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UBS AG SEC Filings

AMUB NYSE

Welcome to our dedicated page for UBS SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UBS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UBS's regulatory disclosures and financial reporting.

Rhea-AI Summary

UBS AG is offering Capped Buffer Securities linked to the S&P 500® Index due on or about September 30, 2027. Each Security has a $1,000 principal amount, a 10.00% downside buffer, and a capped upside of 15.10% (maximum payment at maturity $1,151.00).

Trade date is March 27, 2026 with expected settlement on April 1, 2026. If the final index level is below the downside threshold, holders suffer losses beyond the buffer and could lose almost all principal; all payments are subject to UBS credit risk.

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Rhea-AI Summary

UBS AG is offering $5,746,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and EURO STOXX 50, maturing March 13, 2031. Each Note has a $1,000 principal amount, an indicated contingent coupon rate of 11.90% per annum (contingent), and an issue price of $1,000.00 per Note. The notes are callable by UBS on quarterly observation dates; if not called, principal repayment at maturity is contingent on the final levels of the underlying assets versus the downside thresholds (each equal to 60.00% of the initial level). The estimated initial value is $968.40 per Note and proceeds to UBS equal $997.50 per Note.

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Rhea-AI Summary

UBS AG is offering $2,672,000 of Capped Buffer GEARS linked to the State Street SPDR S&P MidCap 400® ETF (MDY). The securities have a principal amount of $1,000 per Security, a term of approximately 12 months, trade date March 10, 2026, and maturity on March 18, 2027.

Key economic terms include Upside Gearing 1.50, a Maximum Gain of 13.00% (Maximum Payment at Maturity $1,130.00), a Buffer of 10.00%, Initial Level $626.44 and Downside Threshold $563.80 (90.00% of the Initial Level). UBS reports an estimated initial value of $988.60 and an issue price of $1,000 per Security.

The payment at maturity varies by the underlying return: positive returns receive upside exposure capped at the Maximum Gain; returns that fall below the Downside Threshold result in losses exceeding the Buffer and could lead to near-total loss. All payments are subject to UBS credit risk and potential adjustments by the calculation agent.

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Rhea-AI Summary

UBS AG offers Trigger Callable Contingent Yield Notes linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100® (the "Notes"). The Notes pay a contingent coupon only if each underlying closes at or above its coupon barrier on an observation date and are callable monthly by UBS beginning after 12 months. If not called, principal is repaid at maturity only if every underlying's final level is at or above its downside threshold; otherwise repayment at maturity can be less than principal, potentially resulting in substantial or total loss. The Notes carry issuer credit risk, will not be listed on an exchange, and have an estimated initial value range of $952.60 to $982.60 as of the trade date. Key numeric terms (example terms) include a 10.20% per annum contingent coupon, a hypothetical $1,000 principal example, and a stated maturity on or about December 26, 2030. You should review the accompanying product supplement, index supplement and prospectus for full terms and risks.

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UBS AG is offering Airbag Autocallable Contingent Yield Notes with Memory Interest linked to the common stock of Sandisk Corporation, with a trade date of March 20, 2026, settlement on March 25, 2026 and maturity on September 22, 2027. The contingent coupon rate will be set on the trade date within a disclosed range of 23.25% to 25.25% per annum. The Notes pay contingent coupons only if the underlying closes at or above the coupon barrier on observation dates, are subject to automatic early call at or above the call threshold, and provide contingent repayment of principal at maturity (cash or share delivery) depending on the final level relative to the downside threshold. The issue price per Note is $1,000.00, the underwriting discount is $27.50 per Note and estimated initial values are between $937.60 and $967.60. All payments are "subject to the creditworthiness of UBS."

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UBS AG is offering Trigger Autocallable Yield Notes linked to the least performing of Merck & Co., Inc. common stock and the S&P 500® Index. The Notes pay a fixed coupon of 9.65% per annum in equal monthly installments, have a principal amount of $1,000 per Note and a term of approximately two years, with a strike date of March 10, 2026, trade date March 11, 2026 and maturity date March 15, 2028.

