; UBS states an estimated initial value range of $935.70 to $965.70. If not called, principal repayment at maturity is contingent on the final levels relative to 70.00% downside thresholds; holders may lose a significant portion or all principal and are exposed to UBS credit risk.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of four underlying assets: the Nasdaq-100® Technology Sector, the Russell 2000® Index, the State Street® Technology Select Sector SPDR® ETF and the State Street® Utilities Select Sector SPDR® ETF. The notes have a contingent coupon rate of 13.35% per annum and an issue price of $1,000 per note; UBS may elect to call the notes in whole on any observation date beginning after three months. Trade date is March 4, 2026, expected settlement March 9, 2026, final valuation date March 4, 2031, and maturity March 7, 2031. Estimated initial value is between $950.80 and $980.80. Principal repayment at maturity is contingent: if any underlying asset is below its 60.00% downside threshold, holders will suffer a loss equal to the negative return of the least performing underlying asset, and could lose all of their initial investment. All payments are subject to UBS credit risk.
UBS is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Paycom Software, Inc., due on or about March 21, 2029. The notes pay a contingent coupon set on the trade date in the range of 12.25% to 13.25% per annum and are callable quarterly beginning after six months.
The notes have a principal amount of $1,000 per note, an expected trade date of March 16, 2026, settlement on March 19, 2026, and an estimated initial value range of $934.10 to $964.10. If the final closing level of Paycom is below the downside threshold (50.00% of the initial level), principal repayment at maturity may be reduced proportionally and you could lose all of your investment. The issue price includes an underwriting discount of $25.00 per note.
UBS AG is offering $5,469,000 of Capped GEARS linked to the S&P 500® Index due April 27, 2027. The securities are unsubordinated, unsecured debt obligations that pay at maturity based on the percentage change in the S&P 500® Index from the trade date to the final valuation date.
The terms include an Upside Gearing of 3.00, a Maximum Gain of 13.90 (Maximum Payment at Maturity per Security: $1,139.00), an Initial Level of 6,946.13, an issue price of $1,000 per security and an estimated initial value of $977.50. Total proceeds to UBS (net of underwriting discount) are shown as $5,340,478.50.
UBS AG is offering Trigger Autocallable Notes with Contingent Accreting Return linked to the Solactive U.S. Large Cap Volatility Navigator Index due on or about March 4, 2031. The Notes pay no current income, may accrue contingent returns monthly if the index meets an accretion barrier, and are callable monthly beginning after 12 months if the index meets a call threshold. At maturity, if the final index level is below the downside threshold, holders absorb losses equal to the percentage decline in the index, potentially losing most or all principal. Payments are unsecured obligations of UBS and depend on UBS creditworthiness. The estimated initial model value range per $1,000 Note is $936.60 to $966.60, and the stated contingent accreting return rate is 14.00% per annum with an accretion barrier at 65.00% and downside threshold at 40.00% of the initial level.
UBS Group AG and UBS AG are reshaping their Board of Directors ahead of the 2026 Annual General Meetings. The boards have nominated Agustín Carstens, former General Manager of the Bank for International Settlements and ex-Governor of the Bank of Mexico, and Luca Maestri, a long-serving senior Apple finance executive, for election at the AGM on 15 April 2026.
William C. Dudley and Jeanette Wong will not stand for re-election, and Vice Chairman Lukas Gähwiler will retire after a 45-year career in banking. As previously announced, former UBS Group Executive Board member Markus Ronner has been nominated for election to the Board and as Vice Chairman.
UBS AG is offering $2,342,000 of Buffer Autocallable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500®. The Notes have an approximate 5‑year term, are callable monthly beginning after 12 months, and pay a contingent coupon of 6.45% per annum when both underlying indices meet coupon barriers on observation dates. The Notes feature a 15.00% buffer and return of principal at maturity is contingent on the final levels of the underlying indices; if the least performing underlying asset falls below its downside threshold, principal is reduced proportionally in excess of the buffer. Issue price is $1,000 per Note and the issuer’s estimated initial value is $940.80. All payments are subject to UBS credit risk and there may be little or no secondary market.
UBS AG offers Trigger Autocallable Notes linked to the Solactive U.S. Large Cap Volatility Navigator Index due on or about March 4, 2031. The Notes have a principal amount of $1,000 per Note, a contingent accreting return rate of 14.00% per annum, and key levels set as a call threshold of 100.00% of the Initial Level, an accretion barrier of 65.00% of the Initial Level and a downside threshold of 60.00% of the Initial Level. Trade date is February 27, 2026 with settlement expected March 4, 2026. UBS will automatically call the Notes on monthly observation dates (callable after 12 months) if the closing level of the underlying asset meets or exceeds the call threshold; otherwise final payoff depends on the final level and may result in a loss of principal equal to the underlying return. The issuer notes the underlying index is subject to a 6.0% per annum daily decrement and that any payment is subject to UBS credit risk. The estimated initial value range is $936.60 to $966.60 per Note.