Welcome to our dedicated page for UBS ETRACS Alerian MLP Index ETN Series B SEC filings (Ticker: AMUB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The ETRACS Alerian MLP Index ETN Series B due July 18, 2042 (AMUB) is issued by UBS AG, a foreign private issuer that reports to the US Securities and Exchange Commission. UBS AG indicates that it files a registration statement on Form F-3, including a prospectus and supplements, for offerings of securities related to ETRACS ETNs such as AMUB. These documents set out the terms of the ETN and include a "Risk Factors" section that UBS urges investors to review before investing.
UBS AG also submits annual reports on Form 20-F and periodic reports on Form 6-K. In its Form 6-K filings, UBS provides information on capitalization, total debt issued, equity and other capital and liquidity metrics, as well as updates on regulatory developments and other corporate matters. UBS AG notes that its consolidated financial statements are prepared in accordance with IFRS Accounting Standards, and that certain 6-K reports are incorporated by reference into its Form F-3 registration statement.
For AMUB, the relevant SEC filings include the base prospectus, prospectus supplements and any pricing supplements that describe the specific terms of the ETRACS Alerian MLP Index ETN Series B. UBS’s public materials state that these offering documents are available through the SEC’s EDGAR system. They also clarify that the securities related to the offerings are not deposit liabilities and are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other governmental agency of the United States, Switzerland or any other jurisdiction.
On this page, users can access AMUB-related SEC filings and associated issuer reports. The platform provides real-time updates from EDGAR and AI-powered summaries that explain the key points of lengthy documents, such as registration statements, prospectus supplements and UBS AG’s periodic reports. This allows investors to quickly identify disclosures that affect AMUB, including risk factor updates, capital and funding information, and other details relevant to UBS AG’s role as issuer of this senior unsecured ETN.
UBS AG filed a preliminary 424B2 for Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq‑100 Technology Sector Index, and Russell 2000. The notes offer a 12.00% per annum contingent coupon, paid only if each index closes at or above its coupon barrier (75% of initial level) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, returning principal plus any due coupon.
If not called, at maturity on September 22, 2027 investors receive principal only if each index finishes at or above its downside threshold (70% of initial level). If any index is below its threshold, repayment is reduced by the decline of the least performing index, and investors could lose all principal. The notes are unsecured obligations of UBS and will not be listed. The issue price is $1,000 per note, with underwriting compensation of up to $7.25 and at least $992.75 in proceeds to UBS per note. The estimated initial value is expected between $958.40 and $988.40.
UBS AG London Branch is offering $6,113,000 of Contingent Income Auto-Callable Securities due October 13, 2028, linked to The Home Depot common stock. The notes pay a $25.50 contingent coupon per $1,000 on each determination date only if the stock closes at or above the 80.00% downside threshold of the initial price. They auto-call for par plus the coupon if the stock is at or above the 100.00% call threshold on any non-final determination date.
The initial price is $375.75 (call threshold $375.75; downside threshold $300.60). If not called and the final price is below the downside threshold, investors receive a cash value tied to the final price and can lose most or all principal. Payments are subject to UBS credit risk. The notes are not listed. The estimated initial value is $970.10 per $1,000. Fees total 2.25%, with 97.75% of proceeds to the issuer ($5,975,457.50).
UBS AG filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Alphabet Inc., maturing on or about October 15, 2026. These unsecured notes pay a contingent coupon only when the underlying closes at or above a coupon barrier on an observation date; otherwise no coupon is paid.
The notes are automatically called if the underlying closes at or above its initial level on any observation date before the final valuation date, returning principal plus the due coupon. If not called, repayment of principal at maturity depends on the final level versus a downside threshold; if the final level is below that threshold, repayment is reduced in line with the underlying’s decline and could be zero. All payments depend on UBS’s credit.
The notes are expected to trade date October 13, 2025 and settle October 15, 2025. Minimum investment is 100 Notes at $10 per Note. The estimated initial value is expected between $9.53 and $9.78. The notes will not be listed on any exchange.
UBS AG London Branch is offering $6,968,000 of Contingent Income Auto‑Callable Securities due October 13, 2028, linked to Microsoft’s common stock. The notes pay a $22.75 contingent coupon per security on each determination date if MSFT’s closing price is at or above the downside threshold of $408.77 (80% of the $510.96 initial price). If MSFT closes at or above $510.96 (the call threshold) on any non‑final determination date, the notes are redeemed early at $1,000 plus the contingent payment.
If not called and MSFT is below $408.77 on the final determination date, holders receive the cash value (exchange ratio × final price), which can be far below principal and may be zero. Investors do not participate in any upside of MSFT and may receive few or no coupons.