The Notes are subject to monthly observation dates beginning after 12 months and an automatic call if, on any observation date prior to the final valuation date, the closing level of each underlying asset is at or above its call threshold (each call threshold equals 100.00% of its initial level). The downside threshold for each underlying asset is 60.00% of its initial level (Merck downside threshold $70.25; SPX downside threshold 4,068.89). If not called and any underlying asset finishes below its downside threshold, maturity payment equals $1,000 × (1 + underlying return of the least performing underlying asset), which can result in substantial loss, including total loss.

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UBS AG offers $400,000 of Trigger Callable Contingent Yield Notes linked to the least performing of Amazon.com, Inc. and Palantir Technologies Inc. The Notes pay a $1,000 principal per Note, a 21.55% per annum contingent coupon (paid only if both underlyings meet coupon barriers on observation dates), are callable by UBS beginning after six months, and mature on March 2, 2028. If not called and any underlying finishes below its $105.00 (AMZN) or $68.60 (PLTR) downside threshold (both 50% of initial levels), principal repayment at maturity will be reduced pro rata to the negative return of the least performing underlying, potentially resulting in substantial or total loss. The estimated initial value on the trade date was $977.00 per Note; the issue price is $1,000 per Note, with proceeds to UBS of $993.50 per Note after underwriting discount.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes with Memory Interest linked to Apollo Global Management common stock. The Notes have a term of approximately 18 months, an expected trade date of March 13, 2026, settlement on March 18, 2026, and maturity on September 16, 2027.

The contingent coupon range is 15.25% to 16.25% per annum. The call threshold is set at 100.00% of the initial level; the coupon barrier and downside threshold are each set at 65.00% of the initial level. Each Note has a principal amount of $1,000. Issue price and proceeds show an underwriting discount of $27.50 per Note and proceeds of $972.50 per Note. The issuer discloses an estimated initial value range of $928.60 to $958.60 per Note.

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UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Delta Air Lines, Inc. The Notes have a trade date of March 11, 2026, expected settlement on March 13, 2026, a final valuation date of March 11, 2027, and maturity on March 15, 2027.

The Notes pay a contingent coupon on each coupon payment date only if the underlying closing level on the applicable observation date is at or above a coupon barrier. The Notes will autocall early if the underlying closes at or above the initial level on any observation date prior to maturity. If not called, principal repayment at maturity is contingent: if the final level is at or above the downside threshold the principal is repaid; if below, repayment is reduced proportionally, exposing investors to full downside market loss.

The offering has a minimum purchase of 100 Notes at $10 per Note (minimum $1,000). The estimated initial value range is $9.46 to $9.71 per Note. All payments are subject to UBS credit risk.

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UBS AG is offering Trigger Callable Contingent Yield Notes totaling $992,000. The Notes are linked to the least performing of the Dow Jones Industrial Average, the Russell 2000 and the Nasdaq-100 Technology Sector, mature on March 11, 2031 and pay a contingent coupon of 11.75% per annum only when each underlying closes at or above its coupon barrier on an observation date. UBS may call the Notes monthly (beginning after approximately six months). If not called, principal is repaid at maturity only if each final level is at or above its downside threshold (each downside threshold equals 60.00% of the initial level); otherwise, holders suffer a loss equal to the percentage decline of the least performing underlying asset, potentially losing all principal. The estimated initial value at issuance was $957.20 per Note; issue price was $1,000 per Note (total $992,000), with an underwriting discount of $7.50 per Note.

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FAQ

How many UBS (AMUB) SEC filings are available on StockTitan?

StockTitan tracks 8005 SEC filings for UBS (AMUB), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UBS (AMUB)?

The most recent SEC filing for UBS (AMUB) was filed on March 11, 2026.