Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to Micron Technology common stock maturing March 3, 2027. The Notes pay a contingent coupon only if the underlying stock closing level on an observation date meets or exceeds a coupon barrier; otherwise no coupon is paid. UBS will automatically call the Notes early if the underlying closing level on any quarterly observation date (beginning after 9 months) is equal to or greater than the initial level; a call pays $10 principal plus any contingent coupon due on the call settlement date. If not called and the final level is at or above the downside threshold, principal $10 is repaid at maturity; if the final level is below the downside threshold, the cash payment at maturity may be less than principal and can reflect the full negative return of the underlying stock. Trade date is February 27, 2026 and settlement is expected March 3, 2026. The estimated initial value per Note as of the trade date was $9.68. Minimum investment is 100 Notes (representing $1,000). All payments are subject to UBS creditworthiness.
UBS AG is offering preliminary Trigger Autocallable Contingent Yield Notes linked to the common stock of Palo Alto Networks, Inc., as described in a Preliminary Pricing Supplement dated February 27, 2026. The Notes pay contingent coupons only if the underlying meets a coupon barrier on observation dates and will be automatically called early if the underlying equals or exceeds the initial level on any observation date prior to the final valuation date.
Key dates: trade date February 27, 2026, settlement date March 3, 2026, final valuation date March 1, 2029, maturity date March 5, 2029. Example terms include a $10 principal per Note, a hypothetical contingent coupon rate of 9.47% per annum, and a downside threshold and coupon barrier illustrated at $60.00 (60% of initial level). Investors face full downside market exposure at maturity if the final level is below the downside threshold, and all payments are subject to UBS credit risk.
UBS AG priced a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to the common stock of Micron Technology, Inc. due on or about March 3, 2027, subject to completion. The Trade Date is February 27, 2026 with expected Settlement on March 3, 2026 and a Final Valuation Date of March 1, 2027.
The Notes pay contingent coupons only if the underlying's closing level on each observation date meets or exceeds a coupon barrier, include a quarterly observation automatic call feature beginning after nine months, and repay principal at maturity only if the final level is at or above a disclosed downside threshold. Minimum investment is 100 Notes at $10 per Note. UBS discloses an estimated initial value range of $9.42 to $9.67 per Note and provides illustrative coupon and payoff examples, including a hypothetical contingent coupon rate of 27.28% per annum and a downside threshold of $61.00 (61.00% of the initial level).
UBS AG offers $500,000 Trigger Autocallable Contingent Yield Notes linked to JPMorgan Chase & Co. stock due March 3, 2027. The Notes pay contingent coupons only if observed closing levels meet a coupon barrier and will be automatically called early if the underlying equals or exceeds the initial level on an observation date, in which case holders receive principal plus any contingent coupon then due. If not called, principal repayment at maturity is contingent: full principal is paid only if the final level is at or above the downside threshold; if the final level is below that threshold, holders suffer a loss equal to the percentage decline in the underlying and could lose their entire investment. The Notes have a minimum purchase of 100 Notes ($1,000), an estimated initial value of $9.80 per Note, trade date February 27, 2026, settlement March 3, 2026, final valuation date March 1, 2027, and maturity March 3, 2027. Example terms show a hypothetical contingent coupon rate of 10.53% per annum and example downside threshold and coupon barrier at $75.00 (75% of the initial level).
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to JPMorgan Chase & Co. common stock due on or about March 3, 2027. The notes pay periodic contingent coupons only if the underlying closing level meets or exceeds a coupon barrier on observation dates and will be automatically called early if the underlying closes at or above the initial level on any prior observation date. At maturity, if not called, principal is repaid only if the final level is at or above the downside threshold; otherwise repayment is reduced pro rata to the underlying return, and investors could lose a significant portion or all of their investment. The preliminaries show a principal amount of $10 per Note, a minimum purchase of 100 Notes ($1,000), and an estimated initial value range of $9.46 to $9.71 as of the trade date. Trade date is February 27, 2026 with settlement expected March 3, 2026, final valuation on March 1, 2027, and maturity on March 3, 2027.