The notes are unsecured, unsubordinated obligations of UBS and subject to its credit risk. Issue price is $1,000 per security; the estimated initial value is $969.60. Selling concessions and structuring fees total 2.25%, with 97.75% of proceeds to the issuer. The securities will not be listed.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, due on or about October 26, 2028. The Notes pay a contingent coupon only if, on each monthly observation date, the closing level of each index is at or above its coupon barrier, set at 70% of its initial level. UBS may call the Notes in whole on any observation date beginning after 6 months; if called, holders receive principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold, set at 60% of its initial level. Otherwise, repayment is reduced by the negative return of the least performing index, up to a total loss of principal. The contingent coupon rate is 10.00% per annum, observed monthly. The Notes are unsecured obligations of UBS; all payments depend on UBS’s credit.
Issue price is $1,000 per Note, with an underwriting discount of $5.00 and proceeds to UBS of $995.00 per Note. The estimated initial value is expected between $940.70 and $970.70. The Notes will not be listed. Trade date is expected October 21, 2025; maturity is expected October 26, 2028.
UBS AG is offering Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index, and Russell 2000 Index. The notes pay a 9.25% per annum contingent coupon on monthly observation dates only if each index closes at or above its coupon barrier of 70% of its initial level.
UBS may call the notes in whole on any observation date beginning after 6 months, paying the $1,000 principal per note plus any due coupon. If not called, and on the final valuation date (July 15, 2030) each index is at or above its downside threshold of 60% of its initial level, investors receive principal at maturity (July 18, 2030); otherwise, repayment is reduced by the negative return of the least performing index, up to total loss. Issue price is $1,000 per note; estimated initial value is $950.40–$980.40. Underwriting discount is up to $10.00 per note, with proceeds to UBS of at least $990.00 per note. Payments depend on UBS’s credit. The notes will not be listed.
UBS AG is offering $3,027,000 of Trigger Callable Contingent Yield Notes linked to the least performing of the Dow Jones Industrial Average, the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, maturing on October 16, 2030.
The notes pay a 10.55% per annum contingent coupon (monthly installments of $8.7917 per $1,000 note) only if each index is at or above its coupon barrier (75% of initial) on the observation date. UBS may call the notes, in whole, on any monthly observation date beginning after 6 months, paying principal plus any due coupon.
If not called, principal is repaid at maturity only if each index finishes at or above its downside threshold (60% of initial). Otherwise, repayment is reduced by the decline of the least performing index, up to a total loss. Issue price is $1,000 per note; underwriting discount $7.50; proceeds to UBS $992.50 per note (total $3,004,297.50). The estimated initial value is $984.00 per note. The notes are unsecured obligations of UBS and will not be listed.
UBS AG is offering $400,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of NVIDIA Corporation, maturing on October 15, 2027. These unsecured, unsubordinated notes pay a contingent coupon only if the underlying closes at or above the coupon barrier on scheduled observation dates. The notes are subject to an automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date.
If not called early, principal is repaid at maturity only if the final level is at or above the downside threshold; otherwise, repayment is reduced one-for-one with the underlying’s decline, and you could lose your entire investment. All payments depend on UBS’s credit; a default could result in no recovery.
Key dates include trade date October 13, 2025, settlement October 15, 2025, final valuation October 13, 2027, and maturity October 15, 2027. The notes are offered at $10 per Note with a $1,000 minimum and will not be listed. The estimated initial value is $9.80 per $10 Note, reflecting UBS internal pricing and funding assumptions.
UBS AG is offering Trigger Autocallable Contingent Yield Notes linked to the common stock of Snowflake Inc., with expected key dates from an October 13, 2025 trade date to an October 15, 2026 maturity. The notes pay a contingent coupon only if the underlying closes on or above a coupon barrier on each observation date, and may be called early if the underlying closes on or above its initial level on any observation date before the final valuation date.
If not called, principal is repaid at maturity only if the final level is on or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline, and losses can be total. Payments are subject to the creditworthiness of UBS. The notes will not be listed. The minimum investment is 100 notes at $10 each. The estimated initial value per note is expected to be between $9.54 and $9.79.
UBS AG is offering $4,239,000 of Trigger Autocallable Contingent Yield Notes linked to the common stock of Freeport‑McMoRan Inc., maturing on October 16, 2028.
The Notes pay a contingent coupon on scheduled dates only if the underlying closes at or above a stated coupon barrier on the related observation date. They are subject to automatic call if the underlying closes at or above the initial level on any observation date before the final valuation date, in which case holders receive principal plus any due contingent coupon and no further payments.
If not called, at maturity investors receive principal only if the final level is at or above the downside threshold; otherwise repayment is reduced in line with the underlying’s decline and could be zero. All payments are subject to UBS credit risk. Key dates include trade on October 14, 2025, settlement on October 16, 2025, and final valuation on October 12, 2028. The Notes are offered in minimums of 100 Notes at $10 each, with an estimated initial value of $9.70 per Note. The Notes will not be listed.