STOCK TITAN

UBS AG (AMUB) SEC Filings, Jun 8, 2026

AMUB NYSE
Rhea-AI Summary

UBS AG is offering Capped Market-Linked Notes linked to the S&P 500® Index with total issue size of $778,000 and an issue price of $1,000 per Note. The Notes mature on July 9, 2027 and provide principal repayment at maturity only if held to maturity, with upside limited to a Maximum Gain of 6.45% (Maximum Payment at Maturity per Note: $1,064.50).

The initial level of the S&P 500® Index is stated as 7,383.74 and the estimated initial value per Note on the trade date is $991.00, below the issue price. UBS and its affiliate UBS Securities LLC receive underwriting compensation; proceeds to UBS are shown as $773,332.00 (total) and $994.00 per Note. All payments, including principal, are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Norwegian Cruise Line Holdings Ltd. The offering totals $1,000,000 (1,000 notes at $1,000 each) with a 20.30% per annum contingent coupon payable only when monthly observation levels meet the coupon barrier. The Notes are callable monthly after ~3 months if the underlying equals or exceeds the call threshold of $19.13 (100% of the initial level). At maturity the principal is repaid only if the final level is at or above the downside threshold of $9.57 (50%); otherwise principal is reduced in line with the underlying return. Payments are unsecured and subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering $5,823,000 of Trigger Callable Contingent Yield Notes due June 9, 2028, sold at an issue price $1,000 per Note (estimated initial value $995.00 per Note). The Notes pay a contingent coupon of 13.00% per annum only if, on each observation date, the closing level of the S&P 500®, Nasdaq-100® and Russell 2000® are each at or above their coupon barriers. UBS may call the Notes monthly beginning after approximately three months; if not called, principal repayment at maturity depends on whether the final level of the least performing underlying asset is at or above its downside threshold (70.00% of initial level). Holders bear market exposure to the least performing index and UBS credit risk; the Notes are unsecured, not FDIC insured and may result in a significant or total loss of principal.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50. The offering aggregates $1,826,000 at an issue price of $1,000 per Note with a specified principal amount of $1,000 per Note and an estimated initial value of $991.10. The Notes pay a fixed contingent coupon of 12.25% per annum (equal to $30.625 per quarter per Note when payable) only if each underlying is at or above its coupon barrier on an observation date. UBS may call the Notes on quarterly observation dates; if not called, repayment at maturity depends on the final performance of the least performing underlying and can result in partial or total loss of principal. All payments are subject to UBS credit risk.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Lumentum Holdings Inc. (LITE), with a stated contingent coupon rate of 32.30% per annum. The notes are callable quarterly beginning after approximately six months, mature on June 22, 2029 and reference a final valuation date of June 18, 2029. At maturity, principal is contingent: if the final level is below the downside threshold (stated as 50.00% of the Initial Level), holders may suffer a loss equal to the percentage decline in the underlying and could lose their entire investment. The estimated initial value range on the trade date is $927.30 to $957.30 and the public issue price is $1,000.00 per Note, with an underwriting discount of $23.50 per Note. All payments are subject to UBS credit risk, and the notes will not be listed on an exchange.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG offers $5,201,000 of Trigger Callable Contingent Yield Notes linked to the least performing share of XLE, XLK and XLU. The Notes pay a 13.20% per annum contingent coupon when each underlying meets its coupon barrier on an observation date and are issuer-callable monthly beginning ~6 months. If not called, principal is repaid at maturity only if each final level is at or above its 50% downside threshold; otherwise repayment falls by the negative return of the least performing underlying (potentially a total loss). Trade date is May 22, 2026, final valuation May 22, 2029 and maturity May 25, 2029. The estimated initial value per Note is $985.80 and the issue price is $1,000 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering $7,955,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, maturing May 10, 2028. The Notes pay a contingent coupon of 12.60% per annum ($10.50 per Note per monthly observation) only if each underlying asset on an observation date is at or above its coupon barrier; otherwise no coupon is paid.

The Notes are issuer-callable beginning after approximately three months (first call settlement date September 11, 2026), are unsecured obligations of UBS and repay principal at maturity only if each underlying asset is at or above its downside threshold (70.00% of initial level). If any underlying is below its downside threshold at final valuation, repayment equals $1,000 times (1 + underlying return of the least performing underlying asset), which can result in substantial loss or total loss of principal. The estimated initial value was $987.80 and the issue price is $1,000 per Note.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average® and the S&P 500® Index. The Notes have a $1,000 principal amount per Note, an expected term of approximately 23 months, monthly observation dates, an issuer call feature beginning after six months and contingent coupons payable only if both indices meet coupon barriers. If not called and any index finishes below its 50.00% downside threshold, principal repayment at maturity will be reduced pro rata to the negative return of the least performing underlying asset.

The contingent coupon rate shown is 6.15% per annum and coupon barriers equal 70.00% of initial levels. The estimated initial value range is $950.80 to $980.80 as of the trade date. Payments are subject to UBS credit risk and the Notes are not FDIC insured.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
-
Rhea-AI Summary

UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Russell 2000® Index and the S&P 500® Index. The offering totals $1,136,000 at an issue price $1,000 per Note. Notes have a contingent coupon rate of 10.15% per annum, monthly observation dates, are callable by UBS beginning after three months, and mature on December 9, 2027. Coupons pay only if both underlying indices meet their coupon barriers on an observation date; principal repayment at maturity is contingent on the least performing index staying at or above its downside threshold (65.00% of initial level). The estimated initial value on the trade date was $995.60. Holders are exposed to index market risk, issuer credit risk of UBS, limited upside (only contingent coupons) and possible loss of principal if the least performing underlying declines below its downside threshold.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus
Rhea-AI Summary

UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Dell Technologies Inc. The Notes have a principal amount of $1,000 per Note, a contingent coupon rate of 25.00% per annum, quarterly observation dates (callable after 6 months), a call threshold equal to 100.00% of the initial level, and a coupon barrier and downside threshold equal to 50.00% of the initial level. Trade and settlement are expected on June 12, 2026 and June 17, 2026, with a final valuation date of June 12, 2029 and maturity on or about June 15, 2029. The issue price is $1,000.00 per Note; UBS states the estimated initial value range as $956.40 to $986.40. The Notes are unsecured obligations of UBS and repayment depends on UBS creditworthiness; if not called and the final level is below the downside threshold, principal repayment can be less than the principal amount and investors may lose a substantial portion or all of their investment.

Rhea-AI Impact
Rhea-AI Sentiment
End-of-Day
-- %
Tags
prospectus

FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8006 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on June 8, 2026.