UBS AG is offering $28,547,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average®, the Russell 2000® Index and the EURO STOXX 50® Index.
The Notes pay a periodic contingent coupon only if each underlying asset’s closing level is at or above its coupon barrier on every trading day of an observation period; otherwise no coupon accrues for that period. UBS may call the Notes in whole on quarterly observation end dates. At maturity, if no call occurs and any underlying asset’s final level is below its 60.00% downside threshold, principal repayment is reduced in proportion to the negative return of the least performing underlying asset, potentially resulting in total loss. Trade date is February 26, 2026, settlement February 27, 2026, final valuation November 26, 2029, and maturity November 28, 2029. The issue price is $10.00 per Note, estimated initial value $9.88, minimum purchase 100 Notes.
UBS AG is offering $4,078,000 of Contingent Income Auto‑Callable Securities linked to the common stock of Freeport‑McMoRan Inc. (initial price $68.82). Each security has a stated principal of $1,000, an issue price of $1,000, a pricing date of February 25, 2026 and an original issue date of March 2, 2026, with scheduled maturity on March 1, 2029, subject to postponement.
Holders may receive a contingent payment of $39.625 per security (equivalent to 15.85% per annum) on a determination date if the closing price of the underlying equity is equal to or greater than the downside threshold level of $41.29 (60.00% of the initial price). If the closing price meets or exceeds the call threshold of $68.82 on a non‑final determination date, the securities will be redeemed early for the stated principal plus the applicable contingent payment. If not redeemed and the final price is below the downside threshold, UBS will deliver a cash value (exchange ratio × final price), exposing investors to loss of principal (potentially total loss). The estimated initial value at pricing was $958.60, and all payments are subject to the credit risk of UBS AG.
UBS AG is offering capped, leveraged, buffered S&P 500® index-linked medium-term notes with a $3,398,000 aggregate face amount. The notes (trade date February 25, 2026, original issue date March 2, 2026, stated maturity June 14, 2028) pay no interest and settle in cash based on the S&P 500® closing level on the determination date (June 12, 2028).
Key economics: initial underlier level 6,946.13, upside participation 160.00%, cap level 116.01% (maximum settlement $1,256.16 per $1,000 face), buffer 15.00% (buffer level 5,904.2105) and buffer rate ~117.65%. Estimated initial value was $997.50 per $1,000 face; issue price equals face (100.00%).
UBS AG is offering $2,255,000 of Trigger Autocallable GEARS linked to the Bloomberg Commodity Index 3 Month, sold at $10.00 per Security with an estimated initial value of $9.474.
The Securities mature on February 27, 2031 (final valuation date February 25, 2031) unless automatically called on the observation date March 3, 2027. If auto‑called, holders receive the call price equal to principal plus a 14.20% annual call return (call price shown as $11.42 per $10 Security). If not called, positive underlying returns are multiplied by an upside gearing of 1.355 to determine the payoff; if the final level is below the downside threshold (75.00% of the initial level), holders can suffer losses up to the full principal. All payments are subject to UBS creditworthiness and the Securities are unsecured and not FDIC insured.
UBS AG is offering Trigger Contingent Yield Notes with Memory Interest linked to the least performing common stock of General Electric Company, International Business Machines Corporation and Lam Research Corporation, with total proceeds of $530,000. The Notes have a $1,000 principal amount per Note, a stated contingent coupon rate of 15.40% per annum and a final maturity on March 1, 2029. Periodic contingent coupons are payable only if each underlying asset equals or exceeds its coupon barrier on an observation date and unpaid coupons may be paid later under the memory interest feature. At maturity, full principal is payable only if each underlying asset is at or above its downside threshold; if any underlying asset is below its downside threshold the payment equals $1,000 times (1 + underlying return of the least performing underlying asset), which could result in substantial loss or total loss of principal. All payments depend on UBS’s creditworthiness.